Insider · CIK 0001410088

Goetz John Paul

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001410088

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-10-31	Pzena Investment Management, Inc.U Disposition from Tender	Director, President and Co-CIO	UDisposition from Tender	−5.21M sh	—	—	0
2022-01-01	Pzena Investment Management, Inc.A Award	Director, President and Co-CIO	AAward	+200K sh	—	—	5,209,084
2022-01-01	Pzena Investment Management, Inc.Delayed Exchange Class B UnitsA Award	Director, President and Co-CIO	AAward	+200K sh	—	—	5,209,084
2021-12-31	Pzena Investment Management, Inc.M Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	+49.6K sh	—	—	5,009,084
2021-12-31	Pzena Investment Management, Inc.Delayed Exchange Class B UnitsM Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	+49.6K sh	—	—	5,009,084
2021-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsM Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	−49.6K sh	—	—	19,386
2021-06-03	Pzena Investment Management, Inc.G Gift	Director, President and Co-CIO	GGift	−200K sh	—	—	4,959,511
2021-06-03	Pzena Investment Management, Inc.Class B UnitsG Gift	Director, President and Co-CIO	GGift	−200K sh	—	—	4,959,511
2021-01-01	Pzena Investment Management, Inc.A Award	Director, President and Co-CIO	AAward	+150K sh	—	—	5,159,511
2021-01-01	Pzena Investment Management, Inc.Delayed Exchange Class B UnitsA Award	Director, President and Co-CIO	AAward	+150K sh	—	—	5,159,511
2020-12-31	Pzena Investment Management, Inc.M Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	+70.7K sh	—	—	5,009,511
2020-12-31	Pzena Investment Management, Inc.Class B UnitsM Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	+70.7K sh	—	—	5,009,511
2020-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsM Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	−70.7K sh	—	—	68,959
2020-12-17	Pzena Investment Management, Inc.G Gift	Director, President and Co-CIO	GGift	−200K sh	—	—	4,938,762
2020-12-17	Pzena Investment Management, Inc.Class B UnitsG Gift	Director, President and Co-CIO	GGift	−200K sh	—	—	4,938,762
2020-02-28	Pzena Investment Management, Inc.A Award	Director, President and Co-CIO	AAward	+222K sh	—	—	5,138,762
2020-02-28	Pzena Investment Management, Inc.Delayed Exchange Class B UnitsA Award	Director, President and Co-CIO	AAward	+222K sh	$4.51	+$1M	5,138,762
2019-12-31	Pzena Investment Management, Inc.M Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	+70.7K sh	—	—	4,917,033
2019-12-31	Pzena Investment Management, Inc.Class B UnitsM Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	+70.7K sh	—	—	4,917,033
2019-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsM Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	−70.7K sh	—	—	139,708
2019-01-01	Pzena Investment Management, Inc.A Award	Director, President and Co-CIO	AAward	+83.8K sh	—	—	4,846,285
2019-01-01	Pzena Investment Management, Inc.Delayed Exchange Class B UnitsA Award	Director, President and Co-CIO	AAward	+83.8K sh	—	—	4,846,285
2018-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsA Award	Director, President and Co-CIO	AAward	+77.5K sh	—	—	210,456
2018-12-31	Pzena Investment Management, Inc.A Award	Director, President and Co-CIO	AAward	+51.4K sh	—	—	4,762,533
2018-12-31	Pzena Investment Management, Inc.Class B UnitsA Award	Director, President and Co-CIO	AAward	+51.4K sh	—	—	4,762,533
2018-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsD Disposition to Issuer	Director, President and Co-CIO	DDisposition to Issuer	−51.4K sh	—	—	132,915
2018-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsA Award	Director, President and Co-CIO	AAward	+60.3K sh	—	—	193,216
2018-12-19	Pzena Investment Management, Inc.G Gift	Director, President and Co-CIO	GGift	−100K sh	—	—	4,711,170
2018-12-19	Pzena Investment Management, Inc.Class B UnitsG Gift	Director, President and Co-CIO	GGift	−100K sh	—	—	4,711,170
2018-04-30	Pzena Investment Management, Inc.A Award	Director, President and Co-CIO	AAward	+297K sh	—	—	4,811,170
2018-04-30	Pzena Investment Management, Inc.Delayed Exchange Class B UnitsA Award	Director, President and Co-CIO	AAward	+297K sh	$5.78	+$1.72M	4,811,170
2017-12-31	Pzena Investment Management, Inc.A Award	Director, President and Co-CIO	AAward	+21.2K sh	—	—	4,513,959
2017-12-31	Pzena Investment Management, Inc.Class B UnitsA Award	Director, President and Co-CIO	AAward	+21.2K sh	—	—	4,513,959
2017-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsD Disposition to Issuer	Director, President and Co-CIO	DDisposition to Issuer	−21.2K sh	—	—	63,523
2017-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsA Award	Director, President and Co-CIO	AAward	+121K sh	—	—	184,278
2017-12-22	Pzena Investment Management, Inc.G Gift	Director, President and Co-CIO	GGift	−150K sh	—	—	4,492,785
2017-12-22	Pzena Investment Management, Inc.Class B UnitsG Gift	Director, President and Co-CIO	GGift	−150K sh	—	—	4,492,785
2017-09-26	Pzena Investment Management, Inc.G Gift	Director, President and Co-CIO	GGift	−150K sh	—	—	4,642,785
2017-09-26	Pzena Investment Management, Inc.Class B UnitsG Gift	Director, President and Co-CIO	GGift	−150K sh	—	—	4,642,785
2016-12-31	Pzena Investment Management, Inc.Phantom Class B UnitsA Award	Director, President and Co-CIO	AAward	+84.7K sh	—	—	84,697
2016-12-13	Pzena Investment Management, Inc.M Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	+200K sh	—	—	4,792,785
2016-12-13	Pzena Investment Management, Inc.Class B UnitsM Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	+200K sh	—	—	4,792,785
2016-12-13	Pzena Investment Management, Inc.Class B Units OptionM Exercise/Conversion	Director, President and Co-CIO	MExercise/Conversion	−200K sh	—	—	0
2016-12-06	Pzena Investment Management, Inc.G Gift	Director, President and Co-CIO	GGift	−100K sh	—	—	4,592,785
2016-12-06	Pzena Investment Management, Inc.Class B UnitsG Gift	Director, President and Co-CIO	GGift	−100K sh	—	—	4,592,785
2016-04-21	Pzena Investment Management, Inc.G Gift	Director, President and Co-CIO	GGift	−100K sh	—	—	4,692,785
2016-04-21	Pzena Investment Management, Inc.Class B UnitsG Gift	Director, President and Co-CIO	GGift	−100K sh	—	—	4,692,785
2015-12-18	Pzena Investment Management, Inc.A Award	Director, President and Co-CIO	AAward	+100K sh	—	—	4,792,785
2015-12-18	Pzena Investment Management, Inc.Delayed Exchange Class B UnitsA Award	Director, President and Co-CIO	AAward	+100K sh	—	—	4,792,785
2015-06-12	Pzena Investment Management, Inc.G Gift	Director, President and Co-CIO	GGift	−150K sh	—	—	4,792,785

Recent filings

Accepted (ET)
Nov 24
Goetz John Paul0000929638-22-001645
SEC(opens sec.gov)
Jan 44
Goetz John Paul0001567619-22-000272
SEC(opens sec.gov)
Jan 54
Goetz John Paul0001567619-21-000410
SEC(opens sec.gov)
Mar 34
Goetz John Paul0001567619-20-005489
SEC(opens sec.gov)
Jan 34
Goetz John Paul0001567619-20-000415
SEC(opens sec.gov)

Companies

Address

C/O PZENA INVESTMENT MANAGEMENT, INC. 120 WEST 45TH STREET, 20TH FLOOR

NEW YORK, NY, 10036