Insider · CIK 0001336751

Garfield Jon

Reports to the SEC for 4 companies · BOTHELL, WA

sec.gov

Transactions

Companies

Filings

CIK

0001336751

Forms 4 and 5

Insider transactions

15 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-05-09	ONCOOnconetix, Inc.A Award	Chief Financial Officer	AAward	+100K sh	—	—	100,000
2022-05-04	ONCOOnconetix, Inc. · Stock OptionA Award	Chief Financial Officer	AAward	+100K sh	—	—	100,000
2015-09-14	NEAH POWER SYSTEMS, INC.Warrant To Purchase Common StockA Award	Director	AAward	+54.2M sh	—	—	57,114,600
2012-06-22	NEAH POWER SYSTEMS, INC.Stock Options (right to buy)A Award	Director	AAward	+12.1M sh	—	—	15,038,863
2011-04-13	NEAH POWER SYSTEMS, INC.Stock Options (right to buy)A Award	Director	AAward	+1.69M sh	—	—	2,901,018
2010-11-16	NEAH POWER SYSTEMS, INC.Stock Options (right to buy)A Award	Director	AAward	+1M sh	—	—	1,715,625
2010-10-14	NEAH POWER SYSTEMS, INC.Stock Options (right to buy)A Award	Director	AAward	+500K sh	—	—	715,625
2010-06-11	NEAH POWER SYSTEMS, INC.Stock optionsA Award	Director	AAward	+43.1K sh	$0.08	+$3,450	215,625
2009-09-28	NEAH POWER SYSTEMS, INC.Stock optionsA Award	Director	AAward	+173K sh	$1.28	+$221K	172,500
2007-09-12	CLEARANT INCStock option (right to buy)A Award	Director, CEO and CFO	AAward	+1.2M sh	$0.45	+$540K	2,350,000
2007-09-12	CLEARANT INCStock option (right to buy)A Award	Director, CEO and CFO	AAward	+1.2M sh	$0.45	+$540K	2,350,000
2007-08-23	CLEARANT INCJ Other	Director, CEO and CFO	JOther	+571K sh	$0.01	+$2,857.14	714,286
2006-05-01	CLEARANT INCIncentive Stock Option (right to buy)A Award	Director, CEO and CFO	AAward	+500K sh	—	—	500,000
2006-01-27	CLEARANT INCIncentive Stock Option (right to buy)A Award	Director, CEO and CFO	AAward	+25K sh	—	—	25,000
2005-08-31	CLEARANT INCIncentive Stock Option (right to buy)A Award	Director, CEO and CFO	AAward	+200K sh	—	—	200,000

Recent filings

Accepted (ET)
May 114
Garfield Jon0001213900-23-038668
SEC(opens sec.gov)
May 274
Garfield Jon0001213900-22-030003
SEC(opens sec.gov)
Sep 154
NEAH POWER SYSTEMS, INC.0001513162-15-000543
SEC(opens sec.gov)
Jun 264
Garfield Jon0001513162-12-000442
SEC(opens sec.gov)
Apr 184
Garfield Jon0001144204-11-022854
SEC(opens sec.gov)
Nov 184
Garfield Jon0001144204-10-062173
SEC(opens sec.gov)
Oct 184
Garfield Jon0001144204-10-054152
SEC(opens sec.gov)
Jun 144
Garfield Jon0001144204-10-033419
SEC(opens sec.gov)
Dec 294
Garfield Jon0001144204-09-066600
SEC(opens sec.gov)
Oct 24
Garfield Jon0001209191-07-056334
SEC(opens sec.gov)
Sep 174/A
CLEARANT INC0001209191-07-053703
SEC(opens sec.gov)
Sep 144
Garfield Jon0001209191-07-053601
SEC(opens sec.gov)
May 14
Garfield Jon0001209191-06-026589
SEC(opens sec.gov)
Jan 314
Garfield Jon0001209191-06-006496
SEC(opens sec.gov)
Sep 24
CLEARANT INC0001209191-05-045828
SEC(opens sec.gov)

Companies

Address

22118 20TH AVENUE, SUITE 142

BOTHELL, WA, 98021