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Insider · CIK 0001419501

Flores ID III

Reports to the SEC for 1 company · DALLAS, TX

Transactions

6

Companies

1

Filings

6

CIK

0001419501

Forms 4 and 5

Insider transactions

6 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-03-17	Hilltop Securities Holdings LLCA Award	Director	AAward	+12.3K sh	—	—	30,918
2010-11-18	Hilltop Securities Holdings LLCA Award	Director	AAward	+5,663 sh	—	—	18,663
2010-09-10	Hilltop Securities Holdings LLCP Purchase	Director	PPurchase	+3,000 sh	$7.40	+$22.2K	13,000
2010-05-06	Hilltop Securities Holdings LLCP Purchase	Director	PPurchase	+2,000 sh	$10.50	+$21K	10,000
2009-08-24	Hilltop Securities Holdings LLCA Award	Director	AAward	+2,000 sh	—	—	8,000
2008-08-25	Hilltop Securities Holdings LLCA Award	Director	AAward	+2,000 sh	—	—	6,000

Recent filings

6

Accepted (ET)
Mar 214
Flores ID III0001225208-11-010123
SEC(opens sec.gov)
Nov 194
Flores ID III0001225208-10-025341
SEC(opens sec.gov)
Sep 164
Flores ID III0001225208-10-020967
SEC(opens sec.gov)
May 284
Flores ID III0001225208-10-014209
SEC(opens sec.gov)
Aug 264
Flores ID III0001225208-09-017907
SEC(opens sec.gov)
Aug 264
Flores ID III0001225208-08-014047
SEC(opens sec.gov)

Companies

1

Hilltop Securities Holdings LLCDirector

Address

1201 ELM STREET SUITE 3500

DALLAS, TX, 75270