Insider · CIK 0001323226

Kestenbaum Alan

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001323226

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-12-17	Sports Ventures Acquisition Corp.J Other	Director, Chief Executive Officer, 10% Owner	JOther	−330K sh	—	—	330,000
2021-01-08	Sports Ventures Acquisition Corp.P Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+660K sh	$10.00	+$6.6M	660,000
2015-12-23	GLOBE SPECIALTY METALS INCStock Appreciation RightD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−424K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCStock Appreciation RightsD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−340K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCStock Appreciation RightD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−186K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−8.78M sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−109K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCStock OptionD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−500K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCRestricted Stock UnitD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−22.5K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCRestricted Stock UnitD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−20K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCRestricted Stock UnitD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−78.2K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCRestricted Stock UnitD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−16.2K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCRestricted Stock UnitD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−128K sh	—	—	0
2015-12-23	GLOBE SPECIALTY METALS INCRestricted Stock UnitD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−97.3K sh	—	—	0
2015-12-22	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Director, Executive Chairman, 10% Owner	AAward	+97.3K sh	—	—	97,339
2015-12-11	GLOBE SPECIALTY METALS INCStock Appreciation RightA Award	Director, Executive Chairman, 10% Owner	AAward	+340K sh	—	—	340,000
2015-09-18	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Director, Executive Chairman, 10% Owner	AAward	+128K sh	—	—	127,856
2015-03-15	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Director, Executive Chairman, 10% Owner	AAward	+16.2K sh	—	—	16,155
2015-01-05	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Director, Executive Chairman, 10% Owner	AAward	+78.2K sh	—	—	78,239
2014-09-17	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−50K sh	$20.06	−$1M	9,389,112
2014-09-04	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−66.2K sh	$20.35	−$1.35M	9,439,112
2014-09-03	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−33.8K sh	$20.26	−$685K	9,505,288
2014-07-29	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−25K sh	$20.11	−$503K	9,539,112
2014-07-28	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−25K sh	$20.36	−$509K	9,564,112
2014-07-22	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−71.9K sh	$20.93	−$1.5M	9,589,112
2014-07-22	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−71.9K sh	$20.93	−$1.5M	9,589,212
2014-07-21	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−25K sh	$20.27	−$507K	9,661,103
2014-07-21	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−25K sh	$20.27	−$507K	9,661,003
2014-07-11	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−24.9K sh	$20.18	−$502K	9,686,103
2014-07-11	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−25K sh	$20.17	−$504K	9,686,003
2014-07-10	GLOBE SPECIALTY METALS INCS Sale	Director, Executive Chairman, 10% Owner	SSale	−25K sh	$20.45	−$511K	9,711,003
2014-04-24	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Director, Executive Chairman, 10% Owner	AAward	+20K sh	—	—	20,049
2014-03-20	GLOBE SPECIALTY METALS INCStock Appreciation RightA Award	Director, Executive Chairman, 10% Owner	AAward	+186K sh	—	—	185,866
2014-02-27	GLOBE SPECIALTY METALS INCD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−1.5M sh	$20.14	−$30.2M	10,131,563
2014-02-27	GLOBE SPECIALTY METALS INCM Exercise/Conversion	Director, Executive Chairman, 10% Owner	MExercise/Conversion	+1.5M sh	$4.00	+$6M	11,631,563
2014-02-27	GLOBE SPECIALTY METALS INCStock OptionA Award	Director, Executive Chairman, 10% Owner	AAward	0 sh	—	—	0
2014-02-27	GLOBE SPECIALTY METALS INCStock OptionA Award	Director, Executive Chairman, 10% Owner	AAward	+1.5M sh	—	—	1,500,000
2014-02-27	GLOBE SPECIALTY METALS INCStock Appreciation RightM Exercise/Conversion	Director, Executive Chairman, 10% Owner	MExercise/Conversion	−1.5M sh	—	—	0
2014-01-01	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Director, Executive Chairman, 10% Owner	AAward	+22.5K sh	—	—	22,543
2013-08-20	GLOBE SPECIALTY METALS INCStock Appreciation RightsA Award	Director, Executive Chairman, 10% Owner	AAward	+424K sh	—	—	424,006
2013-01-01	GLOBE SPECIALTY METALS INCRestricted Stock UnitA Award	Director, Executive Chairman, 10% Owner	AAward	+95.3K sh	—	—	95,273
2011-08-11	GLOBE SPECIALTY METALS INCOptionA Award	Director, Executive Chairman, 10% Owner	AAward	+500K sh	—	—	500,000
2011-03-01	GLOBE SPECIALTY METALS INCD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−77.7K sh	—	—	10,791,125
2011-01-27	GLOBE SPECIALTY METALS INCA Award	Director, Executive Chairman, 10% Owner	AAward	+109K sh	—	—	10,868,783
2011-01-01	GLOBE SPECIALTY METALS INCRestricted Stock UnitsA Award	Director, Executive Chairman, 10% Owner	AAward	+20.8K sh	—	—	20,831
2007-09-24	Neuro-Hitech, Inc.S Sale	Director, 10% Owner	SSale	−98 sh	$4.48	−$439.04	2,106,398
2007-09-24	Neuro-Hitech, Inc.S Sale	Director, 10% Owner	SSale	−702 sh	$4.47	−$3,137.94	2,106,496
2007-09-24	Neuro-Hitech, Inc.S Sale	Director, 10% Owner	SSale	−100 sh	$4.81	−$481	2,105,698
2007-09-24	Neuro-Hitech, Inc.S Sale	Director, 10% Owner	SSale	−100 sh	$4.53	−$453	2,105,798
2007-09-24	Neuro-Hitech, Inc.S Sale	Director, 10% Owner	SSale	−500 sh	$4.50	−$2,250	2,105,898

Recent filings

Accepted (ET)
Jan 254
Kestenbaum Alan0001213900-22-003468
SEC(opens sec.gov)
Jan 124
Kestenbaum Alan0001213900-21-001686
SEC(opens sec.gov)
Dec 244
GLOBE SPECIALTY METALS INC0001209191-15-086943
SEC(opens sec.gov)
Dec 234
GLOBE SPECIALTY METALS INC0001209191-15-086799
SEC(opens sec.gov)
Dec 154
GLOBE SPECIALTY METALS INC0001209191-15-085405
SEC(opens sec.gov)
Sep 224
GLOBE SPECIALTY METALS INC0001209191-15-071757
SEC(opens sec.gov)
Mar 234
GLOBE SPECIALTY METALS INC0001209191-15-028561
SEC(opens sec.gov)
Jan 74
GLOBE SPECIALTY METALS INC0001209191-15-002869
SEC(opens sec.gov)
Sep 194
GLOBE SPECIALTY METALS INC0001209191-14-058733
SEC(opens sec.gov)

Companies

Address

C/O GLOBE SPECIALTY METALS, INC. 250 WEST 34TH ST., SUITE 2514

NEW YORK, NY, 10119