Insider · CIK 0001365143

Daugherty Pat H

Reports to the SEC for 4 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001365143

Forms 4 and 5

Insider transactions

15 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-05-31	SUNCOM WIRELESS HOLDINGS, INC.A Award	Director	AAward	+1,500 sh	—	—	1,500
2006-12-27	PROSPECT STREET HIGH INCOME PORTFOLIO INCStock Option (Right to Buy)M Exercise/Conversion	Affiliate - Investment Advisor	MExercise/Conversion	−1 sh	—	—	0
2006-12-27	PROSPECT STREET HIGH INCOME PORTFOLIO INCA Award	Affiliate - Investment Advisor	AAward	+13.5K sh	—	—	41,346.98
2006-12-27	PROSPECT STREET HIGH INCOME PORTFOLIO INCF Tax Payment	Affiliate - Investment Advisor	FTax Payment	−11K sh	$3.22	−$35.5K	30,325.04
2006-12-27	PROSPECT STREET INCOME SHARES INCA Award	Affiliate - Investment Advisor	AAward	+7,688.13 sh	—	—	21,973.85
2006-12-27	PROSPECT STREET INCOME SHARES INCF Tax Payment	Affiliate - Investment Advisor	FTax Payment	−5,798.05 sh	$6.10	−$35.4K	16,175.8
2006-12-27	PROSPECT STREET HIGH INCOME PORTFOLIO INCA Award	Affiliate - Investment Advisor	AAward	+26.6K sh	—	—	54,437.83
2006-12-27	PROSPECT STREET HIGH INCOME PORTFOLIO INCF Tax Payment	Affiliate - Investment Advisor	FTax Payment	−15.8K sh	$3.22	−$51K	38,604.32
2006-12-27	PROSPECT STREET INCOME SHARES INCM Exercise/Conversion	Affiliate - Investment Advisor	MExercise/Conversion	+14.3K sh	$3.05	+$43.6K	14,285.72
2006-12-27	PROSPECT STREET INCOME SHARES INCA Award	Affiliate - Investment Advisor	AAward	+3,844.07 sh	—	—	18,129.79
2006-12-27	PROSPECT STREET INCOME SHARES INCF Tax Payment	Affiliate - Investment Advisor	FTax Payment	−4,417.97 sh	$6.10	−$26.9K	13,711.81
2006-12-27	PROSPECT STREET INCOME SHARES INCStock Option (Right to Buy)M Exercise/Conversion	Affiliate - Investment Advisor	MExercise/Conversion	−1 sh	—	—	0
2006-12-27	PROSPECT STREET HIGH INCOME PORTFOLIO INCM Exercise/Conversion	Affiliate - Investment Advisor	MExercise/Conversion	+27.9K sh	$1.61	+$44.9K	27,873.68
2002-02-28	PROSPECT STREET INCOME SHARES INCStock Option (Right to Buy)J Other	Affiliate - Investment Advisor	JOther	+1 sh	—	—	1
2001-06-29	PROSPECT STREET HIGH INCOME PORTFOLIO INCStock Option (Right to Buy)J Other	Affiliate - Investment Advisor	JOther	+1 sh	—	—	1

Recent filings

Accepted (ET)
Jul 304/A
PROSPECT STREET HIGH INCOME PORTFOLIO INC0001209191-07-044614
SEC(opens sec.gov)
Jul 304/A
PROSPECT STREET INCOME SHARES INC0001209191-07-044615
SEC(opens sec.gov)
Jun 44
SUNCOM WIRELESS HOLDINGS, INC.0001225208-07-005444
SEC(opens sec.gov)
Dec 274
Daugherty Pat H0001209191-06-067154
SEC(opens sec.gov)
Dec 274
Daugherty Pat H0001209191-06-067160
SEC(opens sec.gov)
Jun 194
PROSPECT STREET HIGH INCOME PORTFOLIO INC0001209191-06-037342
SEC(opens sec.gov)
Jun 194
PROSPECT STREET INCOME SHARES INC0001209191-06-037330
SEC(opens sec.gov)

Companies

Address

13455 NOEL ROAD SUITE 800

DALLAS, TX, 75240