Insider · CIK 0001321523

Forman Edward

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001321523

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-04-23	Duff & Phelps CorpD Disposition to Issuer	Executive VP, Gen. Cnsl., Sec.	DDisposition to Issuer	−22.6K sh	—	—	80,198
2013-04-23	Duff & Phelps CorpJ Other	Executive VP, Gen. Cnsl., Sec.	JOther	−80.2K sh	$15.55	−$1.25M	0
2013-03-10	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−1,991 sh	$15.51	−$30.9K	102,765
2012-03-10	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−1,942 sh	$14.36	−$27.9K	104,756
2012-03-02	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−1,426 sh	$13.77	−$19.6K	106,698
2012-03-01	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Executive VP, Gen. Cnsl., Sec.	JOther	−28.6K sh	$13.38	−$383K	0
2012-03-01	Duff & Phelps CorpA Award	Executive VP, Gen. Cnsl., Sec.	AAward	+23.2K sh	—	—	97,223
2012-03-01	Duff & Phelps CorpA Award	Executive VP, Gen. Cnsl., Sec.	AAward	+10.9K sh	—	—	108,124
2012-02-26	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−3,389 sh	$15.21	−$51.5K	74,059
2011-04-26	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−4,490 sh	$16.07	−$72.2K	77,448
2011-04-04	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−1,700 sh	$15.77	−$26.8K	81,938
2011-04-01	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−10.9K sh	$15.89	−$173K	83,638
2011-03-21	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−3,309 sh	$15.15	−$50.1K	94,537
2011-03-11	Duff & Phelps CorpA Award	Executive VP, Gen. Cnsl., Sec.	AAward	+19.7K sh	—	—	97,846
2011-03-10	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−1,950 sh	$15.25	−$29.7K	78,174
2011-03-02	Duff & Phelps CorpA Award	Executive VP, Gen. Cnsl., Sec.	AAward	+28.4K sh	—	—	80,124
2011-02-28	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−3,403 sh	$16.44	−$55.9K	51,768
2010-03-25	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−757 sh	$17.64	−$13.4K	55,171
2010-03-22	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−760 sh	$17.58	−$13.4K	55,928
2010-03-19	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−3,309 sh	$17.72	−$58.6K	56,688
2010-03-17	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−756 sh	$17.58	−$13.3K	63,254
2010-03-17	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−754 sh	$17.64	−$13.3K	62,500
2010-03-17	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−1,575 sh	$17.72	−$27.9K	59,997
2010-03-17	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−1,633 sh	$17.51	−$28.6K	64,010
2010-03-17	Duff & Phelps CorpS Sale	Executive VP, Gen. Cnsl., Sec.	SSale	−928 sh	$17.71	−$16.4K	61,572
2010-03-10	Duff & Phelps CorpA Award	Executive VP, Gen. Cnsl., Sec.	AAward	+16.2K sh	—	—	65,643
2010-02-26	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−3,592 sh	$16.68	−$59.9K	49,493
2009-11-10	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Executive VP, Gen. Cnsl., Sec.	JOther	−8,010 sh	$15.00	−$120K	28,601
2009-05-27	Duff & Phelps CorpDuff & Phelps Acquisitions, LLC New Class A UnitsJ Other	Executive VP, Gen. Cnsl., Sec.	JOther	−11.1K sh	$14.75	−$163K	36,611
2009-03-19	Duff & Phelps CorpF Tax Payment	Executive VP, Gen. Cnsl., Sec.	FTax Payment	−3,042 sh	$14.79	−$45K	53,085
2009-02-26	Duff & Phelps CorpA Award	Executive VP, Gen. Cnsl., Sec.	AAward	+28.2K sh	—	—	56,127

Recent filings

Accepted (ET)
Apr 254
Forman Edward0001397821-13-000049
SEC(opens sec.gov)
Mar 124
Forman Edward0001397821-13-000031
SEC(opens sec.gov)
Mar 134
Forman Edward0001144204-12-014594
SEC(opens sec.gov)
Mar 54
Forman Edward0001144204-12-012923
SEC(opens sec.gov)
Feb 284
Forman Edward0001144204-12-011637
SEC(opens sec.gov)
Apr 284
Forman Edward0001144204-11-024567
SEC(opens sec.gov)
Apr 54
Forman Edward0001144204-11-020226
SEC(opens sec.gov)
Mar 224
Forman Edward0001144204-11-016287
SEC(opens sec.gov)
Mar 144
Forman Edward0001144204-11-014510
SEC(opens sec.gov)
Mar 34
Forman Edward0001144204-11-012658
SEC(opens sec.gov)
Mar 14
Forman Edward0001144204-11-011863
SEC(opens sec.gov)
Mar 294
Forman Edward0001144204-10-016151
SEC(opens sec.gov)
Mar 234
Forman Edward0001144204-10-015124
SEC(opens sec.gov)

Companies

Address

C/O DUFF AND PHELPS CORPORATION 55 EAST 52ND STREET

NEW YORK, NY, US 10055