Insider · CIK 0001405275

Casady Mark S

Reports to the SEC for 4 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001405275

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-05-25	HMNHORACE MANN EDUCATORS CORP /DE/A Award	Director	AAward	+2,911 sh	—	—	6,308.207
2021-05-26	HMNHORACE MANN EDUCATORS CORP /DE/A Award	Director	AAward	+2,804 sh	—	—	6,111.916
2021-02-04	Lefteris Acquisition Corp.Class B Common StockJ Other	Director, Chairman of the Board, 10% Owner	JOther	−30K sh	$115.80	−$3.47M	5,087,473
2020-11-17	Lefteris Acquisition Corp.Class B Common StockJ Other	Director, Chairman of the Board, 10% Owner	JOther	−573K sh	—	—	5,117,473
2020-05-20	HMNHORACE MANN EDUCATORS CORP /DE/A Award	Director	AAward	+3,153 sh	—	—	0
2020-02-12	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+73.781 sh	—	—	24,124.123
2019-11-13	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+69.209 sh	—	—	24,050.342
2019-08-14	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+81.764 sh	—	—	23,981.133
2019-05-22	HMNHORACE MANN EDUCATORS CORP /DE/A Award	Director	AAward	+2,693 sh	—	—	0
2019-05-15	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+66.765 sh	—	—	23,899.369
2019-04-25	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+3,639 sh	—	—	23,832.604
2019-02-14	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+30.91 sh	—	—	20,193.604
2018-11-14	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+25.665 sh	—	—	20,162.694
2018-08-15	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+23.222 sh	—	—	20,137.029
2018-05-16	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+17.59 sh	—	—	20,113.807
2018-04-26	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2,977 sh	—	—	20,096.217
2018-02-15	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2.018 sh	—	—	17,119.217
2017-11-15	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+1.983 sh	—	—	17,117.199
2017-08-16	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2.216 sh	—	—	17,115.216
2017-08-01	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+418 sh	—	—	17,113
2017-04-27	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2,717 sh	—	—	16,695
2017-03-02	LPLALPL Financial Holdings Inc.S Sale	Director	SSale	−2,000 sh	$40.75	−$81.5K	130,957
2017-03-02	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$19.85	+$39.7K	132,957
2017-03-02	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	401,329
2017-02-22	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−58.6K sh	—	—	0
2017-02-22	LPLALPL Financial Holdings Inc.S Sale	Director	SSale	−58.6K sh	$40.40	−$2.37M	130,957
2017-02-22	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+58.6K sh	$31.60	+$1.85M	189,585
2017-02-15	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−176K sh	—	—	58,628
2017-02-15	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+186K sh	$32.26	+$6.01M	320,285
2017-02-15	LPLALPL Financial Holdings Inc.S Sale	Director	SSale	−365K sh	$40.76	−$14.9M	130,957
2017-02-15	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−2,889 sh	—	—	0
2017-02-15	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−186K sh	—	—	0
2017-02-15	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,889 sh	$34.61	+$100K	133,846
2017-02-15	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+176K sh	$31.60	+$5.56M	496,170
2017-02-14	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+57.4K sh	$22.08	+$1.27M	188,317
2017-02-14	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−57.4K sh	—	—	0
2017-02-14	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−147K sh	—	—	2,889
2017-02-14	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+147K sh	$34.61	+$5.09M	335,428
2017-02-14	LPLALPL Financial Holdings Inc.S Sale	Director	SSale	−204K sh	$40.65	−$8.31M	130,957
2017-02-13	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+62.6K sh	$22.08	+$1.38M	193,597
2017-02-13	LPLALPL Financial Holdings Inc.S Sale	Director	SSale	−62.6K sh	$40.84	−$2.56M	130,957
2017-02-13	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−62.6K sh	—	—	57,360
2016-04-28	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+4,233 sh	—	—	13,978
2016-02-25	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Director	AAward	+403K sh	—	—	403,329
2015-10-01	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+604 sh	$23.86	+$14.4K	9,745
2015-05-28	LPLALPL Financial Holdings Inc.P Purchase	Director	PPurchase	+21.1K sh	$42.48	+$896K	63,871
2015-05-05	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2,858 sh	—	—	9,141
2015-03-06	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Director	AAward	+400K sh	—	—	400,000
2014-09-29	CFGCITIZENS FINANCIAL GROUP INC/RIP Purchase	Director	PPurchase	+4,200 sh	$21.50	+$90.3K	6,283
2014-09-29	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2,083 sh	—	—	2,083

Recent filings

Accepted (ET)
May 274
Casady Mark S0001214659-22-007504
SEC(opens sec.gov)
May 284
Casady Mark S0001214659-21-006019
SEC(opens sec.gov)
Feb 44
Casady Mark S0001140361-21-003397
SEC(opens sec.gov)
Nov 194
Lefteris Holdings LLC0001140361-20-026057
SEC(opens sec.gov)
May 224
Casady Mark S0001214659-20-004939
SEC(opens sec.gov)
Feb 134
Casady Mark S0000759944-20-000017
SEC(opens sec.gov)
Nov 144
Casady Mark S0000759944-19-000090
SEC(opens sec.gov)
Aug 154
Casady Mark S0000759944-19-000080
SEC(opens sec.gov)
May 244
Casady Mark S0001214659-19-003805
SEC(opens sec.gov)
May 164
Casady Mark S0000759944-19-000057
SEC(opens sec.gov)
Apr 264
Casady Mark S0000759944-19-000036
SEC(opens sec.gov)
Feb 154
Casady Mark S0000759944-19-000021
SEC(opens sec.gov)
Nov 164
Casady Mark S0000759944-18-000089
SEC(opens sec.gov)
Aug 164
Casady Mark S0000759944-18-000077
SEC(opens sec.gov)
May 174
Casady Mark S0000759944-18-000053
SEC(opens sec.gov)
Apr 274
Casady Mark S0000759944-18-000038
SEC(opens sec.gov)
Feb 164
Casady Mark S0000759944-18-000006
SEC(opens sec.gov)
Nov 164
Casady Mark S0000759944-17-000081
SEC(opens sec.gov)
Aug 184
Casady Mark S0000759944-17-000063
SEC(opens sec.gov)
Aug 34
Casady Mark S0000759944-17-000049
SEC(opens sec.gov)

Companies

Address

C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET

BOSTON, MA, 02108