Insider · CIK 0001321211

Brown Kathleen

Reports to the SEC for 6 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001321211

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-09	FPHFive Point Holdings, LLCA Award	Director	AAward	+15.8K sh	—	—	151,483
2025-03-12	FPHFive Point Holdings, LLCA Award	Director	AAward	+14.9K sh	—	—	135,704
2024-03-08	FPHFive Point Holdings, LLCA Award	Director	AAward	+26.5K sh	—	—	120,835
2023-06-13	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,641 sh	—	—	0
2023-06-13	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,641 sh	—	—	22,090
2023-03-09	FPHFive Point Holdings, LLCA Award	Director	AAward	+35.9K sh	—	—	94,345
2022-06-13	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+2,642 sh	$56.78	+$150K	2,642
2022-06-13	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+1,761 sh	$56.78	+$100K	1,761
2022-05-31	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,389 sh	—	—	19,033
2022-05-31	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,389 sh	—	—	0
2022-03-14	FPHFive Point Holdings, LLCA Award	Director	AAward	+12.9K sh	—	—	58,471
2022-01-07	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,625 sh	—	—	1,389
2022-01-07	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,625 sh	—	—	17,563
2021-10-13	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+1,389 sh	$71.98	+$100K	7,014
2021-06-03	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+3,144 sh	—	—	11,845
2021-06-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,144 sh	—	—	5,625
2021-04-01	SRESEMPRA · Phantom SharesA Award	Director	AAward	+45.86 sh	$131.80	+$6,044.348	10,481.74
2021-02-01	FPHFive Point Holdings, LLCA Award	Director	AAward	+12.6K sh	—	—	45,589
2021-01-04	SRESEMPRA · Phantom SharesA Award	Director	AAward	+100.97 sh	$123.80	+$12.5K	10,349.06
2020-10-01	SRESEMPRA · Phantom SharesA Award	Director	AAward	+104.93 sh	$119.13	+$12.5K	10,165.75
2020-08-12	SRESEMPRAP Purchase	Director	PPurchase	+746 sh	$134.08	+$100K	746
2020-07-01	SRESEMPRA · Phantom SharesA Award	Director	AAward	+103.01 sh	$121.35	+$12.5K	9,977.82
2020-06-05	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,900 sh	—	—	5,846
2020-06-05	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,900 sh	—	—	5,756
2020-05-29	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+2,096 sh	—	—	7,746
2020-05-05	SRESEMPRAA Award	Director	AAward	+725 sh	—	—	725
2020-04-01	SRESEMPRA · Phantom SharesA Award	Director	AAward	+120.53 sh	$103.71	+$12.5K	9,792.53
2020-01-15	FPHFive Point Holdings, LLCA Award	Director	AAward	+9,888 sh	—	—	32,951
2020-01-02	SRESEMPRA · Phantom SharesA Award	Director	AAward	+83.83 sh	$149.12	+$12.5K	9,611.66
2019-10-01	SRESEMPRA · Phantom SharesA Award	Director	AAward	+85.57 sh	$146.08	+$12.5K	9,465.51
2019-07-01	SRESEMPRA · Phantom SharesA Award	Director	AAward	+91.47 sh	$136.66	+$12.5K	9,315.59
2019-06-06	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,900 sh	—	—	5,650
2019-06-06	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,900 sh	—	—	3,814
2019-06-05	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+1,900 sh	—	—	7,550
2019-05-09	SRESEMPRA · Restricted Phantom SharesA Award	Director	AAward	+713.1 sh	—	—	713.1
2019-04-01	SRESEMPRA · Phantom SharesA Award	Director	AAward	+98.71 sh	$126.63	+$12.5K	8,448.37
2019-01-15	FPHFive Point Holdings, LLCA Award	Director	AAward	+10.5K sh	—	—	23,063
2019-01-02	SRESEMPRA · Phantom SharesA Award	Director	AAward	+117.09 sh	$106.76	+$12.5K	8,284.98
2018-10-01	SRESEMPRA · Phantom SharesA Award	Director	AAward	+109.81 sh	$113.83	+$12.5K	8,105.58
2018-09-25	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+1,900 sh	—	—	5,650
2018-08-07	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsJ Other	Director	JOther	−1,900 sh	—	—	3,750
2018-07-02	SRESEMPRA · Phantom SharesA Award	Director	AAward	+108.19 sh	$115.54	+$12.5K	7,934.21
2018-06-07	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,900 sh	—	—	5,650
2018-06-07	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,900 sh	—	—	1,900
2018-06-06	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+1,900 sh	—	—	7,550
2018-05-10	SRESEMPRA · Restricted Phantom SharesA Award	Director	AAward	+845.94 sh	—	—	845.94
2018-04-02	SRESEMPRA · Phantom SharesA Award	Director	AAward	+113.5 sh	$110.13	+$12.5K	6,925.13
2018-01-15	FPHFive Point Holdings, LLCA Award	Director	AAward	+5,394 sh	—	—	12,537
2018-01-02	SRESEMPRA · Phantom SharesA Award	Director	AAward	+118.65 sh	$105.35	+$12.5K	6,760.55
2017-10-02	SRESEMPRA · Phantom SharesA Award	Director	AAward	+109.67 sh	$113.98	+$12.5K	6,595.26

Recent filings

Accepted (ET)
Sep 114
Brown Kathleen0001321211-26-000003
SEC(opens sec.gov)
Mar 144
Brown Kathleen0001574197-25-000026
SEC(opens sec.gov)
Mar 124
Brown Kathleen0001574197-24-000050
SEC(opens sec.gov)
Jun 154
Brown Kathleen0001209191-23-037347
SEC(opens sec.gov)
Mar 134
Brown Kathleen0001574197-23-000031
SEC(opens sec.gov)
Aug 174/A
Brown Kathleen0001209191-22-046324
SEC(opens sec.gov)
Jun 154
Brown Kathleen0001209191-22-036943
SEC(opens sec.gov)
Jun 24
Brown Kathleen0001209191-22-033504
SEC(opens sec.gov)
Mar 164
Brown Kathleen0001574197-22-000029
SEC(opens sec.gov)
Jan 114
Brown Kathleen0001209191-22-002852
SEC(opens sec.gov)
Oct 154
Brown Kathleen0001209191-21-060605
SEC(opens sec.gov)
Jun 74
Brown Kathleen0001209191-21-038599
SEC(opens sec.gov)
Apr 24
Brown Kathleen0001771474-21-000027
SEC(opens sec.gov)
Feb 34
Brown Kathleen0001209191-21-007455
SEC(opens sec.gov)
Jan 54
Brown Kathleen0001771474-21-000002
SEC(opens sec.gov)
Oct 24
Brown Kathleen0001771474-20-000093
SEC(opens sec.gov)

Companies

Address

C/O MANATT, PHELPS & PHILLIPS, LLP 11355 W. OLYMPIC BLVD.

LOS ANGELES, CA, 90064