Levy Richard N

CIK 000141381013 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001413810

Recent Transactions

50 trades

Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-29$2.56/sh−393,125→ 2,195,441 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-28$2.31/sh−360,544→ 2,588,566 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-27$2.25/sh−753,001→ 2,949,110 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-20$2.01/sh−237,711→ 3,702,111 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-19$2.01/sh−144,484→ 3,939,822 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-06$2.05/sh−18,763→ 4,084,306 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-06$2.05/sh−40,283→ 4,103,069 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-05$2.05/sh−276,898→ 4,143,352 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-12-04$2.10/sh−182,819→ 4,420,250 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-07-19$1.85/sh−600→ 4,603,069 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-07-17$1.87/sh−40,585→ 4,603,669 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-07-14$2.07/sh−400,000→ 4,644,254 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-07-13$1.65/sh−400,000→ 5,044,254 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-07-12$1.57/sh−400,000→ 5,444,254 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-07-11$1.58/sh−200,000→ 5,844,254 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-05-18$1.41/sh−54,914→ 6,044,254 total
Other
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-05-01−1,357,389→ 6,099,168 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-04-14$1.53/sh−22,488→ 7,456,557 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-04-03$1.67/sh−20,000→ 7,479,045 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-03-31$1.70/sh−74,495→ 7,499,045 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-03-14$1.32/sh−50,000→ 7,573,540 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-01-13$2.06/sh−100,000→ 7,623,540 total
Other
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2023-01-06−349,510→ 7,723,540 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2022-12-01$1.78/sh−69,640→ 8,073,050 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2022-11-17$1.94/sh−170,000→ 8,142,690 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2022-10-26$2.33/sh−7,500→ 8,312,690 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2022-05-19$2.73/sh−16,000→ 8,320,190 total
Other
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2022-02-16−627,361→ 8,336,190 total
Award
Dave Inc./DE$DAVE
Private Placement Warrants
2022-01-05$1.50/sh+5,100,214→ 5,100,214 total
Exercise/Conversion
Dave Inc./DE$DAVE
Class B common stock, par value $0.0001
2022-01-05−5,341,528→ 0 total
Disposition to Issuer
Dave Inc./DE$DAVE
Class B common stock, par value $0.0001
2022-01-05−942,622→ 5,341,528 total
Exercise/Conversion
Dave Inc./DE$DAVE
Class A common stock, par value $0.0001 per share
2022-01-05+5,341,528→ 5,341,528 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2021-12-23$10.14/sh−14,115→ 8,963,551 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2021-12-16$11.19/sh−5,540→ 8,977,666 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2021-12-16$10.27/sh−63,600→ 8,983,206 total
Sale
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2021-12-16$8.98/sh−44,856→ 9,046,806 total
Exercise of In-Money
Bakkt Holdings, Inc.$BKKT
Private Placement Warrants
2021-11-17−6,147,440→ 0 total
Exercise of In-Money
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2021-11-17+3,967,362→ 9,091,662 total
Exercise/Conversion
Bakkt Holdings, Inc.$BKKT
Class A common stock, par value $0.0001 per share
2021-10-15+5,124,300→ 5,124,300 total
Exercise/Conversion
Bakkt Holdings, Inc.$BKKT
Class B ordinary shares, par value $0.0001
2021-10-15−5,124,300→ 0 total
Award
Bakkt Holdings, Inc.$BKKT
Private Placement Warrants
2021-10-15$1.00/sh−6,147,440→ 6,147,440 total
Other
Dave Inc./DE$DAVE
Class B Common Stock
2021-04-18−124,600→ 6,274,150 total
Other
VPC Impact Acquisition Holdings II
Class B Ordinary Shares
2021-04-18−74,134→ 6,334,616 total
Other
Dave Inc./DE$DAVE
Class B Common Stock
2021-04-18−0→ 6,284,150 total
Other
VPC Impact Acquisition Holdings II
Class B Ordinary Shares
2021-04-18−0→ 6,334,617 total
Other
Dave Inc./DE$DAVE
Class B Common Stock
2021-03-12−124,600→ 6,344,150 total
Other
VPC Impact Acquisition Holdings II
Class B Ordinary Shares
2021-03-12−74,133→ 6,394,617 total
Other
Bakkt Holdings, Inc.$BKKT
Class B Common Stock
2020-10-01−565,700→ 5,124,300 total
Other
KII Liquidating Inc.
Convertible Debt
2017-07-21
Other
KII Liquidating Inc.
Convertible Debt
2017-05-14−0

Companies

Address

227 W. MONROE STREET, SUITE 3900

CHICAGO, IL, 60606

View on SEC.gov

Levy Richard N

Recent Transactions

Companies

Recent Filings

Address