Dakos Andrew

CIK 000134102136 companiesSADDLE BROOK, NJ

SEC Profile

Transactions

Companies

Filings

CIK

0001341021

Recent Transactions

50 trades

Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-03-06$5.97/sh+12,500→ 62,095 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-03-05$6.01/sh+12,000→ 49,595 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-03-02$6.15/sh+5,000→ 27,677 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-03-02$5.95/sh+9,918→ 37,595 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-27$6.20/sh+2,000→ 22,677 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-26$6.17/sh+5,000→ 20,677 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-24$6.14/sh+326→ 14,329 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-24$6.17/sh+1,348→ 15,677 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-23$6.13/sh+2,000→ 14,003 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-23$6.14/sh+2,000→ 12,003 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-20$6.14/sh+183→ 7,186 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-20$6.16/sh+2,817→ 10,003 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-19$6.12/sh+4,881→ 7,003 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-19$6.11/sh+119→ 2,122 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-04$6.02/sh+2,000→ 39,453 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-04$6.04/sh+2,000→ 35,453 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-04$6.03/sh+2,000→ 37,453 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-03$5.97/sh+7,000→ 30,453 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2026-02-03$5.96/sh+3,000→ 33,453 total
Disposition to Issuer
Total Return Securities Fund$SWZ
Common Stock
2026-01-23$6.81/sh−997→ 2,003 total
Disposition to Issuer
Total Return Securities Fund$SWZ
Common Stock
2026-01-23$6.81/sh−11,675→ 23,453 total
Award
TEJON RANCH CO$TRC
Common Stock
2026-01-12$15.77/sh+1,043→ 34,536 total
Sale
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2025-12-30$14.66/sh−4,098→ 6,064 total
Exercise/Conversion
Total Return Securities Fund$SWZ
Common Stock
2025-12-11$6.07/sh+35,064→ 35,128 total
Award
TEJON RANCH CO$TRC
Common Stock
2025-11-04$15.98/sh+1,032→ 33,493 total
Award
TEJON RANCH CO$TRC
Common Stock
2025-07-17$16.96/sh+461→ 32,461 total
Disposition to Issuer
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2024-12-12$7.07/sh−94,433→ 10,705 total
Sale
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2024-09-20$13.74/sh−377→ 4,880 total
Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2024-08-15$6.48/sh+70,092→ 105,138 total
Disposition to Issuer
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2022-04-05$15.69/sh−154→ 782 total
Disposition to Issuer
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2022-04-05$15.69/sh−2,016→ 10,162 total
Disposition to Issuer
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2022-04-05$15.69/sh−968→ 5,257 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2022-03-03$8.82/sh+1,000→ 3,000 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2022-02-03$9.31/sh+572→ 2,000 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2022-02-02$9.38/sh+428→ 1,428 total
Exercise of In-Money
SPECIAL OPPORTUNITIES FUND, INC.$SPE
2.75% Convertible Preferred Stock, Series C
2022-01-27$25.00/sh+200→ 200 total
Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-11-01$8.36/sh+31,745→ 33,490 total
Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-11-01$8.36/sh+33,301→ 35,046 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-16$10.02/sh−10,000→ 1,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-15$9.96/sh−20,000→ 11,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-14$9.95/sh−10,000→ 31,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-13$9.94/sh−10,000→ 41,745 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2021-07-09−156→ 0 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2021-07-09−966→ 0 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2021-07-09−3,200→ 0 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2021-07-09+303→ 936 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2021-07-09+6,257→ 12,178 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2021-07-09+1,889→ 6,225 total
Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-02-02$8.24/sh+39,000→ 51,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-01-21$8.59/sh−9,355→ 12,745 total

Companies

Recent Filings

Address

250 PEHLE AVE. SUITE 708

SADDLE BROOK, NJ, 07663

View on SEC.gov