Insider · CIK 0001335723

Hauser Richard J

Reports to the SEC for 2 companies · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001335723

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-01-31	KONA GRILL INCDirector Stock OptionA Award	Director	AAward	+50K sh	$1.13	+$56.5K	50,000
2018-02-08	KONA GRILL INCDirector Stock OptionA Award	Director	AAward	+12K sh	$1.60	+$19.2K	12,000
2017-02-23	KONA GRILL INCDirector Stock OptionA Award	Director	AAward	+12K sh	$8.15	+$97.8K	12,000
2016-11-23	KONA GRILL INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$5.37	+$53.7K	102,895
2016-11-23	KONA GRILL INCDirector Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	$5.37	−$53.7K	0
2016-05-20	ARABELLA EXPLORATION, INC.P Purchase	Director, 10% Owner	PPurchase	+30K sh	$8.25	+$248K	436,928
2016-02-24	KONA GRILL INCDirector Stock OptionA Award	Director	AAward	+12K sh	$14.26	+$171K	12,000
2016-02-16	KONA GRILL INCDirector Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	$5.15	−$38.6K	0
2016-02-16	KONA GRILL INCM Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$5.15	+$38.6K	92,895
2016-02-11	ARABELLA EXPLORATION, INC.Options (right to buy)A Award	Director, 10% Owner	AAward	+20K sh	—	—	20,000
2015-11-13	ARABELLA EXPLORATION, INC.P Purchase	Director, 10% Owner	PPurchase	+61K sh	$8.31	+$507K	406,928
2015-03-26	KONA GRILL INCS Sale	Director	SSale	−1,000 sh	$26.18	−$26.2K	4,000
2015-03-25	KONA GRILL INCS Sale	Director	SSale	−3,000 sh	$26.23	−$78.7K	5,000
2015-03-24	KONA GRILL INCS Sale	Director	SSale	−3,500 sh	$26.71	−$93.5K	8,000
2015-03-23	KONA GRILL INCS Sale	Director	SSale	−6,514 sh	$26.57	−$173K	386,893
2015-02-05	KONA GRILL INCDirector Stock Option (right to buy)A Award	Director	AAward	+12K sh	$23.49	+$282K	12,000
2015-02-02	ARABELLA EXPLORATION, INC.Options (right to buy)A Award	Director, 10% Owner	AAward	+20K sh	—	—	70,000
2014-11-25	KONA GRILL INCM Exercise/Conversion	Director	MExercise/Conversion	+4,800 sh	$6.00	+$28.8K	90,195
2014-11-25	KONA GRILL INCDirector Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−4,800 sh	$6.00	−$28.8K	0
2014-11-25	KONA GRILL INCS Sale	Director	SSale	−4,800 sh	$24.59	−$118K	85,395
2014-02-06	KONA GRILL INCDirector Stock Option (Right to Buy)A Award	Director	AAward	+11K sh	—	—	11,000
2013-02-07	KONA GRILL INCDirector Stock Option (Right to Buy)A Award	Director	AAward	+11K sh	—	—	11,000
2012-02-28	KONA GRILL INCDirector Stock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2011-09-06	KONA GRILL INCWarrant (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	$2.29	−$22.9K	0
2011-09-06	KONA GRILL INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$2.29	+$22.9K	393,407
2011-08-24	KONA GRILL INCDirector Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	$2.10	−$10.5K	0
2011-08-24	KONA GRILL INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$2.10	+$10.5K	85,395
2011-08-24	KONA GRILL INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$3.39	+$17K	90,395
2011-08-24	KONA GRILL INCS Sale	Director	SSale	−5,000 sh	$5.71	−$28.6K	85,395
2011-08-24	KONA GRILL INCDirector Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	$3.39	−$17K	0
2011-02-25	KONA GRILL INCDirector Stock Option (Right to Buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2010-01-28	KONA GRILL INCCommon StockA Award	Director	AAward	+5,000 sh	—	—	5,000
2009-08-24	KONA GRILL INCP Purchase	Director	PPurchase	+3,000 sh	$3.74	+$11.2K	11,500
2009-08-20	KONA GRILL INCP Purchase	Director	PPurchase	+1,000 sh	$3.60	+$3,600	8,500
2009-08-11	KONA GRILL INCP Purchase	Director	PPurchase	+1,250 sh	$3.72	+$4,650	80,395
2009-08-10	KONA GRILL INCP Purchase	Director	PPurchase	+1,000 sh	$3.72	+$3,720	79,145
2009-08-07	KONA GRILL INCP Purchase	Director	PPurchase	+7,500 sh	$3.78	+$28.4K	7,500
2009-08-05	KONA GRILL INCP Purchase	Director	PPurchase	+8,000 sh	$3.68	+$29.4K	383,407
2009-06-12	KONA GRILL INCX Exercise of In-Money	Director	XExercise of In-Money	+40.2K sh	$1.35	+$54.2K	295,407
2009-06-12	KONA GRILL INCSubscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	+40.2K sh	—	—	0
2009-06-09	KONA GRILL INCX Exercise of In-Money	Director	XExercise of In-Money	+80K sh	$1.35	+$108K	280,000
2009-06-09	KONA GRILL INCX Exercise of In-Money	Director	XExercise of In-Money	+72.9K sh	$1.35	+$98.4K	255,225
2009-06-09	KONA GRILL INCX Exercise of In-Money	Director	XExercise of In-Money	+21.7K sh	$1.35	+$29.2K	78,145
2009-06-09	KONA GRILL INCSubscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−72.9K sh	—	—	0
2009-06-09	KONA GRILL INCSubscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−80K sh	—	—	0
2009-06-09	KONA GRILL INCSubscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−21.7K sh	—	—	0
2009-05-14	KONA GRILL INCP Purchase	Director	PPurchase	+2,366 sh	$2.25	+$5,323.5	56,494
2009-04-30	KONA GRILL INCDirector Stock Option (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2009-03-06	KONA GRILL INCWarrant (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2008-08-04	KONA GRILL INCP Purchase	Director	PPurchase	+7,400 sh	$6.03	+$44.6K	46,628

Recent filings

Accepted (ET)
Feb 44
Hauser Richard J0001437749-19-001813
SEC(opens sec.gov)
Feb 124
Hauser Richard J0001437749-18-002277
SEC(opens sec.gov)
Feb 274
KONA GRILL INC0001437749-17-003371
SEC(opens sec.gov)
Nov 254
KONA GRILL INC0001437749-16-042624
SEC(opens sec.gov)
May 234
ARABELLA EXPLORATION, INC.0001213900-16-013761
SEC(opens sec.gov)
Apr 214
ARABELLA EXPLORATION, INC.0001213900-16-012700
SEC(opens sec.gov)
Apr 214
ARABELLA EXPLORATION, INC.0001213900-16-012708
SEC(opens sec.gov)
Feb 264
KONA GRILL INC0001437749-16-026146
SEC(opens sec.gov)
Feb 184
KONA GRILL INC0001437749-16-025666
SEC(opens sec.gov)
May 144
ARABELLA EXPLORATION, INC.0001213900-15-003749
SEC(opens sec.gov)
Mar 274
KONA GRILL INC0001209191-15-029977
SEC(opens sec.gov)
Mar 264
KONA GRILL INC0001209191-15-029656
SEC(opens sec.gov)
Feb 94
KONA GRILL INC0001209191-15-011065
SEC(opens sec.gov)
Nov 264
KONA GRILL INC0001209191-14-071567
SEC(opens sec.gov)

Companies

Address

50 S. 6TH STREET, SUITE 1480

MINNEAPOLIS, MN, 55402