Insider · CIK 0001338936

Wallace Joseph John

Reports to the SEC for 1 company · NEWPORT BEACH, CA

sec.gov

Transactions

Companies

Filings

CIK

0001338936

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-02-06	COLLECTORS UNIVERSE INCM Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	+29.9K sh	—	—	139,772
2021-02-06	COLLECTORS UNIVERSE INCU Disposition from Tender	Senior Vice President & CFO	UDisposition from Tender	−140K sh	$92.00	−$12.9M	0
2020-09-27	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	+2,864 sh	—	—	109,876
2020-08-31	COLLECTORS UNIVERSE INCM Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	+2,000 sh	—	—	107,631
2020-08-31	COLLECTORS UNIVERSE INCD Disposition to Issuer	Senior Vice President & CFO	DDisposition to Issuer	−619 sh	$44.49	−$27.5K	107,012
2019-09-18	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	+4,407 sh	—	—	105,631
2019-07-01	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−2,611 sh	$21.89	−$57.2K	101,224
2018-09-24	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	−7,675 sh	—	—	103,835
2018-07-03	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−15.6K sh	$14.39	−$225K	96,160
2017-12-26	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	+7,592 sh	—	—	111,780
2017-08-31	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	+28.1K sh	—	—	76,063
2017-08-31	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	+28.1K sh	—	—	104,188
2017-04-11	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−5,950 sh	$26.02	−$155K	47,938
2017-04-10	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−5,900 sh	$26.34	−$155K	53,888
2017-04-07	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−18.2K sh	$26.99	−$490K	59,788
2016-03-09	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−10K sh	$15.76	−$158K	77,938
2015-09-01	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−3,100 sh	$18.00	−$55.8K	87,938
2015-06-18	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−2,166 sh	$21.23	−$46K	91,038
2015-06-17	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−2,500 sh	$21.37	−$53.4K	93,204
2015-06-10	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−3,807 sh	$22.09	−$84.1K	95,704
2015-06-08	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−1,527 sh	$22.25	−$34K	99,511
2015-03-31	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−502 sh	$22.56	−$11.3K	101,038
2014-12-31	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−425 sh	$20.86	−$8,865.5	101,540
2014-12-09	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−6,000 sh	$22.09	−$133K	101,965
2014-11-11	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−3,700 sh	$23.09	−$85.4K	107,965
2014-11-10	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−300 sh	$24.50	−$7,350	111,665
2014-09-30	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−424 sh	$22.00	−$9,328	111,965
2014-08-22	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	+9,375 sh	—	—	106,197
2014-08-22	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−3,183 sh	$20.53	−$65.3K	103,014
2014-08-22	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	+9,375 sh	—	—	112,389
2014-06-30	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−1,080 sh	$19.59	−$21.2K	96,822
2013-12-31	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−424 sh	$17.16	−$7,275.84	98,405
2013-12-18	COLLECTORS UNIVERSE INCM Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	+1,636 sh	$13.18	+$21.6K	100,465
2013-12-18	COLLECTORS UNIVERSE INCM Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	+5,500 sh	$14.12	+$77.7K	105,965
2013-12-18	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−7,136 sh	$16.60	−$118K	98,829
2013-12-18	COLLECTORS UNIVERSE INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	−1,636 sh	—	—	0
2013-12-18	COLLECTORS UNIVERSE INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	−5,500 sh	—	—	0
2013-11-29	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−4,114 sh	$16.61	−$68.3K	98,829
2013-11-29	COLLECTORS UNIVERSE INCM Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	+4,114 sh	$13.18	+$54.2K	102,943
2013-11-29	COLLECTORS UNIVERSE INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	−4,114 sh	—	—	0
2013-11-12	COLLECTORS UNIVERSE INCM Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	+1,500 sh	$13.18	+$19.8K	100,329
2013-11-12	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−1,500 sh	$16.86	−$25.3K	98,829
2013-11-12	COLLECTORS UNIVERSE INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	−1,500 sh	—	—	0
2013-09-30	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−424 sh	$14.68	−$6,224.32	98,829
2013-06-28	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−2,700 sh	$13.25	−$35.8K	99,253
2013-04-01	COLLECTORS UNIVERSE INCF Tax Payment	Senior Vice President & CFO	FTax Payment	−188 sh	$11.77	−$2,212.76	142,783
2012-11-29	COLLECTORS UNIVERSE INCS Sale	Senior Vice President & CFO	SSale	−9,449 sh	$10.27	−$97K	102,141
2012-09-14	COLLECTORS UNIVERSE INCA Award	Senior Vice President & CFO	AAward	+12.5K sh	—	—	113,090
2012-08-15	COLLECTORS UNIVERSE INCD Disposition to Issuer	Senior Vice President & CFO	DDisposition to Issuer	−1,500 sh	—	—	111,590
2011-09-08	COLLECTORS UNIVERSE INCM Exercise/Conversion	Senior Vice President & CFO	MExercise/Conversion	+3,000 sh	$13.18	+$39.5K	88,590

Recent filings

Accepted (ET)
Feb 84
Wallace Joseph John0001493152-21-002946
SEC(opens sec.gov)
Oct 134
Wallace Joseph John0001493152-20-019278
SEC(opens sec.gov)
Sep 24
Wallace Joseph John0001493152-20-017155
SEC(opens sec.gov)
Oct 154
Wallace Joseph John0001437749-19-019997
SEC(opens sec.gov)
Jul 24
Wallace Joseph John0001437749-19-013403
SEC(opens sec.gov)
Sep 254
Wallace Joseph John0001437749-18-017459
SEC(opens sec.gov)
Jul 54
Wallace Joseph John0001437749-18-013021
SEC(opens sec.gov)
Dec 284
Wallace Joseph John0001437749-17-021252
SEC(opens sec.gov)
Sep 14
Wallace Joseph John0001437749-17-015535
SEC(opens sec.gov)
Apr 114
COLLECTORS UNIVERSE INC0001437749-17-006465
SEC(opens sec.gov)
Mar 114
COLLECTORS UNIVERSE INC0001437749-16-027488
SEC(opens sec.gov)
Sep 34
COLLECTORS UNIVERSE INC0001437749-15-016838
SEC(opens sec.gov)
Jun 194
COLLECTORS UNIVERSE INC0001437749-15-012617
SEC(opens sec.gov)
Jun 124
COLLECTORS UNIVERSE INC0001437749-15-012243
SEC(opens sec.gov)

Companies

COLLECTORS UNIVERSE INCSenior Vice President & CFO

Address

COLLECTORS UNIVERSE, INC. P.O. BOX 6280

NEWPORT BEACH, CA, 92658