Insider · CIK 0001397272

FARQUHAR PAUL NEIL

Reports to the SEC for 1 company · WASHINGTON, X0

sec.gov

Transactions

Companies

Filings

CIK

0001397272

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-09-27	SEVCON, INC.Stock Option (Right to Buy)M Exercise/Conversion	Vice President and CFO	MExercise/Conversion	−4,615 sh	—	—	0
2017-09-27	SEVCON, INC.M Exercise/Conversion	Vice President and CFO	MExercise/Conversion	−4,615 sh	$8.75	−$40.4K	84,185
2017-09-27	SEVCON, INC.D Disposition to Issuer	Vice President and CFO	DDisposition to Issuer	−84.2K sh	$22.00	−$1.85M	0
2017-09-27	SEVCON, INC.Series A Convertible Preferred StockD Disposition to Issuer	Vice President and CFO	DDisposition to Issuer	−2,326 sh	$66.00	−$154K	0
2017-03-06	SEVCON, INC.A Award	Vice President and CFO	AAward	+30K sh	—	—	79,570
2016-01-15	SEVCON, INC.F Tax Payment	Vice President and CFO	FTax Payment	−4,137 sh	$9.32	−$38.6K	49,570
2015-12-16	SEVCON, INC.A Award	Vice President and CFO	AAward	+3,385 sh	—	—	53,707
2015-12-16	SEVCON, INC.Stock Option (Right to Buy)A Award	Vice President and CFO	AAward	+4,615 sh	—	—	4,615
2015-01-15	SEVCON, INC.F Tax Payment	Vice President and CFO	FTax Payment	−1,498 sh	$7.74	−$11.6K	50,322
2014-12-17	SEVCON, INC.A Award	Vice President and CFO	AAward	+8,000 sh	—	—	53,400
2014-09-08	SEVCON, INC.Subscription Rights (Right to Buy)M Exercise/Conversion	Vice President and CFO	MExercise/Conversion	−17.9K sh	—	—	0
2014-09-08	SEVCON, INC.Series A Convertible Preferred StockM Exercise/Conversion	Vice President and CFO	MExercise/Conversion	+2,326 sh	$21.50	+$50K	2,326
2014-01-15	SEVCON, INC.F Tax Payment	Vice President and CFO	FTax Payment	−1,580 sh	$7.70	−$12.2K	51,820
2013-12-10	SEVCON, INC.A Award	Vice President and CFO	AAward	+10K sh	—	—	45,400
2013-12-10	SEVCON, INC.A Award	Vice President and CFO	AAward	+10K sh	—	—	47,917
2013-03-25	SEVCON, INC.F Tax Payment	Vice President and CFO	FTax Payment	−2,517 sh	$3.80	−$9,564.6	35,400
2012-04-03	SEVCON, INC.F Tax Payment	Vice President and CFO	FTax Payment	−4,083 sh	$6.80	−$27.8K	37,917
2011-12-05	SEVCON, INC.A Award	Vice President and CFO	AAward	+15K sh	—	—	42,000
2009-01-27	SEVCON, INC.A Award	Vice President and CFO	AAward	+10K sh	—	—	27,000
2007-04-24	SEVCON, INC.A Award	Vice President and CFO	AAward	+2,000 sh	—	—	2,000

Recent filings

Accepted (ET)
Sep 294
FARQUHAR PAUL NEIL0000908662-17-000192
SEC(opens sec.gov)
Mar 84
SEVCON, INC.0000908662-17-000073
SEC(opens sec.gov)
Jan 204
SEVCON, INC.0000825411-16-000015
SEC(opens sec.gov)
Dec 184
SEVCON, INC.0000825411-15-000013
SEC(opens sec.gov)
Nov 125
SEVCON, INC.0000825411-15-000011
SEC(opens sec.gov)
Dec 174
SEVCON, INC.0000825411-14-000046
SEC(opens sec.gov)
Sep 104
SEVCON, INC.0000825411-14-000037
SEC(opens sec.gov)
Dec 124/A
SEVCON, INC.0000825411-13-000021
SEC(opens sec.gov)
Dec 114
SEVCON, INC.0000825411-13-000020
SEC(opens sec.gov)
Apr 54
FARQUHAR PAUL NEIL0000825411-12-000015
SEC(opens sec.gov)
Dec 64
FARQUHAR PAUL NEIL0000825411-11-000022
SEC(opens sec.gov)
Jan 294
FARQUHAR PAUL NEIL0000825411-09-000006
SEC(opens sec.gov)
Apr 244
TECH OPS SEVCON INC0000825411-07-000013
SEC(opens sec.gov)

Companies

SEVCON, INC.Vice President and CFO

Address

3 DUXBURY PARK FATFIELD

WASHINGTON, X0, NE38 8BJ