MARKS HOWARD S

CIK 00013727051 companyLOS ANGELES, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001372705

Recent Transactions

50 trades

Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-09-30−2,287,506→ 9,150,024 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-09-30−349,494→ 1,397,976 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2019-09-30−101,826→ 0 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2019-09-30−13,000→ 0 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-09-30−9,150,024→ 0 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-09-30−1,397,976→ 0 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-09-30−374,762→ 1,499,050 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-09-30−1,499,050→ 0 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2019-05-16−612,244→ 101,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2019-05-15+612,244→ 714,070 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-05-15−612,244→ 15,058,812 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2018-08-09−12,080→ 111,490 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2018-08-09−36,240→ 147,730 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2018-08-09−9,664→ 101,826 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2018-08-09−38,656→ 183,970 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2018-08-09−24,160→ 123,570 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2018-08-08−120,800→ 16,812,800 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2018-08-08+120,800→ 222,626 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2018-02-12$43.95/sh−126,342→ 1,747,470 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
Class B Units
2018-02-12−5,000,000→ 86,682,408 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2018-02-12$43.95/sh−1,015,402→ 12,170,574 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2017-12-08−100,000→ 101,826 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2017-12-07−25,000→ 201,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2017-12-06+125,000→ 226,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2017-12-06−125,000→ 16,933,600 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2017-02-13−40,000→ 101,826 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2017-02-13−100,000→ 141,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2017-02-10−140,000→ 17,058,600 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2016-11-17−25,000→ 151,826 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2016-11-17−50,000→ 101,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2016-11-16−75,000→ 17,198,600 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2016-11-16+75,000→ 176,826 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2016-08-17−300,000→ 101,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2016-08-16+300,000→ 401,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2016-08-16−300,000→ 17,273,600 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2016-03-11−110,000→ 101,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2016-03-10−110,000→ 17,573,600 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2016-03-10+110,000→ 211,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2016-02-10+140,000→ 241,826 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2015-11-20−119,617→ 101,826 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2015-11-19+119,617→ 221,443 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2015-11-19−119,617→ 17,683,600 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2015-11-16−42,753→ 17,803,217 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
Class B Units
2015-11-16−12,998,725→ 92,292,013 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2015-11-16+100,000→ 101,826 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
Class B Units
2015-03-11−600,000→ 105,310,421 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2015-03-11$51.70/sh−137,883→ 17,845,970 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
Class B Units
2015-03-06−4,000,000→ 105,910,421 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2015-03-06$51.70/sh−915,868→ 17,983,853 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2014-03-10$59.33/sh−1,131,216→ 18,899,721 total

Companies

Brookfield Oaktree Holdings, LLC
Director, Chairman and Principal
$OAK-PA

Recent Filings

Address

C/O OAKTREE CAPITAL GROUP, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR

LOS ANGELES, CA, 90071

View on SEC.gov