Insider · CIK 0001372705

MARKS HOWARD S

Reports to the SEC for 1 company · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001372705

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-09-30	OAK-PABrookfield Oaktree Holdings, LLCD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−102K sh	—	—	0
2019-09-30	OAK-PABrookfield Oaktree Holdings, LLCD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−13K sh	—	—	0
2019-09-30	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−2.29M sh	—	—	9,150,024
2019-09-30	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−9.15M sh	—	—	0
2019-09-30	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−349K sh	—	—	1,397,976
2019-09-30	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−1.4M sh	—	—	0
2019-09-30	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−375K sh	—	—	1,499,050
2019-09-30	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−1.5M sh	—	—	0
2019-05-16	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−612K sh	—	—	101,826
2019-05-15	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+612K sh	—	—	714,070
2019-05-15	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−612K sh	—	—	15,058,812
2018-08-09	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−38.7K sh	—	—	183,970
2018-08-09	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−36.2K sh	—	—	147,730
2018-08-09	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−24.2K sh	—	—	123,570
2018-08-09	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−12.1K sh	—	—	111,490
2018-08-09	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−9,664 sh	—	—	101,826
2018-08-08	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+121K sh	—	—	222,626
2018-08-08	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−121K sh	—	—	16,812,800
2018-02-12	OAK-PABrookfield Oaktree Holdings, LLCD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−5M sh	—	—	86,682,408
2018-02-12	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−126K sh	$43.95	−$5.55M	1,747,470
2018-02-12	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−1.02M sh	$43.95	−$44.6M	12,170,574
2017-12-08	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−100K sh	—	—	101,826
2017-12-07	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−25K sh	—	—	201,826
2017-12-06	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+125K sh	—	—	226,826
2017-12-06	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−125K sh	—	—	16,933,600
2017-02-13	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−100K sh	—	—	141,826
2017-02-13	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−40K sh	—	—	101,826
2017-02-10	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−140K sh	—	—	17,058,600
2016-11-17	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−25K sh	—	—	151,826
2016-11-17	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−50K sh	—	—	101,826
2016-11-16	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+75K sh	—	—	176,826
2016-11-16	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−75K sh	—	—	17,198,600
2016-08-17	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−300K sh	—	—	101,826
2016-08-16	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+300K sh	—	—	401,826
2016-08-16	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−300K sh	—	—	17,273,600
2016-03-11	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−110K sh	—	—	101,826
2016-03-10	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+110K sh	—	—	211,826
2016-03-10	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−110K sh	—	—	17,573,600
2016-02-10	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+140K sh	—	—	241,826
2015-11-20	OAK-PABrookfield Oaktree Holdings, LLCG Gift	Director, Co-Chairman	GGift	−120K sh	—	—	101,826
2015-11-19	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+120K sh	—	—	221,443
2015-11-19	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−120K sh	—	—	17,683,600
2015-11-16	OAK-PABrookfield Oaktree Holdings, LLCM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	+100K sh	—	—	101,826
2015-11-16	OAK-PABrookfield Oaktree Holdings, LLCD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−13M sh	—	—	92,292,013
2015-11-16	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−42.8K sh	—	—	17,803,217
2015-03-11	OAK-PABrookfield Oaktree Holdings, LLCD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−600K sh	—	—	105,310,421
2015-03-11	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−138K sh	$51.70	−$7.13M	17,845,970
2015-03-06	OAK-PABrookfield Oaktree Holdings, LLCD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−4M sh	—	—	105,910,421
2015-03-06	OAK-PABrookfield Oaktree Holdings, LLC · OCGH UnitsM Exercise/Conversion	Director, Co-Chairman	MExercise/Conversion	−916K sh	$51.70	−$47.4M	17,983,853
2014-03-10	OAK-PABrookfield Oaktree Holdings, LLCD Disposition to Issuer	Director, Co-Chairman	DDisposition to Issuer	−5M sh	—	—	109,205,050

Recent filings

Accepted (ET)
Oct 24
MARKS HOWARD S0000899243-19-024700
SEC(opens sec.gov)
May 174
MARKS HOWARD S0000899243-19-014042
SEC(opens sec.gov)
Aug 104
MARKS HOWARD S0000899243-18-022063
SEC(opens sec.gov)
Feb 154
MARKS HOWARD S0000899243-18-004089
SEC(opens sec.gov)

Companies

Brookfield Oaktree Holdings, LLCDirector, Co-ChairmanOAK-PA

Address

C/O OAKTREE CAPITAL GROUP, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR

LOS ANGELES, CA, 90071