Insider · CIK 0001345523

Riley Investment Management LLC

Reports to the SEC for 21 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001345523

Forms 4 and 5

Insider transactions

34 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-09-02	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+1,931 sh	$3.15	+$6,082.65	174,679
2010-09-02	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+1,931 sh	$3.15	+$6,082.65	196,122
2010-09-02	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+1,931 sh	$3.15	+$6,082.65	152,756
2010-09-02	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+1,931 sh	$3.15	+$6,082.65	196,122
2010-09-01	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+15.3K sh	$3.15	+$48.3K	172,748
2010-09-01	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+15.3K sh	$3.15	+$48.3K	194,191
2010-09-01	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+15.3K sh	$3.15	+$48.3K	194,191
2010-08-31	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+6,589 sh	$3.15	+$20.8K	178,858
2010-08-31	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+6,589 sh	$3.15	+$20.8K	157,414
2010-08-31	FABCFabric.AI, Inc.P Purchase	10% Owner	PPurchase	+6,589 sh	$3.15	+$20.8K	178,858
2010-02-25	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−9,187 sh	$2.41	−$22.2K	0
2009-11-20	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−7,932 sh	$2.52	−$20K	0
2009-11-16	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−598 sh	$0.37	−$221.32	73,498
2009-10-28	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−203K sh	$0.49	−$100K	0
2009-03-27	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−25K sh	$0.30	−$7,500	74,096
2009-03-26	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−15.7K sh	$0.30	−$4,703.7	99,096
2009-03-23	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−55.2K sh	$0.26	−$14.4K	114,775
2009-03-19	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−900 sh	$0.26	−$234	169,972
2009-03-18	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−105K sh	$0.26	−$27.3K	170,872
2009-03-05	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−147K sh	$0.23	−$33.2K	276,019
2009-03-04	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−100 sh	$0.30	−$30	423,019
2009-03-03	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−8,200 sh	$0.30	−$2,460	423,129
2009-03-02	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−17.8K sh	$0.30	−$5,337	431,329
2009-02-26	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−31.2K sh	$0.30	−$9,381.84	449,119
2009-02-25	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−5,800 sh	$0.30	−$1,740	480,319
2009-02-24	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−43.2K sh	$0.30	−$13K	486,119
2009-02-23	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−36K sh	$0.30	−$10.8K	529,348
2009-02-19	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−23.2K sh	$0.35	−$8,128.75	565,363
2009-02-18	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−14K sh	$0.34	−$4,770.746	588,588
2009-02-13	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−48.5K sh	$0.35	−$17K	602,599
2009-02-11	TRANSWITCH CORP /DES Sale	See explanation.	SSale	−78.2K sh	$0.35	−$27.4K	598,436
2008-07-21	MAIR HOLDINGS INCP Purchase	See Remarks	PPurchase	+253K sh	$3.35	+$847K	513,141
2007-02-21	MAIR HOLDINGS INCP Purchase	See Remarks	PPurchase	+3,301 sh	$7.00	+$23.1K	927,062
2007-02-16	MAIR HOLDINGS INCP Purchase	See Remarks	PPurchase	+21.5K sh	$7.00	+$150K	923,761

Recent filings

Accepted (ET)
Sep 34/A
MILLER LLOYD I III0001144204-10-048266
SEC(opens sec.gov)
Sep 24
MILLER LLOYD I III0001144204-10-048034
SEC(opens sec.gov)
Feb 264
RILEY BRYANT R0001144204-10-010417
SEC(opens sec.gov)
Nov 184
RILEY BRYANT R0001144204-09-060698
SEC(opens sec.gov)
Oct 304
RILEY BRYANT R0001144204-09-055679
SEC(opens sec.gov)
Mar 304
RILEY BRYANT R0001144204-09-017103
SEC(opens sec.gov)
Mar 254
RILEY BRYANT R0001144204-09-016098
SEC(opens sec.gov)
Mar 204
RILEY BRYANT R0001144204-09-015381
SEC(opens sec.gov)
Mar 54
RILEY BRYANT R0001144204-09-012373
SEC(opens sec.gov)

Insider transactions

Recent filings

Companies

Address