Insider · CIK 0001366786

Caruso Robert

Reports to the SEC for 1 company · EVERGREEN, CO

sec.gov

Transactions

Companies

Filings

CIK

0001366786

Forms 4 and 5

Insider transactions

24 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-01-18	ADA-ES INCA Award	Director	AAward	+2,357 sh	$24.18	+$57K	28,028
2012-05-25	ADA-ES INCS Sale	Director	SSale	−5 sh	$25.66	−$128.3	25,971
2012-05-25	ADA-ES INCS Sale	Director	SSale	−100 sh	$25.60	−$2,560	26,876
2012-05-25	ADA-ES INCS Sale	Director	SSale	−100 sh	$25.61	−$2,561	26,776
2012-05-25	ADA-ES INCS Sale	Director	SSale	−100 sh	$25.62	−$2,562	26,676
2012-05-25	ADA-ES INCS Sale	Director	SSale	−200 sh	$25.63	−$5,126	26,476
2012-05-25	ADA-ES INCS Sale	Director	SSale	−100 sh	$25.64	−$2,564.5	26,376
2012-05-25	ADA-ES INCS Sale	Director	SSale	−400 sh	$25.65	−$10.3K	25,976
2012-05-25	ADA-ES INCS Sale	Director	SSale	−100 sh	$25.66	−$2,566.2	25,671
2012-05-25	ADA-ES INCS Sale	Director	SSale	−200 sh	$25.66	−$5,132.2	25,771
2012-05-25	ADA-ES INCS Sale	Director	SSale	−800 sh	$25.51	−$20.4K	27,371
2012-05-25	ADA-ES INCS Sale	Director	SSale	−295 sh	$25.51	−$7,525.745	27,076
2012-05-25	ADA-ES INCS Sale	Director	SSale	−100 sh	$25.58	−$2,558	26,976
2012-05-24	ADA-ES INCS Sale	Director	SSale	−1,300 sh	$26.55	−$34.5K	29,371
2012-05-24	ADA-ES INCS Sale	Director	SSale	−1,200 sh	$26.55	−$31.9K	28,171
2012-03-05	ADA-ES INCA Award	Director	AAward	+144 sh	$20.90	+$3,009.6	30,671
2011-07-13	ADA-ES INCA Award	Director	AAward	+3,789 sh	$17.52	+$66.4K	30,527
2011-02-04	ADA-ES INCA Award	Director	AAward	+4,689 sh	$12.12	+$56.8K	26,558
2010-09-20	ADA-ES INCA Award	Director	AAward	+1,851 sh	$6.28	+$11.6K	22,049
2010-06-29	ADA-ES INCA Award	Director	AAward	+2,051 sh	$5.20	+$10.7K	20,198
2010-01-27	ADA-ES INCA Award	Director	AAward	+3,816 sh	$6.17	+$23.5K	18,147
2009-07-20	ADA-ES INCM Exercise/Conversion	Director	MExercise/Conversion	+8,588 sh	$4.23	+$36.3K	14,331
2009-01-08	ADA-ES INCM Exercise/Conversion	Director	MExercise/Conversion	+2,412 sh	$4.18	+$10.1K	5,743
2006-08-03	ADA-ES INCStock OptionsA Award	Director	AAward	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
Jan 224
Caruso Robert0001223112-13-000005
SEC(opens sec.gov)
May 294
Caruso Robert0001223112-12-000061
SEC(opens sec.gov)
Mar 74
ADA-ES INC0001223112-12-000042
SEC(opens sec.gov)
Jul 154
ADA-ES INC0001223112-11-000055
SEC(opens sec.gov)
Feb 84
ADA-ES INC0001223112-11-000014
SEC(opens sec.gov)
Sep 204
ADA-ES INC0001223112-10-000082
SEC(opens sec.gov)
Jul 14
ADA-ES INC0001223112-10-000068
SEC(opens sec.gov)

Companies

ADA-ES INCDirector

Address

30616 WHITEFACE COURT

EVERGREEN, CO, 80439