Insider · CIK 0001387654

Doppelt Earl H

Reports to the SEC for 2 companies · BIRMINGHAM, AL

sec.gov

Transactions

Companies

Filings

CIK

0001387654

Forms 4 and 5

Insider transactions

24 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-04-12	Walter Energy, Inc.S Sale	EVP - General Counsel & Sec	SSale	−4,870 sh	$0.02	−$97.4	6,896.42
2016-02-19	Walter Energy, Inc.F Tax Payment	EVP - General Counsel & Sec	FTax Payment	−345 sh	$0.04	−$13.8	11,766.42
2016-02-18	Walter Energy, Inc.F Tax Payment	EVP - General Counsel & Sec	FTax Payment	−2,597 sh	$0.04	−$103.88	12,111.42
2015-08-11	Walter Energy, Inc.S Sale	EVP - General Counsel & Sec	SSale	−17.2K sh	$0.09	−$1,546.186	14,708.42
2015-08-10	Walter Energy, Inc.S Sale	EVP - General Counsel & Sec	SSale	−20K sh	$0.11	−$2,200	31,888.26
2015-02-19	Walter Energy, Inc.F Tax Payment	EVP - General Counsel & Sec	FTax Payment	−345 sh	$1.02	−$351.9	51,888.26
2015-02-19	Walter Energy, Inc.Non-qualified stock optionsA Award	EVP - General Counsel & Sec	AAward	+71.3K sh	—	—	71,314
2015-02-18	Walter Energy, Inc.F Tax Payment	EVP - General Counsel & Sec	FTax Payment	−2,597 sh	$1.02	−$2,648.94	52,233.26
2015-01-09	Walter Energy, Inc.F Tax Payment	EVP - General Counsel & Sec	FTax Payment	−1,523 sh	$1.30	−$1,979.9	54,595.24
2014-02-18	Walter Energy, Inc.A Award	EVP - General Counsel & Sec	AAward	+20.7K sh	—	—	53,775.31
2014-02-18	Walter Energy, Inc.Non-qualified stock optionsA Award	EVP - General Counsel & Sec	AAward	+32K sh	—	—	32,017
2013-12-19	Walter Energy, Inc.Non-qualified Stock Options (right to buy)A Award	EVP - General Counsel & Sec	AAward	+34K sh	—	—	34,028
2013-05-06	Walter Energy, Inc.P Purchase	EVP - General Counsel & Sec	PPurchase	+5,000 sh	$17.40	+$87K	30,184.66
2013-02-19	Walter Energy, Inc.Non-qualified Stock OptionsA Award	EVP - General Counsel & Sec	AAward	—	—	—	4,788
2013-02-19	Walter Energy, Inc.A Award	EVP - General Counsel & Sec	AAward	+2,749 sh	—	—	24,898.04
2012-02-24	Walter Energy, Inc.P Purchase	EVP - General Counsel & Sec	PPurchase	+15K sh	$65.52	+$983K	21,106.04
2012-01-09	Walter Energy, Inc.A Award	EVP - General Counsel & Sec	AAward	+3,021 sh	—	—	6,080
2012-01-09	Walter Energy, Inc.Non-qualified stock options (right to buy)A Award	EVP - General Counsel & Sec	AAward	+4,413 sh	—	—	9,148
2012-01-09	Walter Energy, Inc.A Award	EVP - General Counsel & Sec	AAward	+3,059 sh	—	—	3,059
2012-01-09	Walter Energy, Inc.Non-qualified stock options (right to buy)A Award	EVP - General Counsel & Sec	AAward	+4,735 sh	—	—	4,735
2010-05-07	IIIInformation Services Group Inc.S Sale	10% Owner	SSale	−150K sh	$3.48	−$522K	1,702,734
2007-01-29	IIIInformation Services Group Inc. · WarrantsP Purchase	10% Owner	PPurchase	+6.5M sh	$1.00	+$6.5M	6,500,000
2006-12-21	IIIInformation Services Group Inc.P Purchase	10% Owner	PPurchase	+1.05M sh	$0.00	+$1,054.687	7,410,937
2006-12-21	IIIInformation Services Group Inc.P Purchase	10% Owner	PPurchase	+6.36M sh	$0.00	+$6,356.25	6,356,250

Recent filings

Accepted (ET)
Apr 134
Walter Energy, Inc.0001247524-16-000457
SEC(opens sec.gov)
Feb 224
Walter Energy, Inc.0001247524-16-000354
SEC(opens sec.gov)
Aug 124
Walter Energy, Inc.0001247524-15-000220
SEC(opens sec.gov)
Feb 234
Walter Energy, Inc.0001247524-15-000095
SEC(opens sec.gov)
Feb 194
Walter Energy, Inc.0001247524-15-000081
SEC(opens sec.gov)
Jan 124
Walter Energy, Inc.0001247524-15-000035
SEC(opens sec.gov)
Feb 204
Walter Energy, Inc.0001179110-14-003249
SEC(opens sec.gov)
Dec 204
Walter Energy, Inc.0001179110-13-018372
SEC(opens sec.gov)
May 74
Doppelt Earl H0001104659-13-038277
SEC(opens sec.gov)
Feb 214
Doppelt Earl H0001104659-13-012918
SEC(opens sec.gov)
Feb 274
Doppelt Earl H0001104659-12-013429
SEC(opens sec.gov)
Jan 104
Doppelt Earl H0001104659-12-001293
SEC(opens sec.gov)

Companies

Address

3000 RIVERCHASE GALLERIA SUITE 1700

BIRMINGHAM, AL, 35244