O'Connor Daniel J.

CIK 00013768478 companiesPRINCETON, NJ

SEC Profile

Transactions

Companies

Filings

CIK

0001376847

Recent Transactions

50 trades

Award
DiaMedica Therapeutics Inc.$DMAC
Stock Option (right to buy)
2025-02-20+64,242→ 64,242 total
Disposition to Issuer
Ambrx Biopharma, Inc.
Restricted Stock Units
2024-03-07−750,000→ 0 total
Disposition to Issuer
Ambrx Biopharma, Inc.
Restricted Stock Units
2024-03-07−294,643→ 0 total
Disposition to Issuer
Ambrx Biopharma, Inc.
Common Stock
2024-03-07−48,202→ 0 total
Disposition to Issuer
Ambrx Biopharma, Inc.
Option to Purchase Common Stock
2024-03-07−173,785→ 0 total
Disposition to Issuer
Ambrx Biopharma, Inc.
Option to Purchase Common Stock
2024-03-07−772,857→ 0 total
Award
SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
2024-01-04+1,666→ 1,666 total
Award
Ambrx Biopharma, Inc.
Common Stock
2023-12-11+750,000→ 1,363,332 total
Sale
Ambrx Biopharma, Inc.
Common Stock
2023-10-27$9.82/sh−50,012→ 342,845 total
Award
Ambrx Biopharma Cayman, Inc.
Stock Option (right to buy)
2023-07-05+1,216,500→ 1,216,500 total
Award
Ambrx Biopharma Cayman, Inc.
Ordinary Shares
2023-04-26+2,750,000→ 2,750,000 total
Award
SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
2023-01-05+50,000→ 50,000 total
Other
ZyVersa Therapeutics, Inc.$ZVSA
Warrant (right to buy)
2022-12-12+1,750→ 1,750 total
Other
ZyVersa Therapeutics, Inc.$ZVSA
Warrant (right to buy)
2022-12-12+177,204→ 177,204 total
Other
ZyVersa Therapeutics, Inc.$ZVSA
Series A Convertible Preferred Stock
2022-12-12+1,750→ 1,750 total
Other
ZyVersa Therapeutics, Inc.$ZVSA
Common Stock
2022-12-12+1,377,598→ 1,377,598 total
Purchase
SEELOS THERAPEUTICS, INC.
Common Stock
2022-06-01$0.61/sh+16,000→ 16,000 total
Other
ZyVersa Therapeutics, Inc.$ZVSA
Class A Common Stock
2022-01-06+42,005→ 42,005 total
Other
ZyVersa Therapeutics, Inc.$ZVSA
Class B common stock
2022-01-06−23,404→ 201,239 total
Other
ZyVersa Therapeutics, Inc.$ZVSA
Class B common stock
2022-01-06+609→ 201,848 total
Award
SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
2022-01-05+35,000→ 35,000 total
Sale
ONCOSEC MEDICAL Inc
Common Stock
2021-04-30$4.86/sh−3,172→ 96,097 total
Sale
ONCOSEC MEDICAL Inc
Common Stock
2021-02-01$7.71/sh−3,413→ 99,269 total
Award
SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
2021-01-06+16,000→ 16,000 total
Sale
ONCOSEC MEDICAL Inc
Common Stock
2020-11-02$3.79/sh−3,280→ 102,682 total
Award
ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
2020-08-24+152,000→ 152,000 total
Sale
ONCOSEC MEDICAL Inc
Common Stock
2020-07-31$4.20/sh−3,133→ 105,962 total
Tax Payment
ONCOSEC MEDICAL Inc
Common Stock
2020-05-29$2.23/sh−44,471→ 109,095 total
Award
ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
2020-05-29+304,000→ 304,000 total
Award
ONCOSEC MEDICAL Inc
Common Stock
2020-05-29+90,580→ 153,566 total
Sale
ONCOSEC MEDICAL Inc
Common Stock
2020-04-30$1.79/sh−3,075→ 62,986 total
Sale
ONCOSEC MEDICAL Inc
Common Stock
2020-01-31$1.96/sh−2,654→ 66,061 total
Award
SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
2020-01-06+16,000→ 16,000 total
Sale
ONCOSEC MEDICAL Inc
Common Stock
2019-10-31$2.16/sh−2,128→ 68,715 total
Tax Payment
ONCOSEC MEDICAL Inc
Common Stock
2019-07-31$2.23/sh−2,156→ 70,843 total
Tax Payment
ONCOSEC MEDICAL Inc
Common Stock
2019-04-30$0.56/sh−21,357→ 729,992 total
Award
SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
2019-03-20+24,000→ 24,000 total
Award
SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
2019-03-20+16,000→ 16,000 total
Tax Payment
ONCOSEC MEDICAL Inc
Common Stock
2019-01-31$0.88/sh−25,318→ 751,349 total
Award
ONCOSEC MEDICAL Inc
Common Stock
2018-12-24+750,000→ 776,667 total
Purchase
ONCOSEC MEDICAL Inc
Common Stock
2018-11-07$0.91/sh+10,000→ 26,667 total
Award
ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
2018-05-03$1.47/sh+250,000→ 2,850,000 total
Purchase
ONCOSEC MEDICAL Inc
Common Stock
2018-02-05$1.50/sh+16,667→ 16,667 total
Award
ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
2018-01-12+500,000→ 500,000 total
Award
ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
2018-01-12+2,000,000→ 2,000,000 total
Award
ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
2017-09-07+100,000→ 100,000 total
Award
Ayala Pharmaceuticals, Inc.
Common Stock
2017-06-30$6.49/sh+742→ 618,352 total
Award
Ayala Pharmaceuticals, Inc.
Common Stock
2017-06-19+177,102→ 617,610 total
Award
Ayala Pharmaceuticals, Inc.
Common Stock
2017-05-31$8.07/sh+421→ 440,508 total
Award
Ayala Pharmaceuticals, Inc.
Common Stock
2017-05-01+142,996→ 440,087 total

Companies

Recent Filings

Address

C/O ADVAXIS, INC., 305 COLLEGE ROAD EAST

PRINCETON, NJ, 08540

View on SEC.gov