Insider · CIK 0001397369

Duff Philip N

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001397369

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-06-11	CLARClarus Corp · Stock Option (right to purchase)A Award	Director	AAward	+10K sh	—	—	10,000
2012-06-08	CLARClarus Corp · Stock Option (right to purchase)A Award	Director	AAward	+10K sh	—	—	10,000
2012-02-22	CLARClarus CorpP Purchase	Director	PPurchase	+200K sh	$7.50	+$1.5M	370,000
2011-06-09	CLARClarus Corp · Stock Option (right to purchase)A Award	Director	AAward	+10K sh	—	—	10,000
2010-10-01	CLARClarus Corp · Stock Option (right to purchase)A Award	Director	AAward	+10K sh	—	—	10,000
2010-06-01	RiskMetrics Group IncD Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	—	—	0
2010-05-28	CLARClarus Corp · Stock Option (right to purchase)A Award	Director	AAward	+20K sh	—	—	20,000
2010-05-17	RiskMetrics Group IncM Exercise/Conversion	Director	MExercise/Conversion	+18.8K sh	$15.29	+$287K	128,750
2010-05-17	RiskMetrics Group IncM Exercise/Conversion	Director	MExercise/Conversion	+6,250 sh	$15.29	+$95.6K	135,000
2010-05-17	RiskMetrics Group IncS Sale	Director	SSale	−125K sh	$22.15	−$2.77M	10,000
2010-05-17	RiskMetrics Group IncStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−50K sh	—	—	0
2010-05-17	RiskMetrics Group IncStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−50K sh	—	—	0
2010-05-17	RiskMetrics Group IncStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−18.8K sh	—	—	0
2010-05-17	RiskMetrics Group IncStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−6,250 sh	—	—	0
2010-05-17	RiskMetrics Group IncM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$3.75	+$188K	60,000
2010-05-17	RiskMetrics Group IncM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$6.00	+$300K	110,000
2009-05-05	OSGOCTAVE SPECIALTY GROUP INC · Phantom Stock UnitsA Award	Director	AAward	+72.5K sh	$1.38	+$100K	72,464
2008-08-07	RiskMetrics Group IncA Award	Director	AAward	+5,000 sh	—	—	5,000
2008-08-06	RiskMetrics Group IncA Award	Director	AAward	+5,000 sh	—	—	10,000
2007-06-06	OSGOCTAVE SPECIALTY GROUP INCA Award	Director	AAward	+6 sh	$88.15	+$528.9	2,859
2007-05-08	OSGOCTAVE SPECIALTY GROUP INCA Award	Director	AAward	+634 sh	$94.65	+$60K	634
2007-05-08	OSGOCTAVE SPECIALTY GROUP INCA Award	Director	AAward	+2,219 sh	$94.65	+$210K	2,853

Recent filings

Accepted (ET)
Jun 124
Black Diamond, Inc.0001144204-13-034510
SEC(opens sec.gov)
Jun 114
Duff Philip N0001144204-12-034226
SEC(opens sec.gov)
Feb 244
Duff Philip N0001144204-12-010867
SEC(opens sec.gov)
Jun 134
Duff Philip N0001144204-11-035402
SEC(opens sec.gov)
Oct 54
Duff Philip N0001144204-10-052520
SEC(opens sec.gov)
Jun 34
Duff Philip N0001104659-10-032257
SEC(opens sec.gov)
Jun 24
Duff Philip N0001144204-10-031513
SEC(opens sec.gov)
May 194
Duff Philip N0001140361-10-022263
SEC(opens sec.gov)
Aug 104
Duff Philip N0001140361-09-018356
SEC(opens sec.gov)
May 74
Duff Philip N0001397369-09-000001
SEC(opens sec.gov)
Aug 114
RiskMetrics Group Inc0001140361-08-018897
SEC(opens sec.gov)
Jun 84
AMBAC FINANCIAL GROUP INC0001397369-07-000004
SEC(opens sec.gov)

Companies

Address

AMBAC FINANCIAL GROUP, INC. ONE STATE STREET PLAZA

NEW YORK, NY, 10004