Insider · CIK 0001413810
Levy Richard N
Reports to the SEC for 13 companies · CHICAGO, IL
Transactions
17
Companies
13
Filings
10
CIK
0001413810
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2013-05-01 | UNIGENE LABORATORIES INCStock Option (Right to Buy)A Award | — |
| 2012-05-01 | UNIGENE LABORATORIES INCStock Option (Right to Buy)A Award | — |
| 2011-05-01 | UNIGENE LABORATORIES INCStock Option (Right to Buy)A Award | — |
| 2010-12-22 | UNIGENE LABORATORIES INCSenior Secured Convertible NoteJ Other | — |
| 2010-12-22 | UNIGENE LABORATORIES INCP Purchase | +$37K |
| 2010-12-22 | UNIGENE LABORATORIES INCSenior Secured Convertible NoteJ Other | — |
| 2010-12-22 | UNIGENE LABORATORIES INCSenior Secured Convertible NoteJ Other | — |
| 2010-12-22 | UNIGENE LABORATORIES INCSenior Secured Convertible NoteJ Other | — |
| 2010-12-21 | UNIGENE LABORATORIES INCP Purchase | +$37.5K |
| 2010-12-20 | UNIGENE LABORATORIES INCP Purchase | +$37.5K |
| 2010-12-17 | UNIGENE LABORATORIES INCP Purchase | +$18.8K |
| 2010-12-15 | UNIGENE LABORATORIES INCP Purchase | +$51.7K |
| 2010-09-03 | UNIGENE LABORATORIES INCP Purchase | +$3,600 |
| 2010-08-31 | UNIGENE LABORATORIES INCP Purchase | +$35K |
| 2010-08-30 | UNIGENE LABORATORIES INCP Purchase | +$12.9K |
| 2010-08-27 | UNIGENE LABORATORIES INCP Purchase | +$115K |
| 2010-08-11 | UNIGENE LABORATORIES INCStock Option (Right to Buy)A Award | — |
Recent filings
- 4Levy Richard N0001181431-13-025076SEC(opens sec.gov)
- 4Levy Richard N0001181431-12-027636SEC(opens sec.gov)
- 4/ALevy Richard N0001209191-11-038013SEC(opens sec.gov)
- 4Levy Richard N0001209191-11-035299SEC(opens sec.gov)
- 4Levy Richard N0001209191-11-006080SEC(opens sec.gov)
- 4Levy Richard N0001209191-10-062304SEC(opens sec.gov)
- 4Levy Richard N0001209191-10-061474SEC(opens sec.gov)
- 4Levy Richard N0001209191-10-045461SEC(opens sec.gov)
- 4Levy Richard N0001209191-10-044632SEC(opens sec.gov)
- 4Levy Richard N0001209191-10-042603SEC(opens sec.gov)
Companies
- Bakkt, Inc.Director, See RemarksBKKT
- China Holdings Acquisition Corp.Final/Less than 10% Owner
- Dave Inc./DE10% OwnerDAVE
- Enterprise Acquisition Corp.Final/Less than 10% owner
- Global Employment Holdings, Inc.10% Owner
- GLOBAL MED TECHNOLOGIES INC10% Owner
- KII Liquidating Inc.10% Owner, Possible member of 10% group
- Pantheon China Acquisition Corp.Final rept/Less than 10% Owner
- Triplecrown Acquisition Corp.See remarks
- Ultimate Escapes, Inc.See remarks
- UNIGENE LABORATORIES INCDirector, 10% Owner
- VPC Impact Acquisition Holdings II10% Owner
- ZeroFox Holdings, Inc.Director, 10% Owner
Address
227 W. MONROE STREET, SUITE 3900
CHICAGO, IL, 60606