Insider · CIK 0001421984

Kawamoto Dan Toshio

Reports to the SEC for 2 companies · SAN JOSE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001421984

Forms 4 and 5

Insider transactions

19 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-02-27	HTBKHERITAGE COMMERCE CORP · Standard Employee Option - NSOA Award	EVP/CAO	AAward	+10K sh	—	—	10,000
2013-06-17	HTBKHERITAGE COMMERCE CORPS Sale	EVP/CAO	SSale	−3,500 sh	$6.75	−$23.6K	15,000
2013-04-30	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)A Award	EVP/CAO	AAward	+7,500 sh	$6.57	+$49.3K	7,500
2012-05-01	HTBKHERITAGE COMMERCE CORPA Award	EVP/CAO	AAward	+6,000 sh	—	—	18,500
2011-06-16	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+2,000 sh	$5.18	+$10.4K	11,388
2011-06-16	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+3,000 sh	$5.17	+$15.5K	14,388
2011-06-16	HTBKHERITAGE COMMERCE CORPA Award	EVP/CAO	AAward	+8,500 sh	—	—	12,500
2011-06-16	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+2,000 sh	$5.18	+$10.4K	14,500
2011-06-16	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+3,000 sh	$5.17	+$15.5K	17,500
2011-03-15	HTBKHERITAGE COMMERCE CORPA Award	EVP/CAO	AAward	+4,000 sh	$4.70	+$18.8K	9,388
2010-12-15	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+3,388 sh	$3.82	+$12.9K	5,388
2010-08-03	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+800 sh	$3.56	+$2,847.92	800
2010-08-03	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+800 sh	$3.63	+$2,904	1,600
2010-08-03	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+400 sh	$3.64	+$1,456	2,000
2009-11-12	HTBKHERITAGE COMMERCE CORPP Purchase	EVP/CAO	PPurchase	+4,000 sh	$3.09	+$12.4K	4,000
2009-07-27	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)A Award	EVP/CAO	AAward	+25K sh	$3.22	+$80.5K	25,000
2009-06-01	1st Century Bancshares, Inc.F Tax Payment	EVP, Chief Financial Officer	FTax Payment	−4,906 sh	$4.15	−$20.4K	73,094
2009-05-15	1st Century Bancshares, Inc.A Award	EVP, Chief Financial Officer	AAward	+20K sh	—	—	78,000
2008-05-15	1st Century Bancshares, Inc.A Award	EVP, Chief Financial Officer	AAward	+3,000 sh	—	—	58,000

Recent filings

Accepted (ET)
Mar 34
HERITAGE COMMERCE CORP0001053352-14-000030
SEC(opens sec.gov)
Jun 184
HERITAGE COMMERCE CORP0001053352-13-000047
SEC(opens sec.gov)
May 14
Kawamoto Dan Toshio0001053352-13-000024
SEC(opens sec.gov)
May 34
Kawamoto Dan Toshio0001053352-12-000045
SEC(opens sec.gov)
Feb 84/A
Kawamoto Dan Toshio0001053352-12-000008
SEC(opens sec.gov)
Jun 204
Kawamoto Dan Toshio0001053352-11-000077
SEC(opens sec.gov)
Jun 174
Kawamoto Dan Toshio0001053352-11-000053
SEC(opens sec.gov)
Mar 164
Kawamoto Dan Toshio0001053352-11-000011
SEC(opens sec.gov)
Dec 164
Kawamoto Dan Toshio0001053352-10-000075
SEC(opens sec.gov)
Aug 34
Kawamoto Dan Toshio0001053352-10-000040
SEC(opens sec.gov)
Nov 134
Kawamoto Dan Toshio0001053352-09-000150
SEC(opens sec.gov)
Jul 284
Kawamoto Dan Toshio0001053352-09-000119
SEC(opens sec.gov)
Jun 34
Kawamoto Dan Toshio0001179110-09-009136
SEC(opens sec.gov)
Jun 24
Kawamoto Dan Toshio0001179110-09-008998
SEC(opens sec.gov)
May 84
Kawamoto Dan Toshio0001179110-09-007485
SEC(opens sec.gov)

Companies

Address

150 ALMADEN BLVD.

SAN JOSE, CA, 95113