Duff Philip N

CIK 00013973693 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001397369

Recent Transactions

22 trades

Award
Clarus Corp$CLAR
Stock Option (right to purchase)
2013-06-11+10,000→ 10,000 total
Award
Clarus Corp$CLAR
Stock Option (right to purchase)
2012-06-08+10,000→ 10,000 total
Purchase
Clarus Corp$CLAR
Common Stock, par value $0.0001 per share
2012-02-22$7.50/sh+200,000→ 370,000 total
Award
Clarus Corp$CLAR
Stock Option (right to purchase)
2011-06-09+10,000→ 10,000 total
Award
Clarus Corp$CLAR
Stock Option (right to purchase)
2010-10-01+10,000→ 10,000 total
Disposition to Issuer
RiskMetrics Group Inc
Common Stock, Par Value $0.01
2010-06-01−10,000→ 0 total
Award
Clarus Corp$CLAR
Stock Option (right to purchase)
2010-05-28+20,000→ 20,000 total
Exercise/Conversion
RiskMetrics Group Inc
Common Stock, Par Value $0.01
2010-05-17$15.29/sh+6,250→ 135,000 total
Sale
RiskMetrics Group Inc
Common Stock, Par Value $0.01
2010-05-17$22.15/sh−125,000→ 10,000 total
Exercise/Conversion
RiskMetrics Group Inc
Stock Option (Right to Buy)
2010-05-17−6,250→ 0 total
Exercise/Conversion
RiskMetrics Group Inc
Stock Option (Right to Buy)
2010-05-17−18,750→ 0 total
Exercise/Conversion
RiskMetrics Group Inc
Stock Option (Right to Buy)
2010-05-17−50,000→ 0 total
Exercise/Conversion
RiskMetrics Group Inc
Stock Option (Right to Buy)
2010-05-17−50,000→ 0 total
Exercise/Conversion
RiskMetrics Group Inc
Common Stock, Par Value $0.01
2010-05-17$3.75/sh+50,000→ 60,000 total
Exercise/Conversion
RiskMetrics Group Inc
Common Stock, Par Value $0.01
2010-05-17$6.00/sh+50,000→ 110,000 total
Exercise/Conversion
RiskMetrics Group Inc
Common Stock, Par Value $0.01
2010-05-17$15.29/sh+18,750→ 128,750 total
Award
OCTAVE SPECIALTY GROUP INC$OSG
Phantom Stock Units
2009-05-05$1.38/sh+72,464→ 72,464 total
Award
RiskMetrics Group Inc
Common Stock, Par Value $0.01
2008-08-07+5,000→ 5,000 total
Award
RiskMetrics Group Inc
Common Stock, Par Value $0.01
2008-08-06+5,000→ 10,000 total
Award
OCTAVE SPECIALTY GROUP INC$OSG
Common Stock
2007-06-06$88.15/sh+6→ 2,859 total
Award
OCTAVE SPECIALTY GROUP INC$OSG
Common Stock
2007-05-08$94.65/sh+2,219→ 2,853 total
Award
OCTAVE SPECIALTY GROUP INC$OSG
Common Stock
2007-05-08$94.65/sh+634→ 634 total

Companies

Recent Filings

Address

AMBAC FINANCIAL GROUP, INC. ONE STATE STREET PLAZA

NEW YORK, NY, 10004

View on SEC.gov