Insider · CIK 0001404868

Lee Roger H

Reports to the SEC for 12 companies · WALTHAM, MA

sec.gov

Transactions

Companies

Filings

CIK

0001404868

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-06-06	CXMSprinklr, Inc.S Sale	10% Owner	SSale	−285K sh	$8.68	−$2.48M	0
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	−55K sh	—	—	3,241
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	−1.19M sh	—	—	69,963
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	−314K sh	—	—	18,485
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	−1.23M sh	—	—	72,684
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	−267K sh	—	—	15,764
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	+298K sh	—	—	298,284
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	−298K sh	—	—	0
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	+369K sh	—	—	369,104
2025-04-10	BRZEBraze, Inc.J Other	10% Owner	JOther	−369K sh	—	—	0
2025-04-01	BRZEBraze, Inc.C Conversion	10% Owner	CConversion	+54K sh	—	—	58,233
2025-04-01	BRZEBraze, Inc.C Conversion	10% Owner	CConversion	+1.17M sh	—	—	1,256,463
2025-04-01	BRZEBraze, Inc.C Conversion	10% Owner	CConversion	+308K sh	—	—	331,985
2025-04-01	BRZEBraze, Inc.C Conversion	10% Owner	CConversion	+1.21M sh	—	—	1,305,384
2025-04-01	BRZEBraze, Inc.C Conversion	10% Owner	CConversion	+262K sh	—	—	283,064
2025-04-01	BRZEBraze, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−54K sh	—	—	100,137
2025-04-01	BRZEBraze, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−1.17M sh	—	—	2,160,494
2025-04-01	BRZEBraze, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−308K sh	—	—	570,848
2025-04-01	BRZEBraze, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−1.21M sh	—	—	2,244,625
2025-04-01	BRZEBraze, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−262K sh	—	—	486,717
2024-10-11	BRZEBraze, Inc.S Sale	10% Owner	SSale	−56.8K sh	$30.27	−$1.72M	56,830
2024-09-11	CXMSprinklr, Inc.S Sale	10% Owner	SSale	−225K sh	$7.37	−$1.66M	514,799
2024-09-09	CXMSprinklr, Inc.S Sale	10% Owner	SSale	−44.9K sh	$7.83	−$351K	739,799
2023-07-14	CXMSprinklr, Inc.S Sale	10% Owner	SSale	−36.4K sh	$14.94	−$544K	300,121
2023-07-13	CXMSprinklr, Inc.S Sale	10% Owner	SSale	−282K sh	$15.23	−$4.29M	336,509
2022-08-09	Wag! Group Co.A Award	Director	AAward	+69.4K sh	—	—	69,368
2022-08-09	Wag! Group Co.A Award	Director	AAward	+1.56M sh	—	—	1,555,040
2022-08-09	Wag! Group Co.A Award	Director	AAward	+1.5M sh	—	—	1,496,758
2022-08-09	Wag! Group Co.A Award	Director	AAward	+337K sh	—	—	337,196
2022-08-09	Wag! Group Co.A Award	Director	AAward	+395K sh	—	—	395,478
2022-01-28	AMPLAmplitude, Inc.G Gift	10% Owner	GGift	−57.5K sh	—	—	0
2022-01-28	AMPLAmplitude, Inc.G Gift	10% Owner	GGift	+57.5K sh	—	—	68,574
2021-11-22	CXMSprinklr, Inc.C Conversion	10% Owner	CConversion	+20.5M sh	—	—	20,535,367
2021-11-22	CXMSprinklr, Inc.C Conversion	10% Owner	CConversion	+205K sh	—	—	205,335
2021-11-22	CXMSprinklr, Inc.C Conversion	10% Owner	CConversion	+1.2M sh	—	—	2,180,664
2021-11-22	CXMSprinklr, Inc.C Conversion	10% Owner	CConversion	+119K sh	—	—	215,670
2021-11-22	CXMSprinklr, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−20.5M sh	—	—	20,535,367
2021-11-22	CXMSprinklr, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−205K sh	—	—	205,335
2021-11-22	CXMSprinklr, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−1.2M sh	—	—	1,203,568
2021-11-22	CXMSprinklr, Inc. · Class B Common StockC Conversion	10% Owner	CConversion	−119K sh	—	—	119,034
2021-06-25	CXMSprinklr, Inc.C Conversion	10% Owner	CConversion	+41M sh	—	—	41,070,734
2021-06-25	CXMSprinklr, Inc.C Conversion	10% Owner	CConversion	+410K sh	—	—	410,670
2021-06-25	CXMSprinklr, Inc.C Conversion	10% Owner	CConversion	+1.55M sh	—	—	2,407,137
2021-06-25	CXMSprinklr, Inc.C Conversion	10% Owner	CConversion	+153K sh	—	—	238,068
2021-06-25	CXMSprinklr, Inc.J Other	10% Owner	JOther	−41.1M sh	—	—	0
2021-06-25	CXMSprinklr, Inc.J Other	10% Owner	JOther	−411K sh	—	—	0
2021-06-25	CXMSprinklr, Inc.J Other	10% Owner	JOther	−2.41M sh	—	—	0
2021-06-25	CXMSprinklr, Inc.J Other	10% Owner	JOther	−238K sh	—	—	0
2021-06-25	CXMSprinklr, Inc.P Purchase	10% Owner	PPurchase	+977K sh	$16.00	+$15.6M	977,095
2021-06-25	CXMSprinklr, Inc.P Purchase	10% Owner	PPurchase	+96.6K sh	$16.00	+$1.55M	96,636

Recent filings

Accepted (ET)
Jun 104
Lee Roger H0001415889-25-016561
SEC(opens sec.gov)
Apr 144
TOBIN SCOTT R0001415889-25-010654
SEC(opens sec.gov)

Companies

Address

930 WINTER STREET SUITE 2500

WALTHAM, MA, 02451