Insider · CIK 0001397963

Ushio Misti

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001397963

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-09-02	CFORCapForce Inc.A Award	Director	AAward	+750 sh	—	—	828
2018-06-13	CFORCapForce Inc. · Common StockA Award	Director	AAward	+2,500 sh	—	—	2,500
2017-08-25	CFORCapForce Inc.A Award	Director	AAward	+39.3K sh	—	—	39,292
2017-06-08	CFORCapForce Inc. · Stock OptionA Award	Director	AAward	+12.5K sh	—	—	12,500
2016-06-22	CFORCapForce Inc. · Stock Option AwardA Award	Director	AAward	+12.5K sh	—	—	12,500
2016-01-08	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+755 sh	$2.17	+$1,638.35	111,495
2015-12-31	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,570 sh	$2.20	−$7,854	107,170
2015-10-09	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+600 sh	$2.15	+$1,290	110,740
2015-07-10	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+558 sh	$2.76	+$1,540.08	110,140
2015-06-30	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,465 sh	$2.75	−$9,528.75	109,582
2015-05-08	CFORCapForce Inc.P Purchase	Director	PPurchase	+301K sh	$6.00	+$1.8M	330,716
2015-05-08	CFORCapForce Inc.C Conversion	Director	CConversion	+610K sh	—	—	940,733
2015-05-08	CFORCapForce Inc.C Conversion	Director	CConversion	+209K sh	—	—	1,149,753
2015-05-08	CFORCapForce Inc.C Conversion	Director	CConversion	+260K sh	—	—	1,409,796
2015-05-08	CFORCapForce Inc. · Series A Redeemable Convertible Preferred StockC Conversion	Director	CConversion	−610K sh	—	—	0
2015-05-08	CFORCapForce Inc. · 2014 Convertible NotesC Conversion	Director	CConversion	−209K sh	—	—	0
2015-05-08	CFORCapForce Inc. · 2015 Convertible NotesC Conversion	Director	CConversion	−260K sh	—	—	0
2015-05-08	CFORCapForce Inc. · WarrantsP Purchase	Director	PPurchase	+301K sh	—	—	300,833
2015-04-10	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+445 sh	$3.12	+$1,386.309	113,047
2015-01-09	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+280 sh	$3.02	+$845.6	112,602
2014-12-31	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,465 sh	$2.95	−$10.2K	112,322
2014-10-10	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+475 sh	$2.77	+$1,317.175	115,787
2014-07-08	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+440 sh	$3.19	+$1,404.92	115,312
2014-01-02	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+330 sh	$3.02	+$996.6	115,472
2013-12-31	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,465 sh	$2.98	−$10.3K	115,142
2013-10-02	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+475 sh	$3.01	+$1,428.325	118,607
2013-07-11	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+460 sh	$3.14	+$1,444.4	118,132
2013-06-30	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−3,465 sh	$3.04	−$10.5K	117,672
2013-04-11	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+450 sh	$3.25	+$1,463.85	121,137
2013-01-09	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+335 sh	$3.69	+$1,237.49	120,687
2012-12-31	180 DEGREE CAPITAL CORP. /NY/F Tax Payment	Executive Vice President	FTax Payment	−10.5K sh	$3.30	−$34.7K	120,352
2012-10-08	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+334 sh	$3.87	+$1,292.58	130,849
2012-10-08	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+3 sh	$3.84	+$11.52	130,852
2012-07-11	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+375 sh	$3.96	+$1,483.613	130,515
2012-06-11	180 DEGREE CAPITAL CORP. /NY/A Award	Executive Vice President	AAward	+120K sh	—	—	130,140
2012-06-11	180 DEGREE CAPITAL CORP. /NY/Performance Restricted StockA Award	Executive Vice President	AAward	+180K sh	—	—	180,000
2012-04-10	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+362 sh	$4.11	+$1,487.82	10,140
2012-01-09	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+33 sh	$3.50	+$115.5	9,376
2012-01-09	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+302 sh	$3.49	+$1,053.98	9,678
2012-01-09	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+100 sh	$3.49	+$348.99	9,778
2011-12-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+591 sh	$3.54	+$2,092.14	5,934
2011-12-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+709 sh	$3.59	+$2,544.601	6,643
2011-12-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+800 sh	$3.57	+$2,856	7,443
2011-12-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+100 sh	$3.56	+$356	7,543
2011-12-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+1,800 sh	$3.59	+$6,462	9,343
2011-10-07	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+422 sh	$3.45	+$1,456.238	5,343
2011-08-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+225 sh	$4.13	+$929.025	4,921
2011-07-06	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+91 sh	$5.39	+$490.49	4,696
2011-06-01	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+1,500 sh	$5.59	+$8,382	4,605
2010-08-27	180 DEGREE CAPITAL CORP. /NY/P Purchase	Executive Vice President	PPurchase	+500 sh	$3.74	+$1,869.5	2,105

Recent filings

Accepted (ET)
Sep 34
Ushio Misti0001553350-19-000907
SEC(opens sec.gov)
Jun 154
Ushio Misti0001140361-18-028816
SEC(opens sec.gov)
Aug 294
Ushio Misti0001140361-17-033576
SEC(opens sec.gov)
Jun 124
OPGEN INC0001140361-17-024692
SEC(opens sec.gov)
Jun 244
OPGEN INC0001140361-16-070781
SEC(opens sec.gov)
Jan 194
HARRIS & HARRIS GROUP INC /NY/0001127602-16-037187
SEC(opens sec.gov)
Jan 84
HARRIS & HARRIS GROUP INC /NY/0001127602-16-036623
SEC(opens sec.gov)
Oct 134
HARRIS & HARRIS GROUP INC /NY/0001127602-15-028978
SEC(opens sec.gov)
Jul 134
HARRIS & HARRIS GROUP INC /NY/0001127602-15-022714
SEC(opens sec.gov)
Jul 14
HARRIS & HARRIS GROUP INC /NY/0001127602-15-021803
SEC(opens sec.gov)
May 124
OPGEN INC0001140361-15-019192
SEC(opens sec.gov)
Apr 134
HARRIS & HARRIS GROUP INC /NY/0001127602-15-014367
SEC(opens sec.gov)
Jan 124
HARRIS & HARRIS GROUP INC /NY/0001127602-15-001628
SEC(opens sec.gov)

Companies

Address

111 WEST 57TH STREET SUITE 1100

NEW YORK, NY, 10019