Stearns Esther M

CIK 00014051191 companyBOSTON, MA

SEC Profile

Transactions

Companies

Filings

CIK

0001405119

Recent Transactions

24 trades

Tax Payment
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-22$32.60/sh−284,008→ 616,926 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-22+627,918→ 900,934 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Restricted Stock U nits
2012-02-22−627,918→ 0 total
Award
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-02-09+104,040→ 104,040 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-19$34.01/sh−9,700→ 273,016 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-18$34.00/sh−4,700→ 282,716 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-12$33.01/sh−14,900→ 287,416 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-11$33.00/sh−100→ 302,316 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-10$32.02/sh−15,000→ 302,416 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-09$31.01/sh−37,900→ 317,416 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-06$30.90/sh−46,500→ 355,316 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-05$30.61/sh−32,100→ 401,816 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-04$30.24/sh−24,600→ 433,916 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-01-03$30.68/sh−28,900→ 458,516 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-02$34.85/sh−214,400→ 487,416 total
Purchase
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2010-12-22+95,000→ 95,000 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2010-11-17$30.00/sh−1,302,444→ 701,816 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2010-11-17$1.88/sh+2,003,760→ 2,004,260 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2010-11-17−2,003,760→ 0 total
Purchase
LPL Financial Holdings Inc.$LPLA
Option to purchase common stock
2009-09-14+80,000→ 80,000 total
Other
LPL Financial Holdings Inc.$LPLA
Restricted Stock Units
2008-12-31+627,918→ 627,918 total
Other
LPL Financial Holdings Inc.$LPLA
Stock Options
2008-12-31−667,510→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2008-12-08$1.07/sh+500→ 500 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Employee Stock Option (right to buy)
2008-12-08−500→ 0 total

Companies

LPL Financial Holdings Inc.
President and COO
$LPLA

Recent Filings

Address

C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET, FLOOR 22

BOSTON, MA, 02108

View on SEC.gov