Insider · CIK 0001347181

Hausen Bernard A

Reports to the SEC for 1 company · REDWOOD CITY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001347181

Forms 4 and 5

Insider transactions

16 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-07-01	Dex Liquidating Co.A Award	Pres., CEO, Chief Med.Officer	AAward	+200K sh	—	—	820,495
2014-07-15	Dex Liquidating Co.A Award	Pres., CEO, Chief Med.Officer	AAward	+90K sh	—	—	620,495
2013-11-21	Dex Liquidating Co.P Purchase	Pres., CEO, Chief Med.Officer	PPurchase	+5,500 sh	$0.95	+$5,225	530,495
2013-08-08	Dex Liquidating Co.Non-Qualified Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+320K sh	$1.37	+$438K	320,000
2012-08-16	Dex Liquidating Co.Non-Qualified Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+80K sh	$1.81	+$145K	80,000
2011-08-31	Dex Liquidating Co.Incentive Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+43K sh	$2.28	+$98K	43,000
2011-08-31	Dex Liquidating Co.Non-Qualified Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+42K sh	$2.28	+$95.8K	42,000
2010-08-18	Dex Liquidating Co.Incentive Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+90K sh	$2.18	+$196K	90,000
2009-11-11	Dex Liquidating Co.Non-Qualified Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+460K sh	$1.12	+$515K	460,000
2009-09-30	Dex Liquidating Co.P Purchase	Pres., CEO, Chief Med.Officer	PPurchase	+20K sh	$1.25	+$25K	524,995
2009-09-30	Dex Liquidating Co.Common Stock Warrants (Right to Buy)P Purchase	Pres., CEO, Chief Med.Officer	PPurchase	+9,980 sh	$1.25	+$12.5K	9,980
2009-08-18	Dex Liquidating Co.Non-Qualified Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+85K sh	$1.55	+$132K	85,000
2009-08-18	Dex Liquidating Co.Non-Qualified Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+70K sh	$1.55	+$109K	70,000
2009-02-18	Dex Liquidating Co.A Award	Pres., CEO, Chief Med.Officer	AAward	+38K sh	—	—	505,035
2007-06-27	Dex Liquidating Co.Incentive Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+36.7K sh	$6.03	+$221K	36,730
2007-06-27	Dex Liquidating Co.Non-Qualified Stock Option (right to buy)A Award	Pres., CEO, Chief Med.Officer	AAward	+28.3K sh	$6.03	+$170K	28,270

Recent filings

Accepted (ET)
Jul 24
CARDICA INC0001178104-15-000008
SEC(opens sec.gov)
Jul 174
CARDICA INC0001179110-14-011826
SEC(opens sec.gov)
Nov 254
CARDICA INC0001179110-13-017038
SEC(opens sec.gov)
Aug 94
CARDICA INC0001178104-13-000008
SEC(opens sec.gov)
Aug 174
Hausen Bernard A0001178104-12-000009
SEC(opens sec.gov)
Sep 24
Hausen Bernard A0001178104-11-000006
SEC(opens sec.gov)
Aug 204
Hausen Bernard A0001178104-10-000006
SEC(opens sec.gov)
Nov 124
Hausen Bernard A0001178104-09-000018
SEC(opens sec.gov)
Oct 24
Hausen Bernard A0001179110-09-014129
SEC(opens sec.gov)
Aug 194
Hausen Bernard A0001178104-09-000012
SEC(opens sec.gov)
Feb 204
Hausen Bernard A0001178104-09-000002
SEC(opens sec.gov)
Jun 294
CARDICA INC0001178104-07-000014
SEC(opens sec.gov)

Companies

Dex Liquidating Co.Pres., CEO, Chief Med.Officer

Address

900 SAGINAW DRIVE

REDWOOD CITY, CA, 94063