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Insider · CIK 0001322945

Tan Chor Weng

Reports to the SEC for 2 companies · NEW YORK, NY

Transactions

7

Companies

2

Filings

3

CIK

0001322945

Forms 4 and 5

Insider transactions

7 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-08-04	JOFJAPAN SMALLER CAPITALIZATION FUND INCX Exercise of In-Money	Director	XExercise of In-Money	+1,105 sh	$7.60	+$8,398	3,105
2011-08-04	JOFJAPAN SMALLER CAPITALIZATION FUND INC · Subscription rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−368 sh	—	—	0
2009-10-07	JOFJAPAN SMALLER CAPITALIZATION FUND INCS Sale	Director	SSale	−1,000 sh	$7.68	−$7,680	2,340
2009-10-07	JOFJAPAN SMALLER CAPITALIZATION FUND INCS Sale	Director	SSale	−170 sh	$7.68	−$1,305.6	2,170
2009-10-07	JOFJAPAN SMALLER CAPITALIZATION FUND INCS Sale	Director	SSale	−170 sh	$7.68	−$1,305.6	2,000
2007-03-01	KOREA EQUITY FUND INCX Exercise of In-Money	Director	XExercise of In-Money	+1,751 sh	$9.76	+$17.1K	5,251
2007-03-01	KOREA EQUITY FUND INCSubscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−5,253 sh	—	—	0

Recent filings

3

Accepted (ET)
Aug 54
Tan Chor Weng0001140361-11-039979
SEC(opens sec.gov)
Oct 84
Tan Chor Weng0000905148-09-003260
SEC(opens sec.gov)
Mar 74
KOREA EQUITY FUND INC0000905148-07-002040
SEC(opens sec.gov)

Companies

2

Address

NOMURA ASSET MANAGEMENT USA INC., TWO WORLD FINANCIAL CENTER, BUILDING B

NEW YORK, NY, 10281