Bloch Stephen M

CIK 00014003085 companiesWESTPORT, CT

SEC Profile

Transactions

Companies

Filings

CIK

0001400308

Recent Transactions

50 trades

Award
Liquidia Corp$LQDA
Common Stock
2025-06-17+18,396→ 38,755 total
Award
Liquidia Corp$LQDA
Common Stock
2024-06-20+20,359→ 20,359 total
Award
Liquidia Corp$LQDA
Non-Qualified Stock Option (right to buy)
2023-06-19+20,000→ 20,000 total
Award
Liquidia Corp$LQDA
Non-Qualified Stock Option (right to buy)
2022-06-17+20,000→ 20,000 total
Award
Liquidia Corp$LQDA
Non-Qualified Stock Option (right to buy)
2021-08-20+20,000→ 20,000 total
Award
Liquidia Corp$LQDA
Non-Qualified Stock Option (right to buy)
2021-03-24+55,187→ 55,187 total
Award
Liquidia Technologies Inc
Non-Qualified Stock Option (right to buy)
2020-06-22+20,000→ 20,000 total
Award
Liquidia Technologies Inc
Common Stock
2019-12-27$3.13/sh+319,488→ 2,917,169 total
Award
Liquidia Technologies Inc
Nonqualified Stock Option (right to buy)
2019-08-29+7,500→ 7,500 total
Exercise of In-Money
Liquidia Technologies Inc
Common Stock
2019-03-04$0.01/sh+34,378→ 2,597,681 total
Exercise of In-Money
Liquidia Technologies Inc
Warrant to purchase Common Stock
2019-03-04−34,378→ 0 total
Conversion
Liquidia Technologies Inc
Common Stock
2018-07-30+87,837→ 90,536 total
Conversion
Liquidia Technologies Inc
Common Stock
2018-07-30+944,127→ 1,836,030 total
Conversion
Liquidia Technologies Inc
Common Stock
2018-07-30+89,630→ 180,166 total
Other
Liquidia Technologies Inc
Warrant to purchase Series D Preferred Stock
2018-07-30−578,498→ 0 total
Conversion
Liquidia Technologies Inc
Series A-1 Preferred Stock
2018-07-30−650,427→ 0 total
Purchase
Liquidia Technologies Inc
Common Stock
2018-07-30$11.00/sh+727,273→ 2,563,303 total
Conversion
Liquidia Technologies Inc
Common Stock
2018-07-30+31,471→ 211,637 total
Conversion
Liquidia Technologies Inc
Series C Preferred Stock
2018-07-30−5,254,658→ 0 total
Conversion
Liquidia Technologies Inc
Series B Preferred Stock
2018-07-30−222,529→ 0 total
Conversion
Liquidia Technologies Inc
Common Stock
2018-07-30+680,266→ 891,903 total
Other
Liquidia Technologies Inc
Warrant to purchase Common Stock
2018-07-30+34,378→ 34,378 total
Conversion
Liquidia Technologies Inc
Series D Preferred Stock
2018-07-30−15,887,155→ 0 total
Conversion
Liquidia Technologies Inc
Series A Preferred Stock
2018-07-30−918,657→ 0 total
Award
Liquidia Technologies Inc
Stock Option (right to buy)
2018-07-25+26,986→ 26,986 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Stock option (right to buy)
2015-09-28−12,515→ 0 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Stock option (right to buy)
2015-09-28−27,035→ 0 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Stock option (right to buy)
2015-09-28−12,515→ 0 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Common Stock
2015-09-28$1.04/sh+27,035→ 39,550 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Common Stock
2015-09-28$1.04/sh+12,515→ 12,515 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Common Stock
2015-09-28$1.04/sh+12,515→ 12,515 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Stock option (right to buy)
2015-09-28−27,035→ 0 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Common Stock
2015-09-28$1.04/sh+27,035→ 39,550 total
Award
MARINUS PHARMACEUTICALS, INC.
Stock option (right to buy)
2015-09-24+6,300→ 6,300 total
Award
MARINUS PHARMACEUTICALS, INC.
Stock option (right to buy)
2015-09-24+6,300→ 6,300 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Common Stock
2015-06-10$1.04/sh+3,000→ 3,000 total
Exercise/Conversion
MARINUS PHARMACEUTICALS, INC.
Stock option (right to buy)
2015-06-10−3,000→ 12,515 total
Gift
MARINUS PHARMACEUTICALS, INC.
Common Stock
2015-06-10−3,000→ 0 total
Award
MARINUS PHARMACEUTICALS, INC.
Stock option (right to buy)
2014-09-30+6,000→ 6,000 total
Other
MARINUS PHARMACEUTICALS, INC.
Warrants to Purchase Series B Preferred Stock
2014-08-05$10.86/sh−959,553→ 0 total
Conversion
MARINUS PHARMACEUTICALS, INC.
Series A Preferred Stock
2014-08-05−4,742,516→ 0 total
Conversion
MARINUS PHARMACEUTICALS, INC.
Common Stock
2014-08-05+1,836,398→ 1,836,398 total
Purchase
MARINUS PHARMACEUTICALS, INC.
Common Stock
2014-08-05$8.00/sh+625,000→ 2,461,398 total
Conversion
MARINUS PHARMACEUTICALS, INC.
Series C Preferred Stock
2014-08-05−3,355,859→ 0 total
Conversion
MARINUS PHARMACEUTICALS, INC.
Series B Preferred Stock
2014-08-05−3,838,214→ 0 total
Sale
ACTIVE NETWORK INC
Common Stock
2012-03-05$16.00/sh−48,000→ 5,088,299 total
Sale
ACTIVE NETWORK INC
Common Stock
2012-03-02$16.00/sh−146,486→ 5,136,299 total
Sale
ACTIVE NETWORK INC
Common Stock
2012-03-01$16.00/sh−92,200→ 5,282,785 total
Sale
ACTIVE NETWORK INC
Common Stock
2012-02-29$16.00/sh−45,986→ 5,374,985 total
Sale
ACTIVE NETWORK INC
Common Stock
2012-02-28$16.00/sh−62,300→ 5,420,971 total

Companies

Recent Filings

Address

C/O CANAAN PARTNERS 285 RIVERSIDE AVENUE, SUITE 250

WESTPORT, CT, 06880

View on SEC.gov