Serota Jeffrey

CIK 000139480810 companiesLOS ANGELES, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001394808

Recent Transactions

50 trades

Award
Great Elm Group, Inc.$GEG
Common Stock
2022-01-03+31,553→ 143,592 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2022-01-03+31,553→ 175,145 total
Exercise/Conversion
GOODRICH PETROLEUM CORP
Phantom Stock
2021-12-23−10,804→ 0 total
Disposition from Tender
GOODRICH PETROLEUM CORP
Common Stock
2021-12-23$23.00/sh−37,237→ 0 total
Exercise/Conversion
GOODRICH PETROLEUM CORP
Common Stock
2021-12-23+10,804→ 37,237 total
Exercise/Conversion
GOODRICH PETROLEUM CORP
Common Stock
2021-12-10+11,042→ 26,433 total
Tax Payment
GOODRICH PETROLEUM CORP
Common Stock
2021-12-10$11.32/sh−3,730→ 142,160 total
Exercise/Conversion
GOODRICH PETROLEUM CORP
Phantom Stock
2021-12-10−11,042→ 0 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2021-07-01+13,713→ 112,039 total
Award
GOODRICH PETROLEUM CORP
Phantom Stock
2021-05-18+10,804→ 10,804 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2021-03-19+7,706→ 78,575 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2021-03-19+19,751→ 98,326 total
Award
GOODRICH PETROLEUM CORP
Phantom Stock
2020-12-10+11,042→ 11,042 total
Exercise/Conversion
GOODRICH PETROLEUM CORP
Phantom Stock
2020-12-10−12,575→ 0 total
Exercise/Conversion
GOODRICH PETROLEUM CORP
Common Stock
2020-12-10+12,575→ 15,391 total
Exercise/Conversion
GOODRICH PETROLEUM CORP
Phantom Stock
2019-12-12−2,816→ 0 total
Exercise/Conversion
GOODRICH PETROLEUM CORP
Common Stock
2019-12-12+2,816→ 2,816 total
Award
GOODRICH PETROLEUM CORP
Phantom Stock
2019-12-10+12,575→ 12,575 total
Award
Forest Investments, Inc.
Common Stock
2019-11-08+18,482→ 70,869 total
Award
GOODRICH PETROLEUM CORP
Phantom Stock
2019-08-20+2,816→ 2,816 total
Award
Forest Investments, Inc.
Common Stock
2018-11-07+15,954→ 32,714 total
Award
Forest Investments, Inc.
Common Stock
2018-11-07+19,673→ 52,387 total
Award
Forest Investments, Inc.
COMMON STOCK
2017-01-10+16,760→ 16,760 total
Disposition to Issuer
CIFC LLC
Common Shares
2016-11-21$11.36/sh−21,097→ 20,798 total
Disposition to Issuer
CIFC LLC
Common Shares
2016-11-21$11.36/sh−20,798→ 0 total
Award
CIFC LLC
Common Shares
2016-08-02+21,097→ 41,895 total
Exercise/Conversion
CIFC LLC
Common Shares
2016-07-01+90→ 5,102 total
Exercise/Conversion
CIFC LLC
Restricted Share Units
2016-07-01−81→ 0 total
Exercise/Conversion
CIFC LLC
Restricted Share Units
2016-07-01−90→ 0 total
Exercise/Conversion
CIFC LLC
Common Shares
2016-07-01+81→ 5,012 total
Exercise/Conversion
CIFC LLC
Common Shares
2016-07-01+206→ 5,308 total
Exercise/Conversion
CIFC LLC
Common Shares
2016-07-01+5,988→ 11,837 total
Exercise/Conversion
CIFC LLC
Common Shares
2016-07-01+8,961→ 20,798 total
Exercise/Conversion
CIFC LLC
Restricted Share Units
2016-07-01−5,988→ 0 total
Exercise/Conversion
CIFC LLC
Common Shares
2016-07-01+541→ 5,849 total
Exercise/Conversion
CIFC LLC
Restricted Share Units
2016-07-01−206→ 0 total
Exercise/Conversion
CIFC LLC
Restricted Share Units
2016-07-01−541→ 0 total
Exercise/Conversion
CIFC LLC
Restricted Share Units
2016-07-01−8,961→ 0 total
Award
CIFC LLC
Restricted Share Units
2016-05-24+541→ 541 total
Award
CIFC LLC
Restricted Share Units
2016-04-15+206→ 206 total
Award
CIFC LLC
Restricted Share Units
2016-02-09+8,961→ 8,961 total
Award
CIFC Corp.
Restricted Stock Units
2015-12-16+5,988→ 5,988 total
Award
EXCO RESOURCES INC
Common Stock, par value $0.001 per share
2015-12-10+124,260→ 134,260 total
Award
CIFC LLC
Restricted Share Units
2015-12-01+90→ 90 total
Award
EXCO RESOURCES INC
Common Stock, par value $0.001 per share
2015-10-29+5,000→ 10,000 total
Award
CIFC LLC
Restricted Share Units
2015-09-08+81→ 81 total
Award
SANDRIDGE ENERGY INC$SD
Common Stock
2015-07-01+88,236→ 239,736 total
Award
SANDRIDGE ENERGY INC$SD
Common Stock
2015-07-01+88,236→ 88,236 total
Other
CIFC Corp.
Common Stock
2015-06-26+127→ 4,931 total
Exercise/Conversion
CIFC Corp.
Common Stock
2015-06-26+4,804→ 4,804 total

Serota Jeffrey

Recent Transactions

Companies

Recent Filings

Address