Insider · CIK 0001337910

Goldfarb Robert I

Reports to the SEC for 2 companies · GOLDEN BEACH, FL

sec.gov

Transactions

Companies

Filings

CIK

0001337910

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-07-25	NEXIEN BIOPHARMA, INC.A Award	Chief Operating Officer	AAward	+250K sh	—	—	2,278,000
2023-04-01	NEXIEN BIOPHARMA, INC.A Award	Chief Operating Officer	AAward	+250K sh	—	—	2,028,000
2023-01-17	NEXIEN BIOPHARMA, INC.A Award	Chief Operating Officer	AAward	+250K sh	—	—	1,778,000
2022-10-17	NEXIEN BIOPHARMA, INC.A Award	Chief Operating Officer	AAward	+250K sh	—	—	1,528,800
2022-07-27	NEXIEN BIOPHARMA, INC.A Award	Chief Operating Officer	AAward	+250K sh	—	—	1,278,800
2020-08-19	NEXIEN BIOPHARMA, INC.Options to purchase common stock (right to buy)A Award	Chief Operating Officer	AAward	+1M sh	—	—	1,000,000
2020-08-19	NEXIEN BIOPHARMA, INC.Options to purchase common stock (right to buy)A Award	Chief Operating Officer	AAward	+1M sh	—	—	1,000,000
2020-08-19	NEXIEN BIOPHARMA, INC.Options to purchase common stock (right to buy)A Award	Chief Operating Officer	AAward	+1M sh	—	—	1,000,000
2020-08-19	NEXIEN BIOPHARMA, INC.Options to purchase common stock (right to buy)A Award	Chief Operating Officer	AAward	+1M sh	—	—	1,000,000
2020-08-19	NEXIEN BIOPHARMA, INC.Options to purchase common stock (right to buy)A Award	Chief Operating Officer	AAward	+1M sh	—	—	1,000,000
2018-08-08	NEXIEN BIOPHARMA, INC.Class C Warrants (right to buy)J Other	Chief Operating Officer	JOther	−2,400 sh	—	—	0
2018-08-08	NEXIEN BIOPHARMA, INC.Class D Warrants (right to buy)J Other	Chief Operating Officer	JOther	+2,400 sh	—	—	2,400
2018-05-05	NEXIEN BIOPHARMA, INC.Class B Warrants (right to buy)X Exercise of In-Money	Chief Operating Officer	XExercise of In-Money	−2,400 sh	—	—	0
2018-05-05	NEXIEN BIOPHARMA, INC.X Exercise of In-Money	Chief Operating Officer	XExercise of In-Money	+2,400 sh	$0.38	+$912	1,028,800
2018-01-12	NEXIEN BIOPHARMA, INC.Class A Warrants (right to buy)X Exercise of In-Money	Chief Operating Officer	XExercise of In-Money	−2,400 sh	—	—	0
2018-01-12	NEXIEN BIOPHARMA, INC.L Small Acquisition	Chief Operating Officer	LSmall Acquisition	+2,400 sh	$0.25	+$600	1,026,400
2017-11-29	NEXIEN BIOPHARMA, INC.J Other	Chief Operating Officer	JOther	+644K sh	—	—	1,024,000
2017-11-29	NEXIEN BIOPHARMA, INC.Class B Warrants (right to buy)J Other	Chief Operating Officer	JOther	+2,400 sh	—	—	2,400
2017-11-29	NEXIEN BIOPHARMA, INC.Class A Warrants (right to buy)J Other	Chief Operating Officer	JOther	+2,400 sh	—	—	2,400
2017-11-29	NEXIEN BIOPHARMA, INC.Class C Warrants (right to buy)J Other	Chief Operating Officer	JOther	+2,400 sh	—	—	2,400
2006-01-01	ANDRX CORP /DE/F Tax Payment	SVP, Gen Counsel & Secretary	FTax Payment	−763 sh	$16.48	−$12.6K	6,237

Recent filings

Accepted (ET)
Aug 34
Goldfarb Robert I0001214659-23-010690
SEC(opens sec.gov)
Jan 184
Goldfarb Robert I0001214659-23-000783
SEC(opens sec.gov)
Oct 184
Goldfarb Robert I0001214659-22-012399
SEC(opens sec.gov)
Sep 144
Goldfarb Robert I0001214659-22-011127
SEC(opens sec.gov)
Aug 214
Goldfarb Robert I0001214659-20-007415
SEC(opens sec.gov)
Sep 44
Goldfarb Robert I0001214659-18-005899
SEC(opens sec.gov)
May 224
Goldfarb Robert I0001214659-18-003952
SEC(opens sec.gov)
Feb 264
Goldfarb Robert I0001214659-18-001544
SEC(opens sec.gov)
Dec 14
Goldfarb Robert I0001214659-17-007049
SEC(opens sec.gov)

Companies

Address

230 GOLDEN BEACH DRIVE

GOLDEN BEACH, FL, 33160