Insider · CIK 0001404477

Thomas Robert Bain

Reports to the SEC for 3 companies · FRAMINGHAM, MA

sec.gov

Transactions

Companies

Filings

CIK

0001404477

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-06-29	REVA Medical, Inc.P Purchase	Director	PPurchase	+16.4K sh	$1.53	+$25K	53,659.6
2018-06-14	REVA Medical, Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.74	+$4,350	100,000
2018-06-13	REVA Medical, Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.86	+$4,650	97,500
2018-05-31	REVA Medical, Inc.P Purchase	Director	PPurchase	+3,000 sh	$2.08	+$6,240	95,000
2018-05-30	REVA Medical, Inc.P Purchase	Director	PPurchase	+2,000 sh	$2.06	+$4,120	92,000
2018-05-16	REVA Medical, Inc.Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2018-03-28	REVA Medical, Inc.P Purchase	Director	PPurchase	+5,000 sh	$2.99	+$14.9K	37,300
2018-03-27	REVA Medical, Inc.P Purchase	Director	PPurchase	+5,000 sh	$3.02	+$15.1K	32,300
2017-07-09	REVA Medical, Inc.A Award	Director	AAward	+6,000 sh	—	—	27,300
2017-07-09	REVA Medical, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+10.5K sh	—	—	10,500
2016-08-23	HeartWare International, Inc.U Disposition from Tender	Director	UDisposition from Tender	−4,510 sh	$58.00	−$262K	0
2016-08-23	HeartWare International, Inc.U Disposition from Tender	Director	UDisposition from Tender	−1,000 sh	$58.00	−$58K	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−250 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2016-07-21	REVA Medical, Inc.A Award	Director	AAward	+6,300 sh	—	—	21,300
2016-07-21	REVA Medical, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+11.8K sh	—	—	11,800
2016-07-15	REVA Medical, Inc.P Purchase	Director	PPurchase	+30K sh	$7.47	+$224K	90,000
2016-06-17	REVA Medical, Inc.P Purchase	Director	PPurchase	+2,299 sh	$7.80	+$17.9K	59,799
2016-06-17	REVA Medical, Inc.P Purchase	Director	PPurchase	+201 sh	$7.78	+$1,563.157	60,000
2016-06-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	—	—	4,510
2016-06-01	HeartWare International, Inc.Stock Option (right to buy)A Award	Director	AAward	+1,000 sh	—	—	7,000
2016-06-01	HeartWare International, Inc.Restricted Stock UnitA Award	Director	AAward	+1,000 sh	—	—	2,250
2016-06-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	1,250
2016-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	3,260
2016-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	3,510
2016-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	1,500
2016-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	1,250
2016-03-31	REVA Medical, Inc.P Purchase	Director	PPurchase	+2,500 sh	$8.42	+$21.1K	57,500
2015-06-03	HeartWare International, Inc.Stock Option (right to buy)A Award	Director	AAward	+1,000 sh	—	—	6,000
2015-06-03	HeartWare International, Inc.Restricted Stock UnitA Award	Director	AAward	+1,000 sh	—	—	1,750
2015-05-28	REVA Medical, Inc.P Purchase	Director	PPurchase	+10K sh	$3.85	+$38.5K	55,000
2015-05-27	REVA Medical, Inc.A Award	Director	AAward	+15K sh	—	—	15,000
2015-05-12	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	3,010
2015-05-12	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	750
2015-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	1,510
2015-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+250 sh	—	—	1,760
2015-05-01	HeartWare International, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	—	—	2,760
2015-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	2,250
2015-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−250 sh	—	—	2,000
2015-05-01	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	1,000
2014-11-14	HeartWare International, Inc.S Sale	Director	SSale	−500 sh	$80.03	−$40K	1,000
2014-11-04	HeartWare International, Inc.S Sale	Director	SSale	−1,000 sh	$76.99	−$77K	1,260
2014-08-18	HeartWare International, Inc.S Sale	Director	SSale	−1,000 sh	$81.97	−$82K	2,260

Recent filings

Accepted (ET)
Jul 24
Thomas Robert Bain0001209191-18-040517
SEC(opens sec.gov)
Jun 154
Thomas Robert Bain0001209191-18-038213
SEC(opens sec.gov)
Jun 14
Thomas Robert Bain0001209191-18-034888
SEC(opens sec.gov)
May 184
Thomas Robert Bain0001209191-18-031618
SEC(opens sec.gov)
Mar 304
Thomas Robert Bain0001209191-18-022214
SEC(opens sec.gov)
Mar 284
Thomas Robert Bain0001209191-18-021992
SEC(opens sec.gov)
Jul 114
REVA Medical, Inc.0001209191-17-044831
SEC(opens sec.gov)
Aug 244
HeartWare International, Inc.0000947871-16-001449
SEC(opens sec.gov)

Companies

Address

C/O HEARTWARE INTERNATIONAL, INC. 205 NEWBURY ST., SUITE 101

FRAMINGHAM, MA, 01701