Insider · CIK 0001342073

Roffman Edward

Reports to the SEC for 6 companies · LOS GATOS,, CA

sec.gov

Transactions

Companies

Filings

CIK

0001342073

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-11-14	Icagen, Inc.Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2017-03-15	Icagen, Inc.Stock OptionA Award	Director	AAward	+10K sh	—	—	10,000
2016-06-30	Icagen, Inc.WarrantA Award	Director	AAward	+3,750 sh	—	—	3,750
2016-05-19	Icagen, Inc.Stock OptionA Award	Director	AAward	+12.5K sh	—	—	12,500
2015-06-10	Icagen, Inc.A Award	Director	AAward	+19K sh	—	—	29,000
2014-03-11	Andalay Solar, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−14.4K sh	$0.03	−$420.48	106,320
2014-03-11	Andalay Solar, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−18.1K sh	$0.03	−$526.002	88,182
2014-03-11	Andalay Solar, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$0.03	−$292	78,182
2014-03-11	Andalay Solar, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$0.03	−$292	68,182
2014-03-10	Andalay Solar, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$0.03	−$302	120,720
2013-11-06	Andalay Solar, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+975K sh	—	—	975,000
2012-10-25	Andalay Solar, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+3,125 sh	—	—	33,125
2012-10-25	Andalay Solar, Inc.A Award	Director	AAward	+68.2K sh	$0.11	+$7,500.02	130,720
2012-09-06	Sugarmade, Inc.Stock OptionJ Other	Director	JOther	+100K sh	—	—	44,000
2011-10-25	Andalay Solar, Inc.A Award	Director	AAward	+40K sh	$0.75	+$30K	62,538
2011-10-25	Andalay Solar, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+12.5K sh	—	—	30,000
2011-03-07	PUBLIC MEDIA WORKS INCStock Options (right to buy)J Other	Chief Financial Officer	JOther	+180K sh	—	—	180,000
2011-03-07	PUBLIC MEDIA WORKS INCStock Options (right to buy)A Award	Chief Financial Officer	AAward	+220K sh	—	—	400,000
2011-03-01	Andalay Solar, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	$0.49	−$9,830	90,152
2010-11-23	PUBLIC MEDIA WORKS INCStock Options (right to buy)A Award	Chief Financial Officer	AAward	+180K sh	—	—	180,000
2010-10-26	Andalay Solar, Inc.A Award	Director	AAward	+17.3K sh	$0.58	+$9,999.909	110,152
2010-10-26	Andalay Solar, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+30K sh	—	—	70,000
2010-10-05	Andalay Solar, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	40,000
2010-10-05	Andalay Solar, Inc.A Award	Director	AAward	+32.8K sh	$0.61	+$20K	92,881
2010-02-23	Andalay Solar, Inc.S Sale	Director	SSale	−8,896 sh	$1.05	−$9,340.8	60,094
2010-02-22	Andalay Solar, Inc.S Sale	Director	SSale	−6,104 sh	$1.10	−$6,714.4	68,990
2009-08-24	ADEX MEDIA, INC.OptionA Award	Director	AAward	+50K sh	—	—	50,000
2009-08-24	ADEX MEDIA, INC.OptionA Award	Director	AAward	+12.5K sh	—	—	12,500
2009-08-21	Andalay Solar, Inc.A Award	Director	AAward	+17.1K sh	$1.17	+$20K	75,094
2009-08-21	Andalay Solar, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2009-05-11	Andalay Solar, Inc.S Sale	Director	SSale	−10K sh	$1.38	−$13.8K	58,000
2008-10-01	Andalay Solar, Inc.A Award	Director	AAward	+10K sh	—	—	68,000
2008-05-16	Andalay Solar, Inc.S Sale	Director	SSale	−5,000 sh	$6.02	−$30.1K	58,000
2008-05-15	Andalay Solar, Inc.S Sale	Director	SSale	−600 sh	$6.02	−$3,613.2	67,400
2008-05-15	Andalay Solar, Inc.S Sale	Director	SSale	−4,300 sh	$6.02	−$25.9K	63,100
2008-05-15	Andalay Solar, Inc.S Sale	Director	SSale	−100 sh	$6.03	−$603.1	63,000
2007-04-02	Andalay Solar, Inc.A Award	Director	AAward	+48K sh	—	—	68,000

Recent filings

Accepted (ET)
Nov 164
Roffman Edward0001213900-18-016050
SEC(opens sec.gov)
Mar 164
Icagen, Inc.0001213900-17-002481
SEC(opens sec.gov)
Jul 54
Icagen, Inc.0001213900-16-014714
SEC(opens sec.gov)
May 204
Icagen, Inc.0001213900-16-013700
SEC(opens sec.gov)
Jun 124
XRpro Sciences, Inc.0001213900-15-004413
SEC(opens sec.gov)
Mar 124
Andalay Solar, Inc.0001140361-14-012382
SEC(opens sec.gov)
Mar 114
Andalay Solar, Inc.0001140361-14-012102
SEC(opens sec.gov)
Nov 84
Andalay Solar, Inc.0001140361-13-041495
SEC(opens sec.gov)
Apr 194
Roffman Edward0001140361-13-016910
SEC(opens sec.gov)
Sep 104
Roffman Edward0000919175-12-000012
SEC(opens sec.gov)
Oct 264
Roffman Edward0001140361-11-050495
SEC(opens sec.gov)
Mar 104
Roffman Edward0001019687-11-000826
SEC(opens sec.gov)
Mar 34
Roffman Edward0001140361-11-013787
SEC(opens sec.gov)
Nov 244
Roffman Edward0001019687-10-004231
SEC(opens sec.gov)

Companies

Address

16005 LOS GATOS BLVD.

LOS GATOS,, CA, 95032