Insider · CIK 0001338006

Caldwell John S

Reports to the SEC for 2 companies · SCOTTSDALE, AZ

sec.gov

Transactions

Companies

Filings

CIK

0001338006

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-08-26	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+5,000 sh	$0.03	+$165	77,500
2019-08-25	PURADYN FILTER TECHNOLOGIES INCExpiration of OptionsJ Other	Director	JOther	−7,500 sh	$0.27	−$2,025	72,500
2018-08-27	PURADYN FILTER TECHNOLOGIES INCExpiration of OptionsJ Other	Director	JOther	−7,500 sh	$0.18	−$1,350	75,000
2018-08-24	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+5,000 sh	$0.04	+$225	80,000
2018-04-12	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+16.7K sh	$0.02	+$315.006	16,667
2018-04-12	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+16.7K sh	$0.02	+$315.006	16,667
2018-04-12	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+16.7K sh	$0.02	+$314.987	16,666
2017-08-27	PURADYN FILTER TECHNOLOGIES INCExpiration of OptionsJ Other	Director	JOther	−7,500 sh	$0.15	−$1,125	22,500
2017-08-25	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+5,000 sh	$0.03	+$150	27,500
2016-08-25	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+5,000 sh	$0.04	+$200	27,500
2016-08-25	PURADYN FILTER TECHNOLOGIES INCExpiration of optionsJ Other	Director	JOther	−7,500 sh	$0.18	−$1,350	22,500
2016-06-03	AXONAXON ENTERPRISE, INC.M Exercise/Conversion	Director	MExercise/Conversion	+23K sh	$4.34	+$100K	50,800
2016-06-03	AXONAXON ENTERPRISE, INC. · Common StockM Exercise/Conversion	Director	MExercise/Conversion	−23K sh	$22.72	−$523K	0
2016-06-03	AXONAXON ENTERPRISE, INC.M Exercise/Conversion	Director	MExercise/Conversion	−23K sh	$22.72	−$523K	27,759
2015-08-25	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+7,500 sh	$0.13	+$975	37,500
2015-08-25	PURADYN FILTER TECHNOLOGIES INCExpiration of optionsJ Other	Director	JOther	−7,500 sh	$0.23	−$1,725	30,000
2015-05-18	AXONAXON ENTERPRISE, INC.A Award	Director	AAward	+2,467 sh	—	—	27,759
2015-05-18	AXONAXON ENTERPRISE, INC.A Award	Director	AAward	+2,467 sh	—	—	2,467
2015-05-08	AXONAXON ENTERPRISE, INC.M Exercise/Conversion	Director	MExercise/Conversion	−23.8K sh	$31.86	−$759K	25,292
2015-05-08	AXONAXON ENTERPRISE, INC.M Exercise/Conversion	Director	MExercise/Conversion	+23.8K sh	$4.20	+$100K	49,102
2015-05-08	AXONAXON ENTERPRISE, INC. · Director Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−23.8K sh	$4.20	−$100K	0
2014-08-25	PURADYN FILTER TECHNOLOGIES INCExpiration of optionsJ Other	Director	JOther	−7,500 sh	$0.34	−$2,550	80,000
2014-08-25	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+7,500 sh	$0.27	+$2,025	87,500
2014-02-28	AXONAXON ENTERPRISE, INC.M Exercise/Conversion	Director	MExercise/Conversion	+19.1K sh	$7.85	+$150K	38,270
2014-02-28	AXONAXON ENTERPRISE, INC.M Exercise/Conversion	Director	MExercise/Conversion	+3,972 sh	$10.07	+$40K	42,242
2014-02-28	AXONAXON ENTERPRISE, INC.M Exercise/Conversion	Director	MExercise/Conversion	+13.9K sh	$7.21	+$100K	56,112
2014-02-28	AXONAXON ENTERPRISE, INC.M Exercise/Conversion	Director	MExercise/Conversion	−37K sh	$20.00	−$739K	19,162
2014-02-28	AXONAXON ENTERPRISE, INC. · Director Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−19.1K sh	$7.85	−$150K	0
2014-02-28	AXONAXON ENTERPRISE, INC. · Director Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−3,972 sh	$10.07	−$40K	0
2014-02-28	AXONAXON ENTERPRISE, INC. · Director Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−13.9K sh	$7.21	−$100K	0
2013-08-27	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+7,500 sh	$0.18	+$1,350	95,000
2013-05-23	AXONAXON ENTERPRISE, INC.A Award	Director	AAward	+5,862 sh	—	—	19,162
2012-08-27	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+7,500 sh	$0.14	+$1,087.5	87,500
2012-08-25	PURADYN FILTER TECHNOLOGIES INCExpiration of optionsJ Other	Director	JOther	−7,500 sh	$0.37	−$2,775	80,000
2012-05-31	AXONAXON ENTERPRISE, INC.A Award	Director	AAward	+9,300 sh	—	—	13,300
2011-08-26	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+7,500 sh	$0.18	+$1,350	87,500
2011-08-25	PURADYN FILTER TECHNOLOGIES INCExpiration of OptionsJ Other	Director	JOther	−7,500 sh	$0.37	−$2,775	80,000
2010-11-30	PURADYN FILTER TECHNOLOGIES INCExpiration of optionsJ Other	Director	JOther	−2,500 sh	$0.68	−$1,700	85,000
2010-10-07	PURADYN FILTER TECHNOLOGIES INCOptions to purchase common stockA Award	Director	AAward	+7,500 sh	$0.23	+$1,725	87,500
2010-08-25	PURADYN FILTER TECHNOLOGIES INCExpiration of optionsJ Other	Director	JOther	−5,000 sh	$0.42	−$2,100	80,000
2010-05-27	AXONAXON ENTERPRISE, INC. · Employee Stock Option (Right to Buy)A Award	Director	AAward	+23K sh	$4.34	+$100K	83,801
2009-11-24	AXONAXON ENTERPRISE, INC.P Purchase	Director	PPurchase	+2,000 sh	$4.31	+$8,620	4,000
2009-08-28	PURADYN FILTER TECHNOLOGIES INCoptions to purchase common stockA Award	Director	AAward	+7,500 sh	$0.34	+$2,550	87,500

Recent filings

Accepted (ET)
Aug 274
Caldwell John S0001338006-19-000001
SEC(opens sec.gov)
Aug 284
Caldwell John S0001338006-18-000005
SEC(opens sec.gov)
Apr 164
Caldwell John S0001338006-18-000001
SEC(opens sec.gov)
Aug 284
Caldwell John S0001338006-17-000001
SEC(opens sec.gov)
Aug 264
PURADYN FILTER TECHNOLOGIES INC0001338006-16-000002
SEC(opens sec.gov)
Jun 34
TASER INTERNATIONAL INC0001069183-16-000195
SEC(opens sec.gov)
Aug 274
PURADYN FILTER TECHNOLOGIES INC0001338006-15-000001
SEC(opens sec.gov)
May 204
TASER INTERNATIONAL INC0001069183-15-000072
SEC(opens sec.gov)
May 204/A
TASER INTERNATIONAL INC0001069183-15-000081
SEC(opens sec.gov)
May 114
TASER INTERNATIONAL INC0001069183-15-000061
SEC(opens sec.gov)

Companies

Address

17800 N. 85TH STREET

SCOTTSDALE, AZ, 85255