Insider · CIK 0001350662

Ulmer David

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001350662

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-06-16	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−3,000 sh	$46.46	−$139K	20,535
2015-03-05	SOTHEBYSA Award	SVP Chief Tech & Strat Off	AAward	+4,164 sh	—	—	24,738
2015-03-05	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−1,542 sh	—	—	23,196
2015-03-05	SOTHEBYSA Award	SVP Chief Tech & Strat Off	AAward	+538 sh	—	—	23,734
2015-03-05	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−199 sh	—	—	23,535
2015-02-26	SOTHEBYSRestricted Stock UnitsA Award	SVP Chief Tech & Strat Off	AAward	+1,778 sh	—	—	3,394
2014-03-05	SOTHEBYSA Award	SVP Chief Tech & Strat Off	AAward	+5,583 sh	—	—	22,640
2014-03-05	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−2,066 sh	—	—	20,574
2014-02-11	SOTHEBYSRestricted Stock UnitsA Award	SVP Chief Tech & Strat Off	AAward	+1,616 sh	—	—	1,616
2013-08-09	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−7,000 sh	$43.43	−$304K	17,057
2013-03-07	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−4,000 sh	$38.89	−$156K	24,057
2013-03-05	SOTHEBYSA Award	SVP Chief Tech & Strat Off	AAward	+4,783 sh	—	—	29,827
2013-03-05	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−1,770 sh	—	—	28,057
2013-02-11	SOTHEBYSM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	+1,508 sh	—	—	25,682
2013-02-11	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−638 sh	—	—	25,044
2013-02-11	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	−1,508 sh	—	—	0
2012-03-13	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−2,970 sh	$39.06	−$116K	24,174
2012-03-05	SOTHEBYSA Award	SVP Chief Tech & Strat Off	AAward	+3,826 sh	—	—	28,525
2012-03-05	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−1,381 sh	—	—	27,144
2011-03-05	SOTHEBYSA Award	SVP Chief Tech & Strat Off	AAward	+2,826 sh	—	—	22,433
2011-03-05	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−1,024 sh	—	—	21,409
2011-02-26	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−680 sh	—	—	19,607
2011-02-11	SOTHEBYSM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	+1,508 sh	—	—	23,224
2011-02-11	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−547 sh	—	—	22,677
2011-02-11	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	−1,508 sh	—	—	3,016
2011-02-10	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−613 sh	—	—	21,716
2010-12-03	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−3,000 sh	$42.02	−$126K	22,329
2010-06-16	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−725 sh	—	—	25,329
2010-02-26	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−680 sh	—	—	26,054
2010-02-11	SOTHEBYSM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	+1,507 sh	—	—	27,373
2010-02-11	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−639 sh	—	—	26,734
2010-02-11	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	−1,507 sh	—	—	4,524
2010-02-10	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−645 sh	—	—	25,866
2009-06-16	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−750 sh	—	—	26,511
2009-02-26	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−634 sh	—	—	27,261
2009-02-11	SOTHEBYSRestricted Stock UnitsA Award	SVP Chief Tech & Strat Off	AAward	+6,031 sh	—	—	6,031
2009-02-10	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−608 sh	—	—	27,895
2007-08-15	SOTHEBYSM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	+4,000 sh	—	—	30,592
2007-08-15	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−200 sh	$43.86	−$8,772	30,392
2007-08-15	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−400 sh	$43.87	−$17.5K	29,992
2007-08-15	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−600 sh	$43.88	−$26.3K	29,392
2007-08-15	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−300 sh	$43.92	−$13.2K	29,092
2007-08-15	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−1,100 sh	$43.93	−$48.3K	27,992
2007-08-15	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−1,000 sh	$43.94	−$43.9K	26,992
2007-08-15	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−400 sh	$43.95	−$17.6K	26,592
2007-08-15	SOTHEBYSEmployee Stock Option-Right to BuyM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	−4,000 sh	—	—	0
2007-06-18	SOTHEBYSF Tax Payment	SVP Chief Tech & Strat Off	FTax Payment	−676 sh	—	—	26,592
2007-06-01	SOTHEBYSI Discretionary Transaction	SVP Chief Tech & Strat Off	IDiscretionary Transaction	−1,365.865 sh	$48.43	−$66.1K	0
2006-08-11	SOTHEBYSM Exercise/Conversion	SVP Chief Tech & Strat Off	MExercise/Conversion	+12K sh	—	—	33,103
2006-08-11	SOTHEBYSS Sale	SVP Chief Tech & Strat Off	SSale	−100 sh	$29.21	−$2,921	33,003

Recent filings

Accepted (ET)
Jun 174
SOTHEBYS0001140361-15-024641
SEC(opens sec.gov)
Mar 244
SOTHEBYS0001140361-15-013094
SEC(opens sec.gov)
Mar 64
SOTHEBYS0001140361-15-010801
SEC(opens sec.gov)
Mar 74
SOTHEBYS0001140361-14-011782
SEC(opens sec.gov)
Aug 124
SOTHEBYS0001140361-13-031593
SEC(opens sec.gov)
Mar 114
Ulmer David0001140361-13-011806
SEC(opens sec.gov)
Mar 64
Ulmer David0001140361-13-011080
SEC(opens sec.gov)
Feb 134
Ulmer David0001140361-13-006510
SEC(opens sec.gov)
Mar 154
Ulmer David0001140361-12-016036
SEC(opens sec.gov)
Mar 74
Ulmer David0001140361-12-013703
SEC(opens sec.gov)
Mar 84
Ulmer David0001140361-11-015109
SEC(opens sec.gov)

Companies

SOTHEBYSSVP Chief Tech & Strat Off

Address

1334 YORK AVENUE

NEW YORK, NY, 10021