Insider · CIK 0001425479

Harvey M Shane

Reports to the SEC for 1 company · 4 NORTH FOURTH STREET, VA

sec.gov

Transactions

Companies

Filings

CIK

0001425479

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-06-01	Alpha Appalachia Holdings, Inc.D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−8,761 sh	—	—	0
2011-06-01	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−2,894 sh	—	—	0
2011-06-01	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−2,939 sh	—	—	0
2011-06-01	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−3,066 sh	—	—	0
2011-06-01	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock units)D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−3,304 sh	—	—	0
2011-04-04	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+4,618 sh	$29.95	+$138K	13,379
2011-04-04	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+3,463 sh	$38.99	+$135K	16,842
2011-04-04	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+1,470 sh	$34.05	+$50.1K	18,312
2011-04-04	Alpha Appalachia Holdings, Inc.S Sale	VP and General Counsel	SSale	−9,551 sh	$70.00	−$669K	8,761
2011-04-04	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+4,618 sh	—	—	0
2011-04-04	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+3,463 sh	—	—	0
2011-04-04	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+1,470 sh	—	—	2,939
2011-03-04	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+3,333 sh	$24.73	+$82.4K	12,094
2011-03-04	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+5,102 sh	$28.96	+$148K	17,196
2011-03-04	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+5,787 sh	$19.50	+$113K	22,983
2011-03-04	Alpha Appalachia Holdings, Inc.S Sale	VP and General Counsel	SSale	−14.2K sh	$65.00	−$924K	8,761
2011-03-04	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+3,333 sh	—	—	0
2011-03-04	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+5,102 sh	—	—	0
2011-03-04	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+5,787 sh	—	—	2,894
2010-11-23	Alpha Appalachia Holdings, Inc.A Award	VP and General Counsel	AAward	+1,856 sh	$49.58	+$92K	8,761
2010-11-23	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)A Award	VP and General Counsel	AAward	+3,066 sh	—	—	3,066
2010-11-23	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock units)A Award	VP and General Counsel	AAward	+1,169 sh	—	—	1,169
2010-11-12	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+561 sh	—	—	7,466
2010-11-12	Alpha Appalachia Holdings, Inc.D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−561 sh	$47.12	−$26.4K	6,905
2010-11-12	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock units)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	−561 sh	—	—	0
2010-11-10	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+1,000 sh	—	—	7,905
2010-11-10	Alpha Appalachia Holdings, Inc.D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−1,000 sh	$46.06	−$46.1K	6,905
2010-11-10	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock units)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	−1,000 sh	—	—	1,000
2010-11-09	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+568 sh	—	—	7,473
2010-11-09	Alpha Appalachia Holdings, Inc.D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−568 sh	$44.89	−$25.5K	6,905
2010-11-09	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock units)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	−568 sh	—	—	1,135
2009-11-17	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+123 sh	—	—	7,028
2009-11-17	Alpha Appalachia Holdings, Inc.D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−123 sh	$40.39	−$4,967.97	6,905
2009-11-17	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock)D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−123 sh	—	—	0
2009-11-16	Alpha Appalachia Holdings, Inc.S Sale	VP and General Counsel	SSale	−1,200 sh	$38.17	−$45.8K	11,558
2009-11-16	Alpha Appalachia Holdings, Inc.S Sale	VP and General Counsel	SSale	−200 sh	$38.16	−$7,632	11,358
2009-11-16	Alpha Appalachia Holdings, Inc.S Sale	VP and General Counsel	SSale	−1,800 sh	$38.15	−$68.7K	9,558
2009-11-16	Alpha Appalachia Holdings, Inc.S Sale	VP and General Counsel	SSale	−2,653 sh	$38.14	−$101K	6,905
2009-11-12	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+521 sh	—	—	13,279
2009-11-12	Alpha Appalachia Holdings, Inc.D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−521 sh	$35.96	−$18.7K	12,758
2009-11-12	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+561 sh	—	—	13,319
2009-11-12	Alpha Appalachia Holdings, Inc.D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−561 sh	$35.96	−$20.2K	12,758
2009-11-12	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock units)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	−521 sh	—	—	0
2009-11-12	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	−561 sh	—	—	561
2009-11-10	Alpha Appalachia Holdings, Inc.M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	+1,000 sh	—	—	13,758
2009-11-10	Alpha Appalachia Holdings, Inc.D Disposition to Issuer	VP and General Counsel	DDisposition to Issuer	−1,000 sh	$35.15	−$35.2K	12,758
2009-11-10	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock units)M Exercise/Conversion	VP and General Counsel	MExercise/Conversion	−1,000 sh	—	—	2,000
2009-11-09	Alpha Appalachia Holdings, Inc.A Award	VP and General Counsel	AAward	+2,703 sh	$34.05	+$92K	12,758
2009-11-09	Alpha Appalachia Holdings, Inc.Employee Stock Options (right to buy)A Award	VP and General Counsel	AAward	+4,409 sh	—	—	4,409
2009-11-09	Alpha Appalachia Holdings, Inc.Restricted Units (phantom stock)A Award	VP and General Counsel	AAward	+1,703 sh	—	—	1,703

Recent filings

Accepted (ET)
Jun 34
Harvey M Shane0001140361-11-031298
SEC(opens sec.gov)
Apr 54
Harvey M Shane0001140361-11-020876
SEC(opens sec.gov)
Mar 74
Harvey M Shane0001140361-11-014746
SEC(opens sec.gov)
Nov 244
Harvey M Shane0001140361-10-047177
SEC(opens sec.gov)

Companies

Alpha Appalachia Holdings, Inc.VP and General Counsel

Address

C/O MASSEY ENERGY COMPANY

4 NORTH FOURTH STREET, VA, 23219