Insider · CIK 0001388872

ROSENTHAL ARTHUR L

Reports to the SEC for 3 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001388872

Forms 4 and 5

Insider transactions

40 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-06-15	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,346 sh	—	—	0
2022-06-15	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−123 sh	$59.94	−$7,372.62	23,606
2022-06-15	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,346 sh	—	—	23,729
2021-06-29	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,337 sh	—	—	0
2021-06-29	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+2,337 sh	—	—	22,383
2021-06-15	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+1,346 sh	—	—	1,346
2020-06-29	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+2,337 sh	—	—	2,337
2020-06-18	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−69 sh	$48.29	−$3,332.01	20,046
2020-06-18	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,500 sh	—	—	0
2020-06-18	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−675 sh	$48.29	−$32.6K	19,440
2020-06-18	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,500 sh	—	—	20,115
2019-06-18	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+1,500 sh	—	—	1,500
2019-06-15	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,048 sh	—	—	19,087
2019-06-15	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−472 sh	$71.93	−$34K	18,615
2019-06-15	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,048 sh	—	—	0
2018-12-15	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,715 sh	—	—	18,810
2018-12-15	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−771 sh	$94.45	−$72.8K	18,039
2018-12-15	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,715 sh	—	—	1,048
2018-06-15	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+1,048 sh	—	—	2,763
2017-12-15	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+1,715 sh	—	—	1,715
2017-08-05	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+3,327 sh	—	—	18,592
2017-08-05	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−1,497 sh	$60.41	−$90.4K	17,095
2017-08-05	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,327 sh	—	—	0
2016-08-05	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+3,327 sh	—	—	3,327
2016-06-15	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,209 sh	$48.48	+$58.6K	16,474
2016-06-15	LIVNLivaNova PLCD Disposition to Issuer	Director	DDisposition to Issuer	−1,209 sh	$48.48	−$58.6K	15,265
2016-06-15	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,209 sh	—	—	0
2015-10-19	CYBERONICS INCD Disposition to Issuer	Director	DDisposition to Issuer	−15.3K sh	—	—	0
2015-01-22	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	Director	AAward	+100K sh	—	—	100,000
2014-09-18	CYBERONICS INCA Award	Director	AAward	+2,315 sh	—	—	15,265
2014-03-23	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	Director	AAward	+200K sh	—	—	200,000
2013-09-19	CYBERONICS INCA Award	Director	AAward	+2,454 sh	—	—	12,950
2012-11-29	CYBERONICS INCS Sale	Director	SSale	−5,052 sh	$51.92	−$262K	10,496
2012-09-19	CYBERONICS INCA Award	Director	AAward	+1,429 sh	—	—	15,548
2012-06-08	CYBERONICS INCS Sale	Director	SSale	−15.6K sh	$41.24	−$642K	14,119
2011-09-22	CYBERONICS INCA Award	Director	AAward	+3,621 sh	—	—	29,680
2010-06-15	CYBERONICS INCA Award	Director	AAward	+3,082 sh	—	—	26,059
2008-06-16	CYBERONICS INCA Award	Director	AAward	+3,582 sh	—	—	31,076
2008-06-16	CYBERONICS INCA Award	Director	AAward	+3,582 sh	—	—	17,882
2007-06-18	CYBERONICS INCA Award	Director	AAward	+4,300 sh	—	—	14,300

Recent filings

Accepted (ET)
Jun 174
ROSENTHAL ARTHUR L0001639691-22-000064
SEC(opens sec.gov)
Jul 14
ROSENTHAL ARTHUR L0001639691-21-000078
SEC(opens sec.gov)
Jun 164
ROSENTHAL ARTHUR L0001639691-21-000068
SEC(opens sec.gov)
Nov 64/A
ROSENTHAL ARTHUR L0001639691-20-000117
SEC(opens sec.gov)
Jul 14
ROSENTHAL ARTHUR L0001639691-20-000087
SEC(opens sec.gov)
Jun 224
ROSENTHAL ARTHUR L0001639691-20-000075
SEC(opens sec.gov)
Jun 204
ROSENTHAL ARTHUR L0001639691-19-000101
SEC(opens sec.gov)
Jun 184
ROSENTHAL ARTHUR L0001639691-19-000085
SEC(opens sec.gov)
Dec 184
ROSENTHAL ARTHUR L0001639691-18-000122
SEC(opens sec.gov)
Jun 194
ROSENTHAL ARTHUR L0001639691-18-000072
SEC(opens sec.gov)
Dec 194
ROSENTHAL ARTHUR L0001639691-17-000105
SEC(opens sec.gov)

Companies

Address

100 CYBERONICS BLVD

HOUSTON, TX, 77058