Insider · CIK 0001393565

Allen David J

Reports to the SEC for 1 company · IRVINE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001393565

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-04-29	NEWPORT CORPStock Appreciation RightD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−16.8K sh	—	—	0
2016-04-29	NEWPORT CORPStock Appreciation RightD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−9,630 sh	—	—	0
2016-04-29	NEWPORT CORPStock Appreciation RightD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−14.4K sh	—	—	0
2016-04-29	NEWPORT CORPStock Appreciation RightD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−12K sh	—	—	0
2016-04-29	NEWPORT CORPD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−67.1K sh	$23.00	−$1.54M	0
2016-04-29	NEWPORT CORPD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−4,810 sh	—	—	0
2016-04-29	NEWPORT CORPD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−8,000 sh	—	—	0
2016-04-29	NEWPORT CORPStock Appreciation RightD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−9,510 sh	—	—	0
2016-04-29	NEWPORT CORPStock Appreciation RightD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−6,840 sh	—	—	0
2016-03-31	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−5,417 sh	$23.00	−$125K	79,951
2016-03-17	NEWPORT CORPS Sale	Former SVP & GM, Lasers Group	SSale	−8,460 sh	$22.91	−$194K	84,734
2016-03-16	NEWPORT CORPStock-settled stock appreciation rightM Exercise/Conversion	Former SVP & GM, Lasers Group	MExercise/Conversion	−27.5K sh	—	—	0
2016-03-16	NEWPORT CORPM Exercise/Conversion	Former SVP & GM, Lasers Group	MExercise/Conversion	+27.5K sh	$4.18	+$115K	98,216
2016-03-16	NEWPORT CORPD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−5,022 sh	$22.90	−$115K	93,194
2015-05-19	NEWPORT CORPA Award	Former SVP & GM, Lasers Group	AAward	+12K sh	—	—	70,503
2015-05-19	NEWPORT CORPStock Appreciation Right (Stock-Settled)A Award	Former SVP & GM, Lasers Group	AAward	+12K sh	—	—	12,000
2015-05-15	NEWPORT CORPS Sale	Former SVP & GM, Lasers Group	SSale	−6,500 sh	$19.27	−$125K	58,503
2015-03-31	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−5,108 sh	$19.06	−$97.4K	65,003
2013-05-20	NEWPORT CORPStock Appreciation Right (Stock-Settled)A Award	Former SVP & GM, Lasers Group	AAward	+16.8K sh	—	—	16,800
2013-05-20	NEWPORT CORPA Award	Former SVP & GM, Lasers Group	AAward	+16.8K sh	—	—	56,979
2013-03-31	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−3,234 sh	$16.92	−$54.7K	40,179
2012-04-12	NEWPORT CORPStock Appreciation Right (Stock-Settled)A Award	Former SVP & GM, Lasers Group	AAward	+9,630 sh	—	—	9,630
2012-04-12	NEWPORT CORPA Award	Former SVP & GM, Lasers Group	AAward	+9,630 sh	—	—	43,413
2012-03-31	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−2,000 sh	$17.72	−$35.4K	33,783
2012-03-20	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−3,364 sh	$16.61	−$55.9K	35,783
2011-05-17	NEWPORT CORPA Award	Former SVP & GM, Lasers Group	AAward	+6,840 sh	—	—	39,147
2011-05-17	NEWPORT CORPStock Appreciation Right (Stock-Settled)A Award	Former SVP & GM, Lasers Group	AAward	+6,840 sh	—	—	6,840
2011-03-31	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−1,163 sh	$17.84	−$20.7K	32,307
2011-03-20	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−3,364 sh	—	—	33,470
2011-03-15	NEWPORT CORPD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−11.5K sh	—	—	38,675
2011-03-15	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−1,841 sh	—	—	36,834
2010-03-31	NEWPORT CORPA Award	Former SVP & GM, Lasers Group	AAward	+9,510 sh	—	—	50,156
2010-03-31	NEWPORT CORPStock Appreciation Right (Stock-Settled)A Award	Former SVP & GM, Lasers Group	AAward	+9,510 sh	—	—	9,510
2010-03-20	NEWPORT CORPF Tax Payment	Former SVP & GM, Lasers Group	FTax Payment	−3,364 sh	$11.56	−$38.9K	40,646
2010-02-23	NEWPORT CORPD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−21K sh	—	—	44,010
2009-03-20	NEWPORT CORPD Disposition to Issuer	Former SVP & GM, Lasers Group	DDisposition to Issuer	−12.2K sh	—	—	37,505
2009-03-20	NEWPORT CORPA Award	Former SVP & GM, Lasers Group	AAward	+27.5K sh	—	—	65,015
2009-03-20	NEWPORT CORPStock Appreciation Right (Stock-Settled)A Award	Former SVP & GM, Lasers Group	AAward	+27.5K sh	—	—	27,510
2007-06-25	NEWPORT CORPA Award	Former SVP & GM, Lasers Group	AAward	+20K sh	—	—	20,010

Recent filings

Accepted (ET)
May 24
NEWPORT CORP0001213184-16-000088
SEC(opens sec.gov)
Apr 14
NEWPORT CORP0001213184-16-000066
SEC(opens sec.gov)
Mar 174
NEWPORT CORP0001213184-16-000064
SEC(opens sec.gov)
May 214
NEWPORT CORP0001213184-15-000046
SEC(opens sec.gov)
May 194
NEWPORT CORP0001213184-15-000032
SEC(opens sec.gov)
Apr 24
NEWPORT CORP0001213184-15-000018
SEC(opens sec.gov)
May 224
Allen David J0001213184-13-000062
SEC(opens sec.gov)

Companies

NEWPORT CORPFormer SVP & GM, Lasers Group

Address

1791 DEERE AVENUE

IRVINE, CA, 92606