Conley Richard K

CIK 00013700742 companiesPETALUMA, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001370074

Recent Transactions

24 trades

Award
Pulmatrix, Inc.$PULM
Stock option (right to buy)
2015-04-30+5,000→ 5,000 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (Right to Buy)
2013-10-01+2,143→ 80,683 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (Right to Buy)
2013-09-19+8,027→ 78,540 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (Right to Buy)
2012-10-01+15,000→ 545,678 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (Right to Buy)
2012-08-24+33,108→ 530,678 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (Right to Buy)
2011-11-07+128,000→ 497,570 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (right to buy)
2011-10-03+15,000→ 369,570 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (right to buy)
2011-06-16+20,000→ 354,570 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (right to buy)
2010-12-20+15,000→ 354,570 total
Exercise/Conversion
Sonoma Pharmaceuticals, Inc.$SNOA
Common Stock
2010-03-09$0.85/sh+15,000→ 122,650 total
Exercise/Conversion
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Options (Right to Buy)
2010-03-09$0.85/sh−15,000→ 339,570 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (right to buy)
2010-01-05+15,000→ 354,570 total
Sale
Sonoma Pharmaceuticals, Inc.$SNOA
Common Stock
2009-09-10$2.75/sh−4,200→ 107,650 total
Sale
Sonoma Pharmaceuticals, Inc.$SNOA
Common Stock
2009-09-10$2.77/sh−20,800→ 111,850 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Common Stock
2009-09-03$0.85/sh+75,000→ 132,650 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Common Stock
2009-09-03$0.85/sh+15,000→ 57,650 total
Exercise/Conversion
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Options (Right to buy)
2009-09-03+15,000→ 414,570 total
Exercise/Conversion
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Options (Right to buy)
2009-09-03+75,000→ 339,570 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (right to buy)
2009-08-21$2.18/sh+150,000→ 429,470 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (right to buy)
2009-03-10$1.09/sh+60,000→ 279,570 total
Purchase
Sonoma Pharmaceuticals, Inc.$SNOA
Common Stock
2007-09-14$5.42/sh+2,000→ 42,650 total
Award
Sonoma Pharmaceuticals, Inc.$SNOA
Stock Option (right to buy)
2007-06-15+35,000→ 35,000 total
Conversion
Sonoma Pharmaceuticals, Inc.$SNOA
Series A Preferred Stock
2007-01-30−10,000→ 0 total
Conversion
Sonoma Pharmaceuticals, Inc.$SNOA
Common Stock
2007-01-30+10,000→ 40,000 total

Companies

Recent Filings

Address

1129 N. MCDOWELL BLVD

PETALUMA, CA, 94954

View on SEC.gov