Finke Thomas M

CIK 000136365112 companiesCOLORADO SPRINGS, CO

SEC Profile

Transactions

Companies

Filings

CIK

0001363651

Recent Transactions

50 trades

Purchase
Venu Holding Corp$VENU
Common Stock
2025-12-30$7.80/sh+4,361→ 29,961 total
Award
Venu Holding Corp$VENU
Stock Option (Right to Buy)
2025-10-28+250,000→ 250,000 total
Other
Venu Holding Corp$VENU
Common Stock
2025-08-28$12.00/sh+25,000→ 25,000 total
Award
Invesco Ltd.$IVZ
Common Shares
2025-05-15+12,728→ 56,126 total
Award
Invesco Ltd.$IVZ
Common Shares
2024-05-15+11,955→ 43,398 total
Purchase
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class A Common Stock
2023-06-30$3.00/sh+83,300→ 247,164 total
Award
Invesco Ltd.$IVZ
Common Shares
2023-05-15+12,820→ 31,443 total
Other
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class A Common Stock
2023-02-10+113,864→ 163,864 total
Exercise/Conversion
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class B Common Stock
2023-02-10−50,000→ 0 total
Other
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Warrant
2023-02-10+250,000→ 250,000 total
Other
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Warrant
2023-02-10+387,333→ 387,333 total
Disposition to Issuer
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class B Common Stock
2023-02-10−1,375,000→ 1,200,000 total
Other
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class A Common Stock
2023-02-10+73,864→ 73,864 total
Exercise/Conversion
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class A Common Stock
2023-02-10+50,000→ 50,000 total
Other
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Warrant
2023-02-10−4,120,000→ 0 total
Other
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Warrant
2023-02-10+4,120,000→ 4,120,000 total
Exercise/Conversion
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class B Common Stock
2023-02-10−1,200,000→ 0 total
Exercise/Conversion
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class A Common Stock
2023-02-10+1,200,000→ 1,200,000 total
Other
ALLIANCE ENTERTAINMENT HOLDING CORP$AENT
Class A Common Stock
2023-02-10−1,200,000→ 0 total
Award
Invesco Ltd.$IVZ
Common Shares
2022-05-15+10,930→ 18,623 total
Award
Invesco Ltd.$IVZ
Common Shares
2021-05-15+5,807→ 7,693 total
Award
Invesco Ltd.$IVZ
Common Shares
2021-04-29+1,311→ 1,886 total
Award
Invesco Ltd.$IVZ
Common Shares
2021-01-27+575→ 575 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-11-05$12.11/sh+29.775→ 46,993.382 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-10-22$12.04/sh+29.949→ 46,032.098 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-10-08$12.44/sh+28.995→ 46,002.148 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-09-24$12.55/sh+28.732→ 45,973.153 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-09-10$12.79/sh+28.193→ 45,944.421 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-08-27$13.02/sh+27.695→ 45,916.228 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-08-13$13.49/sh+26.73→ 45,888.533 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-07-30$13.45/sh+26.81→ 45,044.666 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-07-16$13.33/sh+27.051→ 45,017.856 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-07-02$13.47/sh+26.77→ 44,990.805 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-06-18$13.40/sh+26.9→ 44,964.036 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-06-04$13.64/sh+26.436→ 44,937.136 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-05-21$13.89/sh+25.96→ 44,910.7 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-05-07$12.10/sh+29.801→ 44,884.739 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock ("Shares")
2020-05-05$7.00/sh+15,000→ 25,000 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-04-23$13.79/sh+26.149→ 44,053.957 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-04-09$12.94/sh+27.866→ 44,027.809 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-03-26$12.67/sh+28.46→ 43,999.942 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-03-12$14.40/sh+25.041→ 43,971.482 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2020-02-27$16.75/sh+2,986.74→ 43,946.441 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2019-12-19$16.55/sh+21.783→ 40,243.831 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2019-12-05$16.40/sh+21.987→ 40,222.049 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2019-11-21$16.95/sh+21.274→ 40,200.062 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock ("Shares")
2019-11-20$10.30/sh+8,000→ 10,000 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2019-11-07$16.84/sh+21.41→ 40,178.788 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2019-10-24$16.68/sh+21.614→ 39,449.551 total
Other
BARINGS CORPORATE INVESTORS$MCI
Barings Non-Qualified Thrift Plan
2019-10-10$16.72/sh+21.566→ 39,427.936 total

Companies

Recent Filings

Address

C/O VENU HOLDING CORPORATION 1755 TELSTAR DRIVE, SUITE 501

COLORADO SPRINGS, CO, 80920

View on SEC.gov