Insider · CIK 0001380465

Caragol William J

Reports to the SEC for 9 companies · NORWALK, CT

sec.gov

Transactions

Companies

Filings

CIK

0001380465

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-11	QUCYQuantum Cyber N.V. · Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+213K sh	—	—	212,500
2026-07-31	QUCYQuantum Cyber N.V. · Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+213K sh	—	—	212,500
2026-07-22	QUCYQuantum Cyber N.V. · Stock Option (Right to Buy)A Award	Chief Financial Officer	AAward	+213K sh	—	—	212,500
2026-03-31	DFDVDeFi Development Corp. · Stock Option (Right to buy)A Award	Director	AAward	+16.8K sh	—	—	16,795
2026-02-17	DFDVDeFi Development Corp.A Award	Director	AAward	+2,000 sh	—	—	54,500
2026-02-13	QUCYQuantum Cyber N.V.A Award	Chief Financial Officer	AAward	+290K sh	—	—	367,899
2026-02-09	WKSPWorksport Ltd · Stock Options (Right to Buy)A Award	Director	AAward	+25K sh	$1.66	+$41.5K	101,752
2025-09-30	UCFICN Healthy Food Tech Group Corp.A Award	Former Director, CFO, and COO	AAward	+500K sh	$10.10	+$5.05M	580,000
2025-09-30	UCFICN Healthy Food Tech Group Corp.A Award	Former Director, CFO, and COO	AAward	+80K sh	—	—	80,000
2025-07-12	WKSPWorksport Ltd · Option (Right to buy)A Award	Director	AAward	+50K sh	—	—	76,750
2025-04-09	DFDVDeFi Development Corp. · Restricted Stock UnitA Award	Director	AAward	+3,125 sh	—	—	3,125
2025-04-04	WKSPWorksport Ltd · Option (Right to buy)A Award	Director	AAward	+7,000 sh	—	—	7,000
2025-02-10	DFDVDeFi Development Corp. · Stock Option (Right to buy)A Award	Director	AAward	+87.5K sh	—	—	87,500
2024-07-23	WKSPWorksport Ltd · Stock Option (right to buy)A Award	Director	AAward	+120K sh	—	—	120,000
2024-07-23	WKSPWorksport Ltd · Option (Right to buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2024-07-23	WKSPWorksport Ltd · Option (Right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2024-07-23	WKSPWorksport Ltd · Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−120K sh	—	—	0
2024-07-23	WKSPWorksport Ltd · Non-Qualified Stock OptionsA Award	Director	AAward	+30K sh	$0.00	+$3	30,000
2024-07-23	WKSPWorksport Ltd · Non-Qualified Stock OptionsD Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	$0.00	−$3	0
2024-07-23	WKSPWorksport Ltd · Non-Qualified Stock OptionsA Award	Director	AAward	+15K sh	$0.00	+$1.5	15,000
2024-07-23	WKSPWorksport Ltd · Non-Qualified Stock OptionsD Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	$0.00	−$1.5	0
2024-07-23	WKSPWorksport Ltd · Option (Right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,500 sh	—	—	0
2023-09-11	DFDVDeFi Development Corp.P Purchase	Director	PPurchase	+10K sh	$1.40	+$14K	10,000
2023-07-24	DFDVDeFi Development Corp. · Option (Right to buy)A Award	Director	AAward	+100K sh	—	—	100,000
2023-07-24	DFDVDeFi Development Corp. · Option (Right to buy)A Award	Director	AAward	+100K sh	—	—	100,000
2023-07-21	WKSPWorksport Ltd · Option (Right to buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2023-01-30	WKSPWorksport Ltd · Stock Option (right to buy)A Award	Director	AAward	+120K sh	—	—	120,000
2022-10-17	RTBRTB Digital, Inc.A Award	Director	AAward	+14.3K sh	$1.05	+$15K	46,444
2022-07-15	RTBRTB Digital, Inc.A Award	Director	AAward	+17.6K sh	$0.85	+$15K	32,161
2022-04-27	RTBRTB Digital, Inc.A Award	Director	AAward	+3,354 sh	$3.40	+$11.4K	14,515
2022-03-15	RTBRTB Digital, Inc.A Award	Director	AAward	+1,481 sh	$2.43	+$3,598.83	11,161
2022-01-27	RTBRTB Digital, Inc.A Award	Director	AAward	+3,513 sh	$4.27	+$15K	9,680
2022-01-20	RTBRTB Digital, Inc.A Award	Director	AAward	+758 sh	$6.60	+$5,002.8	5,159
2022-01-20	RTBRTB Digital, Inc.A Award	Director	AAward	+1,008 sh	$4.96	+$4,999.68	6,167
2021-12-29	WKSPWorksport Ltd · Non-Qualified Stock OptionsA Award	Director	AAward	+30K sh	$0.00	+$3	45,000
2021-10-15	RTBRTB Digital, Inc.A Award	Director	AAward	+659 sh	$7.59	+$5,001.81	4,401
2021-09-15	RTBRTB Digital, Inc.A Award	Director	AAward	+496 sh	$10.09	+$5,004.64	3,742
2021-08-15	RTBRTB Digital, Inc.A Award	Director	AAward	+647 sh	$7.73	+$5,001.31	3,246
2021-08-06	WKSPWorksport LtdA Award	Director	AAward	+15K sh	$5.50	+$82.5K	15,000
2021-08-06	WKSPWorksport Ltd · Non-Qualified Stock OptionsA Award	Director	AAward	+15K sh	$0.00	+$1.5	15,000
2021-07-15	RTBRTB Digital, Inc.A Award	Director	AAward	+482 sh	$10.37	+$4,998.34	2,599
2021-06-15	RTBRTB Digital, Inc.A Award	Director	AAward	+343 sh	$14.60	+$5,007.8	2,117
2021-05-15	RTBRTB Digital, Inc.A Award	Director	AAward	+542 sh	$9.22	+$4,997.24	1,774
2021-04-15	RTBRTB Digital, Inc.A Award	Director	AAward	+495 sh	$10.10	+$4,999.5	1,232
2021-03-15	RTBRTB Digital, Inc.A Award	Director	AAward	+389 sh	$12.84	+$4,994.76	737
2021-02-16	RTBRTB Digital, Inc.A Award	Director	AAward	+348 sh	$14.26	+$4,962.48	348
2017-03-29	POSITIVEID CorpSeries II Convertible Preferred StockA Award	Director, Chief Executive Officer, 10% Owner	AAward	+250 sh	$1000.00	+$250K	1,327
2016-08-11	POSITIVEID CorpSeries II Convertible Preferred StockA Award	Director, Chief Executive Officer, 10% Owner	AAward	+1,076 sh	—	—	1,076
2016-08-11	POSITIVEID CorpSeries I Convertible Preferred StockJ Other	Director, Chief Executive Officer, 10% Owner	JOther	−956 sh	—	—	0
2016-01-07	POSITIVEID CorpStock Options (Right to Buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+25M sh	—	—	25,000,000

Recent filings

Accepted (ET)
Aug 124
Caragol William J0001213900-26-088447
SEC(opens sec.gov)
Aug 64/A
Caragol William J0001213900-26-086312
SEC(opens sec.gov)
Aug 44
Caragol William J0001213900-26-085335
SEC(opens sec.gov)
Apr 24
Caragol William J0001213900-26-039353
SEC(opens sec.gov)
Feb 194
Caragol William J0001213900-26-018504
SEC(opens sec.gov)
Feb 194
Caragol William J0001213900-26-018425
SEC(opens sec.gov)
Feb 94
Caragol William J0001493152-26-005865
SEC(opens sec.gov)
Jan 74
Caragol William J0001213900-26-002189
SEC(opens sec.gov)
Oct 84
Caragol William J0001213900-25-097491
SEC(opens sec.gov)
Jul 154
Caragol William J0001641172-25-019792
SEC(opens sec.gov)
Apr 114
Caragol William J0001213900-25-031250
SEC(opens sec.gov)
Apr 44
Caragol William J0001641172-25-002877
SEC(opens sec.gov)
Jul 254
Caragol William J0001493152-24-029131
SEC(opens sec.gov)

Companies

Address

SUITE 400, 200 CONNECTICUT AVE

NORWALK, CT, 06854