Swanson Richard John

CIK 00013259564 companiesDENVER, CO

SEC Profile

Transactions

Companies

Filings

CIK

0001325956

Recent Transactions

50 trades

Award
Arq, Inc.$ARQ
Common Stock
2014-01-24$44.29/sh+32→ 17,855 total
Award
Arq, Inc.$ARQ
Common Stock
2013-07-17$41.00/sh+1,159→ 17,823 total
Award
ADA-ES INC
Common Stock
2013-01-18$24.18/sh+1,964→ 16,664 total
Sale
ADA-ES INC
Common Stock
2012-03-20$25.06/sh−1,000→ 14,700 total
Sale
ADA-ES INC
Common Stock
2012-03-20$25.15/sh−1,000→ 16,700 total
Sale
ADA-ES INC
Common Stock
2012-03-20$25.17/sh−300→ 18,400 total
Sale
ADA-ES INC
Common Stock
2012-03-20$25.24/sh−700→ 17,700 total
Sale
ADA-ES INC
Common Stock
2012-03-20$25.17/sh−1,000→ 15,700 total
Award
ADA-ES INC
Common Stock
2012-02-14$20.90/sh+120→ 18,700 total
Award
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2012-01-04+153,416→ 182,844 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2011-12-19+4,836→ 29,428 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2011-12-19−4,836→ 0 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2011-09-19+4,836→ 24,592 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2011-09-19−4,836→ 4,836 total
Award
ADA-ES INC
Common Stock
2011-07-13$17.52/sh+3,352→ 18,580 total
Award
ADA-ES INC
Common Stock
2011-07-13$17.52/sh+3,352→ 30,075 total
Award
ADA-ES INC
Common Stock
2011-07-13$17.52/sh+3,352→ 18,580 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2011-06-20−4,836→ 9,672 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2011-06-20+4,836→ 19,756 total
Sale
ADA-ES INC
Common Stock
2011-04-07$23.70/sh−2,300→ 15,228 total
Sale
ADA-ES INC
Common Stock
2011-04-06$23.70/sh−305→ 17,528 total
Sale
ADA-ES INC
Common Stock
2011-04-01$21.96/sh−625→ 17,933 total
Sale
ADA-ES INC
Common Stock
2011-04-01$21.90/sh−7,965→ 18,758 total
Sale
ADA-ES INC
Common Stock
2011-04-01$21.97/sh−200→ 18,558 total
Sale
ADA-ES INC
Common Stock
2011-04-01$21.98/sh−100→ 17,833 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2011-03-21−4,836→ 14,508 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2011-03-21+4,836→ 14,920 total
Award
ADA-ES INC
Common Stock
2011-02-04$12.12/sh+4,094→ 26,723 total
Award
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2011-02-03+2,084→ 19,344 total
Award
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2011-01-04+17,260→ 17,260 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-12-31+2,735→ 10,084 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2010-12-31−2,735→ 0 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2010-09-30−2,735→ 2,735 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-09-30+2,735→ 7,349 total
Award
ADA-ES INC
Common Stock
2010-09-20$6.28/sh+2,446→ 22,629 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2010-06-30−2,735→ 5,470 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-06-30+2,735→ 4,614 total
Award
ADA-ES INC
Common Stock
2010-06-29$5.20/sh+2,292→ 20,183 total
Sale
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-04-07$3.95/sh−1,690→ 1,879 total
Sale
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-04-05$3.95/sh−1,706→ 3,569 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-03-31+2,735→ 5,275 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2010-03-31+2,735→ 8,205 total
Sale
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-03-29$3.93/sh−5,000→ 2,540 total
Sale
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-03-26$3.82/sh−5,751→ 7,540 total
Sale
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2010-03-26$3.87/sh−3,249→ 13,291 total
Award
ADA-ES INC
Common Stock
2010-01-27$6.17/sh+4,122→ 17,891 total
Award
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2010-01-01+10,940→ 10,940 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2009-12-31+3,856→ 16,540 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Restricted Stock Units
2009-12-31−3,856→ 0 total
Exercise/Conversion
Ascent Solar Technologies, Inc.$ASTI
Common Stock
2009-09-30+3,856→ 12,684 total

Companies

Recent Filings

Address

PO BOX 27090

DENVER, CO, 80227

View on SEC.gov