Insider · CIK 0001341021

Dakos Andrew

Reports to the SEC for 36 companies · SADDLE BROOK, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001341021

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-28	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+9,000 sh	$5.77	+$51.9K	60,000
2026-09-28	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+1,000 sh	$5.76	+$5,760	51,000
2026-09-25	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+7,649 sh	$5.81	+$44.4K	47,649
2026-09-25	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,351 sh	$5.82	+$13.7K	50,000
2026-07-14	TRCTEJON RANCH COA Award	Director	AAward	+918 sh	$18.70	+$17.2K	36,367
2026-07-02	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+233 sh	$5.92	+$1,379.36	126,233
2026-07-02	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+4,767 sh	$5.92	+$28.2K	131,000
2026-06-03	SPESPECIAL OPPORTUNITIES FUND, INC.S Sale	Director, President and CEO, Affiliate of Adviser	SSale	−133 sh	$14.07	−$1,871.31	0
2026-06-03	SPESPECIAL OPPORTUNITIES FUND, INC.S Sale	Director, President and CEO, Affiliate of Adviser	SSale	−5,184 sh	$14.11	−$73.1K	0
2026-06-02	SPESPECIAL OPPORTUNITIES FUND, INC. · 2.75% Cconvertible Preferred Stock, Series CS Sale	Director, President and CEO, Affiliate of Adviser	SSale	−200 sh	$25.00	−$5,000	0
2026-06-02	SPESPECIAL OPPORTUNITIES FUND, INC.S Sale	Director, President and CEO, Affiliate of Adviser	SSale	−1,077 sh	$14.02	−$15.1K	5,184
2026-05-28	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+100 sh	$5.98	+$598	120,600
2026-05-28	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+5,400 sh	$5.99	+$32.3K	126,000
2026-05-27	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+4,500 sh	$5.97	+$26.9K	117,500
2026-05-27	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+3,000 sh	$5.98	+$17.9K	120,500
2026-05-20	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,987 sh	$5.96	+$17.8K	113,000
2026-05-19	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+13 sh	$5.95	+$77.35	110,013
2026-05-18	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+4,000 sh	$5.95	+$23.8K	110,000
2026-04-17	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+3,000 sh	$6.09	+$18.3K	106,000
2026-04-16	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+547 sh	$6.04	+$3,303.88	40,000
2026-04-16	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+3,000 sh	$6.05	+$18.2K	103,000
2026-04-16	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+4,718 sh	$6.06	+$28.6K	100,000
2026-04-08	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+4,000 sh	$5.97	+$23.9K	94,282
2026-04-07	TRCTEJON RANCH COA Award	Director	AAward	+913 sh	$18.84	+$17.2K	35,449
2026-04-07	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,000 sh	$5.95	+$11.9K	90,282
2026-04-06	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+100 sh	$5.95	+$595	88,282
2026-04-02	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+4,863 sh	$5.93	+$28.8K	88.182
2026-03-30	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+5,300 sh	$5.91	+$31.3K	83,319
2026-03-27	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+5,900 sh	$5.92	+$34.9K	78,019
2026-03-24	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+1,000 sh	$5.95	+$5,950	73,119
2026-03-24	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+5,000 sh	$5.96	+$29.8K	72,119
2026-03-12	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+3,324 sh	$6.00	+$19.9K	67,119
2026-03-11	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+1,700 sh	$6.00	+$10.2K	63,795
2026-03-06	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+12.5K sh	$5.97	+$74.6K	62,095
2026-03-05	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+12K sh	$6.01	+$72.1K	49,595
2026-03-02	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+9,918 sh	$5.95	+$59K	37,595
2026-03-02	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+5,000 sh	$6.15	+$30.8K	27,677
2026-02-27	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,000 sh	$6.20	+$12.4K	22,677
2026-02-26	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+5,000 sh	$6.17	+$30.9K	20,677
2026-02-24	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+1,348 sh	$6.17	+$8,317.16	15,677
2026-02-24	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+326 sh	$6.14	+$2,001.64	14,329
2026-02-23	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,000 sh	$6.14	+$12.3K	12,003
2026-02-23	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,000 sh	$6.13	+$12.3K	14,003
2026-02-20	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,817 sh	$6.16	+$17.4K	10,003
2026-02-20	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+183 sh	$6.14	+$1,123.62	7,186
2026-02-19	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+4,881 sh	$6.12	+$29.9K	7,003
2026-02-19	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+119 sh	$6.11	+$727.09	2,122
2026-02-04	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,000 sh	$6.03	+$12.1K	37,453
2026-02-04	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,000 sh	$6.02	+$12K	39,453
2026-02-04	SWZTotal Return Securities FundP Purchase	Director, President and CEO, Affiliate of Adviser	PPurchase	+2,000 sh	$6.04	+$12.1K	35,453

Recent filings

Accepted (ET)
Sep 294
Dakos Andrew0001398344-26-017532
SEC(opens sec.gov)
Jul 154
Dakos Andrew0001193125-26-304554
SEC(opens sec.gov)
Jul 74
Dakos Andrew0001398344-26-011834
SEC(opens sec.gov)
Jun 44
Dakos Andrew0001398344-26-010332
SEC(opens sec.gov)
May 294
Dakos Andrew0001398344-26-010015
SEC(opens sec.gov)
May 204
Dakos Andrew0001398344-26-009503
SEC(opens sec.gov)
Apr 204
Dakos Andrew0001398344-26-006721
SEC(opens sec.gov)

Companies

Address

250 PEHLE AVE. SUITE 708

SADDLE BROOK, NJ, 07663