Insider · CIK 0001421157

Capps Allen C

Reports to the SEC for 7 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001421157

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-03-08	ENBENBRIDGE INCD Disposition to Issuer	See Remarks	DDisposition to Issuer	−2,066 sh	$35.82	−$74K	1,371
2019-02-22	ENBENBRIDGE INCS Sale	See Remarks	SSale	−6,514 sh	$37.02	−$241K	3,437
2019-02-21	ENBENBRIDGE INC · Performance Stock UnitsA Award	See Remarks	AAward	+11.6K sh	—	—	11,570
2019-02-21	ENBENBRIDGE INC · Stock Option (right to buy)A Award	See Remarks	AAward	+76.1K sh	—	—	76,100
2019-02-20	ENBENBRIDGE INCF Tax Payment	See Remarks	FTax Payment	−695 sh	$35.82	−$24.9K	9,951
2019-02-16	ENBENBRIDGE INC · Phantom Stock UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−4,132 sh	—	—	0
2019-02-16	ENBENBRIDGE INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+4,132 sh	—	—	10,646
2019-01-15	ENBENBRIDGE INCF Tax Payment	See Remarks	FTax Payment	−2,342 sh	$31.08	−$72.8K	6,514
2018-12-31	ENBENBRIDGE INC · Restricted Stock UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−8,856 sh	—	—	0
2018-12-31	ENBENBRIDGE INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+8,856 sh	—	—	11,463
2018-03-09	ENBENBRIDGE INCD Disposition to Issuer	See Remarks	DDisposition to Issuer	−2,607 sh	$34.27	−$89.3K	0
2018-02-27	ENBENBRIDGE INC · Stock Option (right to buy)A Award	See Remarks	AAward	+20.9K sh	—	—	20,920
2018-02-17	ENBENBRIDGE INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+2,607 sh	—	—	2,607
2018-02-17	ENBENBRIDGE INC · Phantom Stock UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−2,607 sh	—	—	0
2018-02-01	ENBENBRIDGE INC · Performance Stock UnitsA Award	See Remarks	AAward	+3,670 sh	—	—	3,670
2017-02-27	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2015D Disposition to Issuer	Vice President and Controller	DDisposition to Issuer	−2,650 sh	—	—	0
2017-02-27	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2016D Disposition to Issuer	Vice President and Controller	DDisposition to Issuer	−4,200 sh	—	—	0
2017-02-27	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2017D Disposition to Issuer	Vice President and Controller	DDisposition to Issuer	−5,550 sh	—	—	0
2017-02-27	Spectra Energy Corp.D Disposition to Issuer	Vice President and Controller	DDisposition to Issuer	−7,364 sh	—	—	0
2017-02-27	Spectra Energy Corp.D Disposition to Issuer	Vice President and Controller	DDisposition to Issuer	−13K sh	—	—	0
2017-02-27	Spectra Energy Corp.Performance Shares Feb 2016D Disposition to Issuer	Vice President and Controller	DDisposition to Issuer	−4,500 sh	—	—	0
2017-02-27	Spectra Energy Corp.Performance Shares Feb 2015D Disposition to Issuer	Vice President and Controller	DDisposition to Issuer	−4,150 sh	—	—	0
2017-02-18	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2014M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	−2,500 sh	—	—	0
2017-02-16	Spectra Energy Corp.LTIP Phantom Merit Stock Grant Feb 2016M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	−185 sh	—	—	0
2017-02-16	Spectra Energy Corp.M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	+185 sh	—	—	7,549.849
2017-02-16	Spectra Energy Corp.F Tax Payment	Vice President and Controller	FTax Payment	−51 sh	$41.41	−$2,111.91	7,498.849
2017-02-14	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2017A Award	Vice President and Controller	AAward	+5,550 sh	—	—	5,550
2017-01-16	Spectra Energy Corp.Performance Shares Feb 2014M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	−5,551 sh	—	—	0
2017-01-16	Spectra Energy Corp.F Tax Payment	Vice President and Controller	FTax Payment	−1,663 sh	$42.40	−$70.5K	7,364.849
2017-01-16	Spectra Energy Corp.M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	+5,551 sh	—	—	9,027.849
2016-02-19	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2013M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	−3,100 sh	—	—	0
2016-02-19	Spectra Energy Corp.M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	+3,100 sh	—	—	4,324.849
2016-02-19	Spectra Energy Corp.F Tax Payment	Vice President and Controller	FTax Payment	−848 sh	$28.63	−$24.3K	3,476.849
2016-02-16	Spectra Energy Corp.LTIP Phantom Merit Stock Grant Feb 2016A Award	Vice President and Controller	AAward	+185 sh	—	—	185
2016-02-16	Spectra Energy Corp.Performance Shares Feb 2013M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	−1,685 sh	—	—	765
2016-02-16	Spectra Energy Corp.Performance Shares Feb 2016A Award	Vice President and Controller	AAward	+4,500 sh	—	—	4,500
2016-02-16	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2016A Award	Vice President and Controller	AAward	+2,100 sh	—	—	2,100
2016-02-16	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2016A Award	Vice President and Controller	AAward	+2,100 sh	—	—	2,100
2016-02-16	Spectra Energy Corp.F Tax Payment	Vice President and Controller	FTax Payment	−461 sh	$28.49	−$13.1K	1,224.849
2016-02-16	Spectra Energy Corp.M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	+1,685 sh	—	—	1,685.849
2015-11-06	Spectra Energy Corp.I Discretionary Transaction	Vice President and Controller	IDiscretionary Transaction	+9,381.464 sh	$27.96	+$262K	12,347.942
2015-04-01	Spectra Energy Corp.S Sale	Vice President and Controller	SSale	−1,313 sh	$36.27	−$47.6K	0.849
2015-03-02	Spectra Energy Corp.S Sale	Vice President and Controller	SSale	−1,000 sh	$35.39	−$35.4K	947
2015-02-25	Spectra Energy Corp.S Sale	Vice President and Controller	SSale	−1,000 sh	$36.17	−$36.2K	1,947
2015-02-21	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2012M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	−2,900 sh	—	—	0
2015-02-21	Spectra Energy Corp.M Exercise/Conversion	Vice President and Controller	MExercise/Conversion	+2,900 sh	—	—	3,741
2015-02-21	Spectra Energy Corp.F Tax Payment	Vice President and Controller	FTax Payment	−794 sh	$36.25	−$28.8K	2,947
2015-02-17	Spectra Energy Corp.Performance Shares Feb 2015A Award	Vice President and Controller	AAward	+4,150 sh	—	—	4,150
2015-02-17	Spectra Energy Corp.LTIP Phantom Stock Grant Feb 2015A Award	Vice President and Controller	AAward	+2,650 sh	—	—	2,650
2014-12-01	Spectra Energy Corp.S Sale	Vice President and Controller	SSale	−625 sh	$37.55	−$23.5K	841

Recent filings

Accepted (ET)
Mar 124
Capps Allen C0000895728-19-000055
SEC(opens sec.gov)
Feb 254
Capps Allen C0001104659-19-010393
SEC(opens sec.gov)
Feb 214
Capps Allen C0000895728-19-000039
SEC(opens sec.gov)
Feb 204
Capps Allen C0000895728-19-000035
SEC(opens sec.gov)
Jan 174
Capps Allen C0000895728-19-000006
SEC(opens sec.gov)
Jan 34
Capps Allen C0000895728-19-000002
SEC(opens sec.gov)
Mar 134
Capps Allen C0001104659-18-017012
SEC(opens sec.gov)
Mar 14
Capps Allen C0001104659-18-014147
SEC(opens sec.gov)
Feb 214
Capps Allen C0001104659-18-011139
SEC(opens sec.gov)
Feb 54
Capps Allen C0001104659-18-006523
SEC(opens sec.gov)
Mar 14
Spectra Energy Corp.0001127602-17-009209
SEC(opens sec.gov)

Companies

Address

5400 WESTHEIMER COURT

HOUSTON, TX, 77056