Insider · CIK 0001333707

Alvarez William Edwin Jr

Reports to the SEC for 2 companies · WESTPORT, CT

sec.gov

Transactions

Companies

Filings

CIK

0001333707

Forms 4 and 5

Insider transactions

15 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-06-09	Harvest Capital Credit CorpD Disposition to Issuer	CFO, CCO and Secretary	DDisposition to Issuer	−3,658 sh	—	—	0
2021-06-09	Harvest Capital Credit CorpD Disposition to Issuer	CFO, CCO and Secretary	DDisposition to Issuer	−1,190 sh	—	—	0
2018-12-07	Harvest Capital Credit CorpP Purchase	CFO, CCO and Secretary	PPurchase	+2,000 sh	$10.28	+$20.6K	3,114
2009-12-02	Patriot Capital Funding, Inc.D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−16.8K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−42.5K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−75K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−27.3K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−32.5K sh	—	—	0
2009-12-02	Patriot Capital Funding, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−47K sh	—	—	0
2009-03-03	Patriot Capital Funding, Inc.A Award	EVP, Chief Financial Officer	AAward	+20K sh	$1.27	+$25.4K	53,071
2006-06-26	Patriot Capital Funding, Inc.Employee Stock Option (right to buy in)A Award	EVP, Chief Financial Officer	AAward	+32.5K sh	$10.97	+$357K	79,461
2006-06-22	Patriot Capital Funding, Inc.P Purchase	EVP, Chief Financial Officer	PPurchase	+1,000 sh	$10.84	+$10.8K	3,040
2005-11-18	Patriot Capital Funding, Inc.P Purchase	EVP, Chief Financial Officer	PPurchase	+850 sh	$11.15	+$9,477.5	1,950
2005-07-27	Patriot Capital Funding, Inc.P Purchase	EVP, Chief Financial Officer	PPurchase	+1,100 sh	$14.00	+$15.4K	1,100
2005-07-27	Patriot Capital Funding, Inc.Employee Stock OptionA Award	EVP, Chief Financial Officer	AAward	+47K sh	$14.00	+$657K	46,961

Recent filings

Accepted (ET)
Jun 94
Alvarez William Edwin Jr0001559909-21-000019
SEC(opens sec.gov)
Dec 104
Alvarez William Edwin Jr0001559909-18-000069
SEC(opens sec.gov)
Dec 44
Alvarez William Edwin Jr0001209191-09-055580
SEC(opens sec.gov)
Mar 54
Alvarez William Edwin Jr0001209191-09-014019
SEC(opens sec.gov)
Jun 284
Alvarez William Edwin Jr0001209191-06-038439
SEC(opens sec.gov)
Jun 234
Alvarez William Edwin Jr0001209191-06-037872
SEC(opens sec.gov)
Nov 214
Alvarez William Edwin Jr0001209191-05-058655
SEC(opens sec.gov)
Jul 294
Patriot Capital Funding, Inc.0001209191-05-039392
SEC(opens sec.gov)

Companies

Address

274 RIVERSIDE AVENUE

WESTPORT, CT, 06880