Insider · CIK 0001351513

Cole Kathy

Reports to the SEC for 1 company · WARRINGTON, PA

sec.gov

Transactions

Companies

Filings

CIK

0001351513

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-03-27	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+25K sh	—	—	24,999
2015-03-27	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+50K sh	—	—	50,001
2014-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+3,772 sh	$1.16	+$4,375.52	39,419
2014-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,544 sh	$1.72	+$4,375.68	39,419
2014-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,458 sh	$1.78	+$4,375.24	39,419
2014-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,034 sh	$2.15	+$4,373.1	39,419
2014-03-06	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+21.5K sh	—	—	21,459
2014-03-06	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+13.5K sh	—	—	13,541
2013-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,962 sh	$2.23	+$4,375.26	28,611
2013-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,529 sh	$1.73	+$4,375.17	28,611
2013-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,878 sh	$1.52	+$4,374.56	28,611
2013-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,911 sh	$2.29	+$4,376.19	28,611
2013-03-26	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+42K sh	—	—	42,013
2013-03-26	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+53K sh	—	—	52,987
2012-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,014 sh	$2.11	+$4,249.54	19,331
2012-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,497 sh	$2.84	+$4,251.48	19,331
2012-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,831 sh	$2.32	+$4,247.92	19,331
2012-05-04	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+30.4K sh	—	—	30,395
2012-05-04	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+24.6K sh	—	—	24,605
2012-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,586 sh	$2.68	+$4,250.48	13,989
2011-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,455 sh	$1.68	+$4,124.4	12,403
2011-10-07	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Senior VP, Human Resources	AAward	+150K sh	—	—	150,000
2011-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,105 sh	$1.96	+$4,125.8	9,948
2011-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,974 sh	$2.09	+$4,125.66	9,948
2011-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+2,230 sh	$1.85	+$4,125.5	9,948
2010-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+648 sh	$3.18	+$2,060.64	3,639
2010-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+654 sh	$3.15	+$2,060.1	3,639
2010-09-27	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+175K sh	—	—	175,000
2010-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+10.9K sh	$0.19	+$2,062.83	35,049
2010-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+3,966 sh	$0.52	+$2,062.32	24,192
2009-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+3,274 sh	$0.63	+$2,062.62	20,226
2009-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+3,381 sh	$0.61	+$2,062.41	16,952
2009-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,946 sh	$1.06	+$2,062.76	13,571
2009-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,719 sh	$1.20	+$2,062.8	11,625
2008-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+1,728 sh	$1.12	+$1,935.36	9,906
2007-06-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Senior VP, Human Resources	AAward	+37.5K sh	—	—	37,500
2007-06-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (right to buy)A Award	Senior VP, Human Resources	AAward	+12.5K sh	—	—	12,500
2007-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+812 sh	$2.31	+$1,875.72	2,638
2006-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Senior VP, Human Resources	AAward	+794 sh	$2.36	+$1,873.84	1,826

Recent filings

Accepted (ET)
Mar 314
DISCOVERY LABORATORIES INC /DE/0001140361-15-013708
SEC(opens sec.gov)
Feb 175
DISCOVERY LABORATORIES INC /DE/0001140361-15-007491
SEC(opens sec.gov)
Mar 104
DISCOVERY LABORATORIES INC /DE/0001140361-14-011919
SEC(opens sec.gov)
Feb 125
DISCOVERY LABORATORIES INC /DE/0001140361-14-006408
SEC(opens sec.gov)
Mar 284
Cole Kathy0001140361-13-014402
SEC(opens sec.gov)
Feb 135
Cole Kathy0001140361-13-006394
SEC(opens sec.gov)
May 84
Cole Kathy0001140361-12-023610
SEC(opens sec.gov)

Companies

WINDTREE THERAPEUTICS INC /DE/Senior VP, Human ResourcesWINT

Address

2600 KELLY ROAD

WARRINGTON, PA, 18976