Insider · CIK 0001398355

MILLS JOSEPH A

Reports to the SEC for 6 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001398355

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-07-01	IBATFINTERNATIONAL BATTERY METALS LTD.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+1M sh	—	—	1,000,000
2026-07-01	IBATFINTERNATIONAL BATTERY METALS LTD. · Resricted Share UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−1M sh	—	—	0
2026-02-04	IBATFINTERNATIONAL BATTERY METALS LTD. · Restricted Share UnitsA Award	Director, Chief Executive Officer	AAward	+2.09M sh	—	—	2,087,683
2026-02-04	IBATFINTERNATIONAL BATTERY METALS LTD. · Performance Based Restricted Share UnitsA Award	Director, Chief Executive Officer	AAward	+500K sh	—	—	500,000
2026-02-04	IBATFINTERNATIONAL BATTERY METALS LTD. · Performance Based Restricted Share UnitsA Award	Director, Chief Executive Officer	AAward	+4.3M sh	—	—	4,304,525
2026-02-04	IBATFINTERNATIONAL BATTERY METALS LTD. · Performance Based Restricted Share UnitsA Award	Director, Chief Executive Officer	AAward	+2.15M sh	—	—	2,152,262
2025-01-03	TALOTALOS ENERGY INC.F Tax Payment	Director, See Remarks	FTax Payment	−11.4K sh	$10.07	−$114K	38,762
2024-11-01	TALOTALOS ENERGY INC.A Award	Director, See Remarks	AAward	+43.6K sh	—	—	50,129
2024-04-24	TALOTALOS ENERGY INC. · Restricted Stock UnitsA Award	Director, See Remarks	AAward	+12.5K sh	—	—	12,510
2024-03-04	TALOTALOS ENERGY INC.A Award	Director, See Remarks	AAward	+6,499 sh	—	—	6,499
2023-04-12	Hawks Acquisition CorpC Conversion	Director	CConversion	+40K sh	—	—	40,000
2023-04-12	Hawks Acquisition CorpClass B Common StockC Conversion	Director	CConversion	−40K sh	—	—	0
2019-12-06	Pressburg, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−5,900 sh	$1.52	−$8,968	0
2016-07-19	Orbital Infrastructure Group, Inc.A Award	Director	AAward	+2,520 sh	—	—	17,645
2016-04-22	Orbital Infrastructure Group, Inc.A Award	Director	AAward	+1,536 sh	—	—	15,125
2016-01-08	Orbital Infrastructure Group, Inc.A Award	Director	AAward	+8,114 sh	—	—	13,589
2015-11-12	Orbital Infrastructure Group, Inc.A Award	Director	AAward	+978 sh	—	—	5,475
2015-11-12	Orbital Infrastructure Group, Inc.A Award	Director	AAward	+978 sh	—	—	9,797
2015-10-08	EAGLE ROCK ENERGY PARTNERS L PA Award	Director, Chairman and CEO	AAward	+1.58M sh	—	—	2,426,900
2015-10-08	EAGLE ROCK ENERGY PARTNERS L PF Tax Payment	Director, Chairman and CEO	FTax Payment	−123K sh	—	—	0
2015-10-08	EAGLE ROCK ENERGY PARTNERS L PD Disposition to Issuer	Director, Chairman and CEO	DDisposition to Issuer	−2.43M sh	—	—	0
2015-08-25	Orbital Infrastructure Group, Inc.A Award	Director	AAward	+4,497 sh	—	—	4,497
2015-08-25	Orbital Infrastructure Group, Inc.A Award	Director	AAward	+4,497 sh	—	—	8,819
2015-05-15	EAGLE ROCK ENERGY PARTNERS L PF Tax Payment	Director, Chairman and CEO	FTax Payment	−50.5K sh	$2.44	−$123K	1,440,665
2015-04-24	EAGLE ROCK ENERGY PARTNERS L PA Award	Director, Chairman and CEO	AAward	+369K sh	—	—	1,491,181
2014-11-15	EAGLE ROCK ENERGY PARTNERS L PF Tax Payment	Director, Chairman and CEO	FTax Payment	−27.9K sh	$3.07	−$85.6K	1,122,357
2014-08-27	EAGLE ROCK ENERGY PARTNERS L PP Purchase	Director, Chairman and CEO	PPurchase	+6,000 sh	$4.09	+$24.5K	1,150,254
2014-08-19	EAGLE ROCK ENERGY PARTNERS L PA Award	Director, Chairman and CEO	AAward	+23.4K sh	—	—	1,144,254
2013-11-15	EAGLE ROCK ENERGY PARTNERS L PF Tax Payment	Director, Chairman and CEO	FTax Payment	−43.9K sh	$5.45	−$239K	952,850
2013-05-15	EAGLE ROCK ENERGY PARTNERS L PF Tax Payment	Director, Chairman and CEO	FTax Payment	−14K sh	$8.71	−$122K	996,759
2013-04-23	EAGLE ROCK ENERGY PARTNERS L PA Award	Director, Chairman and CEO	AAward	+200K sh	—	—	1,010,749
2012-11-15	EAGLE ROCK ENERGY PARTNERS L PF Tax Payment	Director, Chairman and CEO	FTax Payment	−71.1K sh	$8.69	−$618K	810,749
2012-04-24	EAGLE ROCK ENERGY PARTNERS L PA Award	Director, Chairman and CEO	AAward	+155K sh	—	—	881,886
2011-11-15	EAGLE ROCK ENERGY PARTNERS L PF Tax Payment	Director, Chairman and CEO	FTax Payment	−19.2K sh	$10.08	−$193K	726,886
2011-11-01	EAGLE ROCK ENERGY PARTNERS L PA Award	Director, Chairman and CEO	AAward	+300K sh	—	—	746,070
2011-05-16	EAGLE ROCK ENERGY PARTNERS L PX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	+9,407 sh	$6.00	+$56.4K	411,622
2011-05-16	EAGLE ROCK ENERGY PARTNERS L PJ Other	Director, Chairman and CEO	JOther	+34.4K sh	—	—	446,070
2011-05-16	EAGLE ROCK ENERGY PARTNERS L PWarrantsX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	+9,407 sh	—	—	0
2011-03-22	EAGLE ROCK ENERGY PARTNERS L PS Sale	Director, Chairman and CEO	SSale	−19.2K sh	$10.00	−$192K	402,215
2011-03-21	EAGLE ROCK ENERGY PARTNERS L PS Sale	Director, Chairman and CEO	SSale	−40.2K sh	$10.00	−$402K	421,429
2011-02-15	EAGLE ROCK ENERGY PARTNERS L PWarrantsJ Other	Director, Chairman and CEO	JOther	+9,407 sh	—	—	9,407
2011-01-03	EAGLE ROCK ENERGY PARTNERS L PS Sale	Director, Chairman and CEO	SSale	−49.7K sh	$9.00	−$447K	461,615
2010-12-06	EAGLE ROCK ENERGY PARTNERS L PWarrantsS Sale	Director, Chairman and CEO	SSale	−28K sh	$2.25	−$63K	0
2010-11-29	EAGLE ROCK ENERGY PARTNERS L PS Sale	Director, Chairman and CEO	SSale	−14.1K sh	$8.00	−$113K	511,315
2010-11-26	EAGLE ROCK ENERGY PARTNERS L PS Sale	Director, Chairman and CEO	SSale	−20K sh	$8.00	−$160K	525,415
2010-11-15	EAGLE ROCK ENERGY PARTNERS L PF Tax Payment	Director, Chairman and CEO	FTax Payment	−17.5K sh	$7.38	−$129K	545,415
2010-11-04	EAGLE ROCK ENERGY PARTNERS L PWarrantsS Sale	Director, Chairman and CEO	SSale	−16K sh	$1.75	−$28K	28,000
2010-10-27	EAGLE ROCK ENERGY PARTNERS L PA Award	Director, Chairman and CEO	AAward	+181K sh	—	—	562,872
2010-10-08	EAGLE ROCK ENERGY PARTNERS L PS Sale	Director, Chairman and CEO	SSale	−17.9K sh	$7.00	−$125K	381,872
2010-10-06	EAGLE ROCK ENERGY PARTNERS L PWarrantsS Sale	Director, Chairman and CEO	SSale	−12.2K sh	$1.25	−$15.3K	44,000

Recent filings

Accepted (ET)
Jul 14
MILLS JOSEPH A0001193125-26-292611
SEC(opens sec.gov)
Feb 44
MILLS JOSEPH A0001193125-26-037736
SEC(opens sec.gov)
Jan 64
MILLS JOSEPH A0000950170-25-002037
SEC(opens sec.gov)
Nov 194
MILLS JOSEPH A0000950170-24-128572
SEC(opens sec.gov)
Apr 254
MILLS JOSEPH A0000950170-24-048272
SEC(opens sec.gov)
Mar 64
MILLS JOSEPH A0000950170-24-027242
SEC(opens sec.gov)
Apr 144
MILLS JOSEPH A0000950142-23-001108
SEC(opens sec.gov)
Dec 64
MILLS JOSEPH A0000899243-19-028675
SEC(opens sec.gov)
Jul 224
CUI Global, Inc.0001398355-16-000010
SEC(opens sec.gov)
Jun 64
CUI Global, Inc.0001398355-16-000009
SEC(opens sec.gov)
Jan 114
CUI Global, Inc.0001398355-16-000008
SEC(opens sec.gov)
Dec 14/A
CUI Global, Inc.0001398355-15-000006
SEC(opens sec.gov)
Dec 14/A
CUI Global, Inc.0001398355-15-000007
SEC(opens sec.gov)
Nov 174
CUI Global, Inc.0001398355-15-000004
SEC(opens sec.gov)
Oct 134
EAGLE ROCK ENERGY PARTNERS L P0001104659-15-070489
SEC(opens sec.gov)

Companies

Address

12 GREENWAY PLAZA SUITE 1100

HOUSTON, TX, 77046