Insider · CIK 0001345807

Fisher Mark P

Reports to the SEC for 2 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001345807

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-02-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+9,723 sh	$74.05	+$720K	38,250
2026-02-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+5,402 sh	$74.05	+$400K	43,652
2026-02-18	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−4,241 sh	$120.49	−$511K	54,651
2026-02-18	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+7,859 sh	—	—	58,892
2026-02-18	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−7,859 sh	—	—	19,018
2026-02-18	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+9,823 sh	—	—	26,877
2026-01-30	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−931 sh	$126.24	−$118K	51,033
2026-01-30	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+1,725 sh	—	—	51,964
2026-01-30	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−1,725 sh	—	—	17,054
2026-01-13	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−6,695 sh	$125.22	−$838K	50,239
2026-01-13	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+11.3K sh	—	—	56,934
2026-01-13	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−11.3K sh	—	—	18,779
2025-11-13	SFSTIFEL FINANCIAL CORPG Gift	Senior VP & General Counsel	GGift	−1,000 sh	—	—	45,599
2025-08-19	SFSTIFEL FINANCIAL CORPD Disposition to Issuer	Senior VP & General Counsel	DDisposition to Issuer	−10K sh	$112.90	−$1.13M	46,599
2025-03-06	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+8,229 sh	$98.43	+$810K	30,114
2025-02-28	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+1,195 sh	—	—	57,243
2025-02-28	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−1,195 sh	—	—	21,885
2025-02-28	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−644 sh	$104.90	−$67.6K	56,599
2025-02-03	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−3,715 sh	$117.51	−$437K	56,048
2025-02-03	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+6,898 sh	—	—	59,763
2025-02-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+8,623 sh	—	—	29,978
2025-02-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−6,898 sh	—	—	23,080
2025-01-08	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−10.4K sh	—	—	21,355
2025-01-08	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+10.4K sh	—	—	58,575
2025-01-08	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−5,710 sh	$106.08	−$606K	52,865
2024-03-08	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+9,067 sh	$75.00	+$680K	31,798
2024-03-01	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+5,977 sh	—	—	26,929
2024-03-01	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−4,198 sh	—	—	22,731
2024-03-01	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+4,198 sh	—	—	50,390
2024-03-01	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−2,887 sh	$75.00	−$217K	47,503
2024-03-01	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−2,258 sh	$75.00	−$169K	48,132
2024-03-01	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+5,977 sh	—	—	26,929
2024-03-01	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−4,198 sh	—	—	22,731
2024-03-01	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+4,198 sh	—	—	50,390
2024-01-19	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+13.2K sh	—	—	53,339
2024-01-19	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−13.2K sh	—	—	20,952
2024-01-19	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−7,147 sh	$69.15	−$494K	46,192
2023-12-13	SFSTIFEL FINANCIAL CORPS Sale	Senior VP & General Counsel	SSale	−8,100 sh	$64.75	−$524K	40,175
2023-03-02	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−3,411 sh	$66.59	−$227K	48,275
2023-03-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+6,918 sh	—	—	40,593
2023-03-02	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+943 sh	—	—	46,152
2023-03-02	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+5,534 sh	—	—	51,686
2023-03-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−943 sh	—	—	39,650
2023-03-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−5,534 sh	—	—	34,116
2023-02-21	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+9,752 sh	$66.65	+$650K	33,675
2023-01-18	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−9,805 sh	—	—	23,923
2023-01-18	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	+9,805 sh	—	—	50,490
2023-01-18	SFSTIFEL FINANCIAL CORPF Tax Payment	Senior VP & General Counsel	FTax Payment	−5,281 sh	$58.37	−$308K	45,209
2022-03-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Senior VP & General Counsel	MExercise/Conversion	−3,772 sh	—	—	33,384
2022-03-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Senior VP & General Counsel	AAward	+4,714 sh	—	—	37,156

Recent filings

Accepted (ET)
Mar 34
Fisher Mark P0001193125-26-088732
SEC(opens sec.gov)
Feb 204
Fisher Mark P0001193125-26-061508
SEC(opens sec.gov)
Feb 34
Fisher Mark P0001193125-26-035695
SEC(opens sec.gov)
Jan 154
Fisher Mark P0001193125-26-014216
SEC(opens sec.gov)
Nov 174
Fisher Mark P0001193125-25-284735
SEC(opens sec.gov)
Aug 214
Fisher Mark P0000950170-25-110714
SEC(opens sec.gov)
Mar 104
Fisher Mark P0000950170-25-036642
SEC(opens sec.gov)
Mar 44
Fisher Mark P0000950170-25-032302
SEC(opens sec.gov)
Feb 54
Fisher Mark P0000950170-25-014587
SEC(opens sec.gov)

Companies

Address

ONE MONTGOMERY STREET SUITE 3700

SAN FRANCISCO, CA, 94104