Insider · CIK 0001333705

Wells Clifford Lee

Reports to the SEC for 1 company · WESTPORT, CT

sec.gov

Transactions

Companies

Filings

CIK

0001333705

Forms 4 and 5

Insider transactions

13 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-12-02	Patriot Capital Funding, Inc.D Disposition to Issuer	EVP, Chief Compliance Officer	DDisposition to Issuer	−6,278 sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.D Disposition to Issuer	EVP, Chief Compliance Officer	DDisposition to Issuer	−37.5K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	EVP, Chief Compliance Officer	DDisposition to Issuer	−72.5K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	EVP, Chief Compliance Officer	DDisposition to Issuer	−15.5K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	EVP, Chief Compliance Officer	DDisposition to Issuer	−32.5K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	EVP, Chief Compliance Officer	DDisposition to Issuer	−47K sh	—	—	0
2009-09-23	Patriot Capital Funding, Inc.S Sale	EVP, Chief Compliance Officer	SSale	−4,000 sh	$4.00	−$16K	37,500
2009-09-22	Patriot Capital Funding, Inc.S Sale	EVP, Chief Compliance Officer	SSale	−2,000 sh	$4.00	−$8,000	41,500
2009-03-03	Patriot Capital Funding, Inc.A Award	EVP, Chief Compliance Officer	AAward	+20K sh	$1.27	+$25.4K	43,500
2006-06-26	Patriot Capital Funding, Inc.Employee Stock Option (right to buy in)A Award	EVP, Chief Compliance Officer	AAward	+32.5K sh	$10.97	+$357K	79,461
2006-06-16	Patriot Capital Funding, Inc.P Purchase	EVP, Chief Compliance Officer	PPurchase	+500 sh	$10.90	+$5,450	2,500
2005-11-18	Patriot Capital Funding, Inc.P Purchase	EVP, Chief Compliance Officer	PPurchase	+2,000 sh	$11.10	+$22.2K	2,000
2005-07-27	Patriot Capital Funding, Inc.Employee Stock Option (right to buy in)A Award	EVP, Chief Compliance Officer	AAward	+47K sh	$14.00	+$657K	46,961

Recent filings

Accepted (ET)
Dec 104
Wells Clifford Lee0001209191-09-056325
SEC(opens sec.gov)
Sep 234
Wells Clifford Lee0001209191-09-045457
SEC(opens sec.gov)
Mar 54
Wells Clifford Lee0001209191-09-014026
SEC(opens sec.gov)
Jun 284
Wells Clifford Lee0001209191-06-038441
SEC(opens sec.gov)
Jun 194
Patriot Capital Funding, Inc.0001209191-06-037138
SEC(opens sec.gov)
Nov 214
Wells Clifford Lee0001209191-05-058657
SEC(opens sec.gov)
Jul 294
Patriot Capital Funding, Inc.0001209191-05-039399
SEC(opens sec.gov)

Companies

Patriot Capital Funding, Inc.EVP, Chief Compliance Officer

Address

274 RIVERSIDE AVENUE

WESTPORT, CT, 06880