Insider · CIK 0001418056

CHANG SHENGDER DAVID

Reports to the SEC for 1 company · LAGUNA HILLS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001418056

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-03-05	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−627.178 sh	$39.16	−$24.6K	12,586.981
2015-03-02	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+24.17 sh	$39.65	+$958.341	13,214.159
2015-01-29	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−243.855 sh	$40.40	−$9,851.73	13,456.171
2015-01-29	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−266.183 sh	$40.40	−$10.8K	13,189.989
2015-01-27	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+239.754 sh	—	—	3,157.568
2015-01-26	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+1,147 sh	—	—	13,700.026
2014-12-01	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+27.871 sh	$34.31	+$956.237	12,553.026
2014-09-02	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+29.447 sh	$32.26	+$949.963	12,525.155
2014-06-02	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+30.002 sh	$29.90	+$897.06	12,495.708
2014-02-05	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−238.269 sh	$27.74	−$6,609.571	13,733.757
2014-02-05	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−707.167 sh	$27.74	−$19.6K	13,026.59
2014-01-28	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+1,797 sh	—	—	13,972.025
2014-01-28	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+36.045 sh	—	—	2,914.814
2013-12-02	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+45.074 sh	$27.71	+$1,249.012	12,175.025
2013-09-03	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+23.976 sh	$51.69	+$1,239.299	6,070.132
2013-09-03	AWRAMERICAN STATES WATER COD Disposition to Issuer	VP ENVIRONMENTAL QUALITY	DDisposition to Issuer	−5.156 sh	—	—	6,064.975
2013-09-03	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+6,064.975 sh	—	—	12,129.951
2013-06-06	AWRAMERICAN STATES WATER COM Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+2,840 sh	$33.36	+$94.7K	8,891.141
2013-06-06	AWRAMERICAN STATES WATER COS Sale	VP ENVIRONMENTAL QUALITY	SSale	−2,000 sh	$52.87	−$106K	6,891.141
2013-06-06	AWRAMERICAN STATES WATER COS Sale	VP ENVIRONMENTAL QUALITY	SSale	−840 sh	$52.84	−$44.4K	6,051.141
2013-06-06	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+2,840 sh	—	—	0
2013-06-01	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+25.295 sh	$53.13	+$1,343.923	6,051.141
2013-05-28	AWRAMERICAN STATES WATER COM Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+750 sh	$38.62	+$29K	6,775.846
2013-05-28	AWRAMERICAN STATES WATER COM Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+592 sh	$44.65	+$26.4K	7,367.846
2013-05-28	AWRAMERICAN STATES WATER COS Sale	VP ENVIRONMENTAL QUALITY	SSale	−1,300 sh	$54.61	−$71K	6,067.846
2013-05-28	AWRAMERICAN STATES WATER COS Sale	VP ENVIRONMENTAL QUALITY	SSale	−42 sh	$54.60	−$2,293.2	6,025.846
2013-05-28	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	−750 sh	—	—	0
2013-05-28	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	−592 sh	—	—	0
2013-03-04	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−600.382 sh	$30.02	−$18K	12,465.706
2013-03-04	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−280.209 sh	$53.71	−$15.1K	6,025.846
2013-03-03	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+39.498 sh	$30.02	+$1,185.727	13,066.088
2013-03-01	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+24.628 sh	$53.71	+$1,322.754	6,306.055
2013-02-01	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−268.257 sh	$50.55	−$13.6K	6,281.427
2013-01-31	AWRAMERICAN STATES WATER COF Tax Payment	VP ENVIRONMENTAL QUALITY	FTax Payment	−333.488 sh	$50.78	−$16.9K	6,549.684
2013-01-29	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+800 sh	—	—	6,883.172
2013-01-29	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+39.894 sh	—	—	2,878.769
2012-12-01	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+33.27 sh	$45.50	+$1,513.767	6,083.172
2012-09-05	AWRAMERICAN STATES WATER COD Disposition to Issuer	VP ENVIRONMENTAL QUALITY	DDisposition to Issuer	−659 sh	$44.50	−$29.3K	6,049.902
2012-09-01	AWRAMERICAN STATES WATER COA Award	VP ENVIRONMENTAL QUALITY	AAward	+34.455 sh	$43.58	+$1,501.536	6,708.902
2012-08-30	AWRAMERICAN STATES WATER COM Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+750 sh	$25.55	+$19.2K	7,424.448
2012-08-30	AWRAMERICAN STATES WATER COM Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+750 sh	$25.92	+$19.4K	8,174.448
2012-08-30	AWRAMERICAN STATES WATER COM Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+750 sh	$33.73	+$25.3K	8,924.448
2012-08-30	AWRAMERICAN STATES WATER COM Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+4,163 sh	$34.11	+$142K	13,087.448
2012-08-30	AWRAMERICAN STATES WATER COM Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	+6,200 sh	$34.57	+$214K	19,287.448
2012-08-30	AWRAMERICAN STATES WATER COS Sale	VP ENVIRONMENTAL QUALITY	SSale	−12.6K sh	$43.50	−$549K	6,674.448
2012-08-30	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	−750 sh	—	—	0
2012-08-30	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	−750 sh	—	—	0
2012-08-30	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	−750 sh	—	—	0
2012-08-30	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	−4,163 sh	—	—	0
2012-08-30	AWRAMERICAN STATES WATER CO · Employee Stock Options (Right to Buy)M Exercise/Conversion	VP ENVIRONMENTAL QUALITY	MExercise/Conversion	−6,200 sh	—	—	0

Recent filings

Accepted (ET)
Mar 94
AMERICAN STATES WATER CO0001181431-15-004364
SEC(opens sec.gov)
Feb 24
AMERICAN STATES WATER CO0001181431-15-001739
SEC(opens sec.gov)
Jan 284
AMERICAN STATES WATER CO0001181431-15-001596
SEC(opens sec.gov)
Mar 64
AMERICAN STATES WATER CO0001181431-14-011398
SEC(opens sec.gov)
Feb 74
AMERICAN STATES WATER CO0001181431-14-005879
SEC(opens sec.gov)
Jan 304
AMERICAN STATES WATER CO0001181431-14-004521
SEC(opens sec.gov)
Jun 74
AMERICAN STATES WATER CO0001181431-13-033665
SEC(opens sec.gov)

Companies

AMERICAN STATES WATER COVP ENVIRONMENTAL QUALITYAWR

Address

22872 CAMINITO ORO

LAGUNA HILLS, CA, 92653