Insider · CIK 0001394808

Serota Jeffrey

Reports to the SEC for 11 companies · FORT WORTH, TX

sec.gov

Transactions

Companies

Filings

CIK

0001394808

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-01-03	GEGGreat Elm Group, Inc.A Award	Director	AAward	+31.6K sh	—	—	175,145
2022-01-03	GEGGreat Elm Group, Inc.A Award	Director	AAward	+31.6K sh	—	—	143,592
2021-12-23	GOODRICH PETROLEUM CORPPhantom StockM Exercise/Conversion	Director	MExercise/Conversion	−10.8K sh	—	—	0
2021-12-23	GOODRICH PETROLEUM CORPU Disposition from Tender	Director	UDisposition from Tender	−37.2K sh	$23.00	−$856K	0
2021-12-23	GOODRICH PETROLEUM CORPM Exercise/Conversion	Director	MExercise/Conversion	+10.8K sh	—	—	37,237
2021-12-10	GOODRICH PETROLEUM CORPM Exercise/Conversion	Director	MExercise/Conversion	+11K sh	—	—	26,433
2021-12-10	GOODRICH PETROLEUM CORPF Tax Payment	Director	FTax Payment	−3,730 sh	$11.32	−$42.2K	142,160
2021-12-10	GOODRICH PETROLEUM CORPPhantom StockM Exercise/Conversion	Director	MExercise/Conversion	−11K sh	—	—	0
2021-07-01	GEGGreat Elm Group, Inc.A Award	Director	AAward	+13.7K sh	—	—	112,039
2021-05-18	GOODRICH PETROLEUM CORPPhantom StockA Award	Director	AAward	+10.8K sh	—	—	10,804
2021-03-19	GEGGreat Elm Group, Inc.A Award	Director	AAward	+19.8K sh	—	—	98,326
2021-03-19	GEGGreat Elm Group, Inc.A Award	Director	AAward	+7,706 sh	—	—	78,575
2020-12-10	GOODRICH PETROLEUM CORPPhantom StockA Award	Director	AAward	+11K sh	—	—	11,042
2020-12-10	GOODRICH PETROLEUM CORPM Exercise/Conversion	Director	MExercise/Conversion	+12.6K sh	—	—	15,391
2020-12-10	GOODRICH PETROLEUM CORPPhantom StockM Exercise/Conversion	Director	MExercise/Conversion	−12.6K sh	—	—	0
2019-12-12	GOODRICH PETROLEUM CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,816 sh	—	—	2,816
2019-12-12	GOODRICH PETROLEUM CORPPhantom StockM Exercise/Conversion	Director	MExercise/Conversion	−2,816 sh	—	—	0
2019-12-10	GOODRICH PETROLEUM CORPPhantom StockA Award	Director	AAward	+12.6K sh	—	—	12,575
2019-11-08	Forest Investments, Inc.A Award	Director	AAward	+18.5K sh	—	—	70,869
2019-08-20	GOODRICH PETROLEUM CORPPhantom StockA Award	Director	AAward	+2,816 sh	—	—	2,816
2018-11-07	Forest Investments, Inc.A Award	Director	AAward	+19.7K sh	—	—	52,387
2018-11-07	Forest Investments, Inc.A Award	Director	AAward	+16K sh	—	—	32,714
2017-01-10	Forest Investments, Inc.A Award	Director	AAward	+16.8K sh	—	—	16,760
2016-11-21	CIFC LLCD Disposition to Issuer	Director	DDisposition to Issuer	−21.1K sh	$11.36	−$240K	20,798
2016-11-21	CIFC LLCD Disposition to Issuer	Director	DDisposition to Issuer	−20.8K sh	$11.36	−$236K	0
2016-08-02	CIFC LLCA Award	Director	AAward	+21.1K sh	—	—	41,895
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−541 sh	—	—	0
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+81 sh	—	—	5,012
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+90 sh	—	—	5,102
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+206 sh	—	—	5,308
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+541 sh	—	—	5,849
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+5,988 sh	—	—	11,837
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+8,961 sh	—	—	20,798
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−81 sh	—	—	0
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−90 sh	—	—	0
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−206 sh	—	—	0
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,988 sh	—	—	0
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−8,961 sh	—	—	0
2016-05-24	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+541 sh	—	—	541
2016-04-15	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+206 sh	—	—	206
2016-02-09	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+8,961 sh	—	—	8,961
2015-12-16	CIFC Corp.Restricted Stock UnitsA Award	Director	AAward	+5,988 sh	—	—	5,988
2015-12-10	EXCO RESOURCES INCA Award	Director	AAward	+124K sh	—	—	134,260
2015-12-01	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+90 sh	—	—	90
2015-10-29	EXCO RESOURCES INCA Award	Director	AAward	+5,000 sh	—	—	10,000
2015-09-08	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+81 sh	—	—	81
2015-07-01	SDSANDRIDGE ENERGY INC · Common StockA Award	Director	AAward	+88.2K sh	—	—	88,236
2015-07-01	SDSANDRIDGE ENERGY INCA Award	Director	AAward	+88.2K sh	—	—	239,736
2015-06-26	CIFC Corp.M Exercise/Conversion	Director	MExercise/Conversion	+4,804 sh	—	—	4,804
2015-06-26	CIFC Corp.J Other	Director	JOther	+127 sh	—	—	4,931

Recent filings

Accepted (ET)
Jan 54
Serota Jeffrey0001140361-22-000679
SEC(opens sec.gov)
Dec 234
Serota Jeffrey0001104659-21-153127
SEC(opens sec.gov)
Dec 144
Serota Jeffrey0001567619-21-022023
SEC(opens sec.gov)
Jul 24
Serota Jeffrey0001140361-21-023363
SEC(opens sec.gov)
May 204
Serota Jeffrey0001567619-21-010817
SEC(opens sec.gov)
Mar 234
Serota Jeffrey0001140361-21-009682
SEC(opens sec.gov)
Dec 144
Serota Jeffrey0001567619-20-021063
SEC(opens sec.gov)
Dec 124
Serota Jeffrey0001567619-19-022990
SEC(opens sec.gov)
Dec 124
Serota Jeffrey0000899243-19-029083
SEC(opens sec.gov)
Aug 224
Serota Jeffrey0001567619-19-017485
SEC(opens sec.gov)

Companies

Address

C/O PRESIDIO PRODUCTION COMPANY 500 W. 7TH STREET, SUITE 1500

FORT WORTH, TX, 76102