Alvarez William Edwin Jr

CIK 00013337072 companiesWESTPORT, CT

SEC Profile

Transactions

Companies

Filings

CIK

0001333707

Recent Transactions

15 trades

Disposition to Issuer
Harvest Capital Credit Corp
Common Stock
2021-06-09−3,658→ 0 total
Disposition to Issuer
Harvest Capital Credit Corp
Common Stock
2021-06-09−1,190→ 0 total
Purchase
Harvest Capital Credit Corp
Common Stock
2018-12-07$10.28/sh+2,000→ 3,114 total
Disposition to Issuer
Patriot Capital Funding, Inc.
Employee Stock Option (right to buy)
2009-12-02−27,300→ 0 total
Disposition to Issuer
Patriot Capital Funding, Inc.
Employee Stock Option (right to buy)
2009-12-02−75,000→ 0 total
Disposition to Issuer
Patriot Capital Funding, Inc.
Common Stock
2009-12-02−42,500→ 0 total
Disposition to Issuer
Patriot Capital Funding, Inc.
Common Stock
2009-12-02−16,780→ 0 total
Disposition to Issuer
Patriot Capital Funding, Inc.
Employee Stock Option (right to buy)
2009-12-02−46,961→ 0 total
Disposition to Issuer
Patriot Capital Funding, Inc.
Employee Stock Option (right to buy)
2009-12-02−32,500→ 0 total
Award
Patriot Capital Funding, Inc.
Common Stock
2009-03-03$1.27/sh+20,000→ 53,071 total
Award
Patriot Capital Funding, Inc.
Employee Stock Option (right to buy in)
2006-06-26$10.97/sh+32,500→ 79,461 total
Purchase
Patriot Capital Funding, Inc.
Common Stock
2006-06-22$10.84/sh+1,000→ 3,040 total
Purchase
Patriot Capital Funding, Inc.
Common Stock
2005-11-18$11.15/sh+850→ 1,950 total
Award
Patriot Capital Funding, Inc.
Employee Stock Option
2005-07-27$14.00/sh+46,961→ 46,961 total
Purchase
Patriot Capital Funding, Inc.
Common Stock
2005-07-27$14.00/sh+1,100→ 1,100 total

Companies

Recent Filings

Address

274 RIVERSIDE AVENUE

WESTPORT, CT, 06880

View on SEC.gov