Insider · CIK 0001415949

Pennington Robert Ira

Reports to the SEC for 1 company · LAKEWOOD, CO

sec.gov

Transactions

Companies

Filings

CIK

0001415949

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-06-30	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+450K sh	—	—	1,766,550
2020-06-30	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−450K sh	—	—	0
2020-01-16	General Moly, IncRestricted stock unitsA Award	Chief Operating Officer	AAward	+450K sh	—	—	450,000
2019-12-27	General Moly, IncCommon stock purchase warrants (right to buy)P Purchase	Chief Operating Officer	PPurchase	+77.3K sh	—	—	77,346
2019-12-10	General Moly, IncF Tax Payment	Chief Operating Officer	FTax Payment	−117K sh	$0.27	−$31.7K	1,316,550
2019-08-05	General Moly, IncSeries B Preferred StockP Purchase	Chief Operating Officer	PPurchase	+400 sh	$100.00	+$40K	400
2019-05-20	General Moly, IncSeries A Preferred StockP Purchase	Chief Operating Officer	PPurchase	+333 sh	$100.00	+$33.3K	999
2019-04-29	General Moly, IncSeries A Preferred StockP Purchase	Chief Operating Officer	PPurchase	+333 sh	$100.00	+$33.3K	666
2019-03-28	General Moly, IncSeries A Preferred StockP Purchase	Chief Operating Officer	PPurchase	+333 sh	$100.00	+$33.3K	333
2019-01-16	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+400K sh	—	—	1,433,810
2019-01-16	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−400K sh	—	—	0
2018-01-16	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+300K sh	—	—	1,145,962
2018-01-16	General Moly, IncF Tax Payment	Chief Operating Officer	FTax Payment	−112K sh	$0.39	−$43.7K	1,033,810
2018-01-16	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−300K sh	—	—	0
2018-01-16	General Moly, IncRestricted stock unitsA Award	Chief Operating Officer	AAward	+400K sh	—	—	400,000
2017-01-16	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+100K sh	—	—	891,362
2017-01-16	General Moly, IncF Tax Payment	Chief Operating Officer	FTax Payment	−45.4K sh	$0.30	−$13.6K	845,962
2017-01-16	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−100K sh	—	—	0
2017-01-16	General Moly, IncRestricted stock unitsA Award	Chief Operating Officer	AAward	+300K sh	—	—	300,000
2017-01-16	General Moly, IncRestricted stock unitsA Award	Chief Operating Officer	AAward	+300K sh	—	—	300,000
2016-12-11	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+12.3K sh	—	—	794,892
2016-12-11	General Moly, IncF Tax Payment	Chief Operating Officer	FTax Payment	−3,530 sh	$0.29	−$1,023.7	791,362
2016-12-11	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−12.3K sh	—	—	0
2016-01-16	General Moly, IncRestricted stock unitsA Award	Chief Operating Officer	AAward	+100K sh	—	—	100,000
2016-01-15	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+212K sh	—	—	862,664
2016-01-15	General Moly, IncF Tax Payment	Chief Operating Officer	FTax Payment	−80.1K sh	$0.18	−$14.4K	782,571
2016-01-15	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−212K sh	—	—	0
2015-12-12	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+12.3K sh	—	—	650,496
2015-12-12	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−12.3K sh	—	—	0
2015-12-11	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+12.3K sh	—	—	638,175
2015-12-11	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−12.3K sh	—	—	12,321
2015-04-28	General Moly, IncC Conversion	Chief Operating Officer	CConversion	+150K sh	$0.52	+$77.5K	625,854
2015-04-28	General Moly, Inc10% senior convertible promissory notesC Conversion	Chief Operating Officer	CConversion	−150K sh	—	—	0
2015-01-28	General Moly, Inc10% senior convertible promissory notesP Purchase	Chief Operating Officer	PPurchase	+150K sh	—	—	150,000
2015-01-28	General Moly, IncCommon stock purchase warrants (right to buy)P Purchase	Chief Operating Officer	PPurchase	+150K sh	—	—	150,000
2015-01-16	General Moly, IncRestricted stock unitsA Award	Chief Operating Officer	AAward	+212K sh	—	—	212,168
2015-01-15	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+88.4K sh	—	—	475,854
2015-01-15	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−88.4K sh	—	—	0
2014-12-15	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+7,334 sh	—	—	387,461
2014-12-15	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−7,334 sh	—	—	0
2014-12-12	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+12.3K sh	—	—	380,127
2014-12-12	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−12.3K sh	—	—	12,321
2014-12-11	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+12.3K sh	—	—	367,806
2014-12-11	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−12.3K sh	—	—	24,642
2013-12-16	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+4,500 sh	—	—	255,486
2013-12-16	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−4,500 sh	—	—	0
2013-12-15	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+7,333 sh	—	—	250,986
2013-12-15	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−7,333 sh	—	—	7,334
2013-12-12	General Moly, IncM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+12.3K sh	—	—	243,653
2013-12-12	General Moly, IncRestricted stock unitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−12.3K sh	—	—	24,642

Recent filings

Accepted (ET)
Jul 14
Pennington Robert Ira0001235110-20-000024
SEC(opens sec.gov)
Jan 174
Pennington Robert Ira0001235110-20-000012
SEC(opens sec.gov)
Jan 64
Pennington Robert Ira0001235110-20-000005
SEC(opens sec.gov)
Dec 124
Pennington Robert Ira0001235110-19-000033
SEC(opens sec.gov)
Aug 74
Pennington Robert Ira0001235110-19-000019
SEC(opens sec.gov)
May 224
Pennington Robert Ira0001235110-19-000016
SEC(opens sec.gov)
May 174
Pennington Robert Ira0001235110-19-000015
SEC(opens sec.gov)
Apr 14
Pennington Robert Ira0001235110-19-000013
SEC(opens sec.gov)
Jan 174
Pennington Robert Ira0001235110-19-000008
SEC(opens sec.gov)
Jan 174
Pennington Robert Ira0001235110-18-000008
SEC(opens sec.gov)
Jan 184/A
General Moly, Inc0001235110-17-000011
SEC(opens sec.gov)
Jan 174
General Moly, Inc0001235110-17-000007
SEC(opens sec.gov)

Companies

General Moly, IncChief Operating Officer

Address

C/O GENERAL MOLY, INC. 1726 COLE BLVD., SUITE 115

LAKEWOOD, CO, 80401