Insider · CIK 0001335761

Berman Walter Stanley

Reports to the SEC for 1 company · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001335761

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2031-01-29	AMPAMERIPRISE FINANCIAL INCA Award	EXECUTIVE VP AND CFO	AAward	+6,630 sh	—	—	23,558
2026-07-28	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	+10.9K sh	$165.41	+$1.8M	16,514
2026-07-28	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	+23.2K sh	$197.87	+$4.59M	39,720
2026-07-28	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−23.1K sh	$550.81	−$12.7M	16,621
2026-07-28	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−10.6K sh	$548.92	−$5.81M	6,031
2026-07-28	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−422 sh	$549.76	−$232K	5,609
2026-07-28	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	−10.9K sh	—	—	0
2026-07-28	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	−23.2K sh	—	—	0
2026-02-05	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−7,000 sh	$544.22	−$3.81M	5,609
2026-02-02	AMPAMERIPRISE FINANCIAL INCA Award	EXECUTIVE VP AND CFO	AAward	+2,790 sh	—	—	12,609
2026-02-02	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	EXECUTIVE VP AND CFO	AAward	+9,117 sh	—	—	9,117
2026-01-31	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−423 sh	$527.19	−$223K	9,819
2026-01-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−429 sh	$498.33	−$214K	5,351
2026-01-27	AMPAMERIPRISE FINANCIAL INCA Award	EXECUTIVE VP AND CFO	AAward	+9,993 sh	—	—	15,344
2026-01-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−5,102 sh	$498.33	−$2.54M	10,242
2026-01-26	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−387 sh	$500.53	−$194K	5,780
2025-02-18	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−4,000 sh	$547.17	−$2.19M	9,739
2025-02-18	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−4,000 sh	$550.71	−$2.2M	6,167
2025-02-07	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	EXECUTIVE VP AND CFO	AAward	+308.671 sh	$538.60	+$166K	31,939.155
2025-01-31	AMPAMERIPRISE FINANCIAL INCA Award	EXECUTIVE VP AND CFO	AAward	+2,484 sh	—	—	13,739
2025-01-31	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	EXECUTIVE VP AND CFO	AAward	+6,991 sh	—	—	6,991
2025-01-28	AMPAMERIPRISE FINANCIAL INCA Award	EXECUTIVE VP AND CFO	AAward	+13.2K sh	—	—	18,661
2025-01-28	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−7,406 sh	$571.84	−$4.24M	11,255
2025-01-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−573 sh	$561.38	−$322K	5,452
2025-01-26	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−384 sh	$563.58	−$216K	6,025
2024-11-11	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	+25K sh	$165.41	+$4.14M	31,409
2024-11-11	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−16.3K sh	$565.15	−$9.24M	15,064
2024-11-11	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−5,463 sh	$563.79	−$3.08M	9,601
2024-11-11	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−3,192 sh	$564.78	−$1.8M	6,409
2024-11-11	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	−25K sh	—	—	10,905
2024-02-09	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	EXECUTIVE VP AND CFO	AAward	+406.863 sh	$396.94	+$162K	31,229.706
2024-02-07	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−2,088 sh	$387.24	−$809K	17,667
2024-02-07	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−11.3K sh	$387.91	−$4.37M	6,409
2024-01-29	AMPAMERIPRISE FINANCIAL INCA Award	EXECUTIVE VP AND CFO	AAward	+21.5K sh	—	—	31,842
2024-01-29	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−12.1K sh	$393.11	−$4.75M	19,755
2024-01-28	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−458 sh	$391.40	−$179K	10,298
2024-01-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−396 sh	$391.40	−$155K	10,756
2024-01-26	AMPAMERIPRISE FINANCIAL INCA Award	EXECUTIVE VP AND CFO	AAward	+3,104 sh	—	—	11,152
2024-01-26	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	EXECUTIVE VP AND CFO	AAward	+9,169 sh	—	—	9,169
2023-12-13	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	+25.4K sh	$179.84	+$4.56M	33,430
2023-12-13	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−19K sh	$371.45	−$7.05M	14,457
2023-12-13	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−6,409 sh	$370.81	−$2.38M	8,048
2023-12-13	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	−25.4K sh	—	—	0
2023-08-04	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	+15K sh	$179.84	+$2.7M	29,360
2023-08-04	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	+10K sh	$126.89	+$1.27M	39,385
2023-08-04	AMPAMERIPRISE FINANCIAL INCF Tax Payment	EXECUTIVE VP AND CFO	FTax Payment	−18.3K sh	$352.08	−$6.44M	21,090
2023-08-04	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−6,730 sh	$350.95	−$2.36M	14,360
2023-08-04	AMPAMERIPRISE FINANCIAL INCS Sale	EXECUTIVE VP AND CFO	SSale	−6,312 sh	$352.19	−$2.22M	8,048
2023-08-04	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	−15K sh	—	—	25,382
2023-08-04	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	EXECUTIVE VP AND CFO	MExercise/Conversion	−10K sh	—	—	0

Recent filings

Accepted (ET)
Jul 304
Berman Walter Stanley0001335761-26-000013
SEC(opens sec.gov)
Feb 94
Berman Walter Stanley0001335761-26-000009
SEC(opens sec.gov)
Feb 34
Berman Walter Stanley0001335761-26-000005
SEC(opens sec.gov)
Jan 294
Berman Walter Stanley0001335761-26-000004
SEC(opens sec.gov)
Jan 284
Berman Walter Stanley0001335761-26-000002
SEC(opens sec.gov)
Feb 204
Berman Walter Stanley0001415889-25-004835
SEC(opens sec.gov)
Feb 114
Berman Walter Stanley0001415889-25-003644
SEC(opens sec.gov)
Feb 44
Berman Walter Stanley0001415889-25-003051
SEC(opens sec.gov)

Companies

AMERIPRISE FINANCIAL INCEXECUTIVE VP AND CFOAMP

Address

GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER

MINNEAPOLIS, MN, 55474