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Insider · CIK 0001412574

DIXON MICHAEL JOHN

Reports to the SEC for 1 company · SARASOTA, FL

Transactions

11

Companies

1

Filings

2

CIK

0001412574

Forms 4 and 5

Insider transactions

11 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-12-18	FIRST TRUST DIVIDEND & INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−500 sh	$12.51	−$6,255	0
2009-12-16	FIRST TRUST DIVIDEND & INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−200 sh	$12.26	−$2,452	1,300
2009-12-16	FIRST TRUST DIVIDEND & INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−300 sh	$12.26	−$3,678	1,000
2009-12-16	FIRST TRUST DIVIDEND & INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−500 sh	$12.27	−$6,135	500
2009-12-15	FIRST TRUST DIVIDEND & INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−200 sh	$12.16	−$2,432	1,800
2009-12-15	FIRST TRUST DIVIDEND & INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−300 sh	$12.16	−$3,648	1,500
2009-12-10	FIRST TRUST DIVIDEND & INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−20 sh	$12.12	−$242.4	2,300
2009-12-10	FIRST TRUST DIVIDEND & INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−300 sh	$12.12	−$3,636	2,000
2008-11-21	FIRST TRUST DIVIDEND & INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+500 sh	$6.70	+$3,350	1,820
2008-11-21	FIRST TRUST DIVIDEND & INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+500 sh	$6.65	+$3,325	2,320
2008-11-17	FIRST TRUST DIVIDEND & INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+20 sh	$7.75	+$155	20

Recent filings

2

Accepted (ET)
Mar 245
DIXON MICHAEL JOHN0001445546-10-001610
SEC(opens sec.gov)
Nov 194
DIXON MICHAEL JOHN0001445546-08-000626
SEC(opens sec.gov)

Companies

1

FIRST TRUST DIVIDEND & INCOME FUNDOfficer-Investment Sub-Advisor

Address

2080 RINGLING BOULEVARD

SARASOTA, FL, 34237