Insider · CIK 0001356305

Gross William D

Reports to the SEC for 1 company · DALLAS, TX

Transactions

Companies

Filings

CIK

0001356305

Forms 4 and 5

Insider transactions

4 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-05-08	PENSON WORLDWIDE INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2007-04-03	PENSON WORLDWIDE INCG Gift	Director	GGift	−1,000 sh	—	—	696,856
2006-12-12	PENSON WORLDWIDE INCS Sale	Director	SSale	−35K sh	$22.66	−$793K	797,856
2006-12-11	PENSON WORLDWIDE INCS Sale	Director	SSale	−65K sh	$23.12	−$1.5M	832,856

C/O PENSON WORLDWIDE, INC. 1700 PACIFIC AVENUE, SUITE 1400

DALLAS, TX, 75201